POWERSHARES ETF TRUST

PNQI
CUSIP 73935X146 Nasdaq ETF

Institutional ownership · Q3 2014

Latest quarter (Q2 2019)
Institutional holders 40 +6 (+17.6%) vs Q2 2014
Reported value $91.7M +11.8% vs Q2 2014
Shares held 1.3M +135.4K shares
Quarter Q3 2014 Period ended Sep 30, 2014

40 institutional managers reported holding 1,341,250 shares worth $91,679,303 on Form 13F for Q3 2014, against 34 in Q2 2014. Share positions on CUSIP 73935X146 only; option legs and principal-amount lines are not counted.

Top 25 institutional holders · Q3 2014

# Manager Shares Value % of portfolio Change
1 MORGAN STANLEY 299,615 $20.5M < 0.01% +51.9K Position
2 Bank of America Corporation 228,132 $15.6M < 0.01% -83.2K Position
3 UBS AG 155,539 $10.6M < 0.01% -2.3K Position
4 WELLS FARGO & COMPANY MN 150,106 $10.3M < 0.01% +1.3K Position
5 Citigroup Inc 105,866 $7.2M < 0.01% +1 Position
6 ROYAL BANK OF CANADA 97,077 $6.6M < 0.01% +80.8K Position
7 HighTower Advisors LLC 46,069 $3.2M 0.05% +742 Position
8 SUSQUEHANNA INTERNATIONAL GROUP LLP 39,734 $2.7M < 0.01% +11.7K Position
9 SG Americas Securities LLC 38,273 $2.6M 0.02% +25.7K Position
10 LPL Financial LLC 31,749 $2.1M 0.01% +1.7K Position
11 JANE STREET GROUP LLC 26,180 $1.8M 0.02% New Position
12 AMERIPRISE FINANCIAL INC 20,058 $1.4M < 0.01% +10.9K Position
13 STIFEL FINANCIAL CORP 17,971 $1.2M 0.01% -1.1K Position
14 BAROMETER CAPITAL MANAGEMENT INC 12,700 $868.0K 0.07% New Position
15 DEUTSCHE BANK AG 8,639 $590.0K < 0.01% -1.5K Position
16 HSBC HOLDINGS PLC 6,870 $470.0K < 0.01% — Position
17 Madden Advisory Services Inc 6,615 $452.0K 0.23% — Position
18 BANK HAPOALIM BM 5,688 $389.0K 0.09% -1.1K Position
19 American International Group Inc 5,547 $379.3K < 0.01% +1.6K Position
20 Ironsides Asset Advisors LLC 5,391 $369.0K 0.11% — Position
21 BANQUE PICTET & CIE SA 5,015 $343.0K < 0.01% — Position
22 Mathes Company Inc 4,457 $305.0K 0.15% — Position
23 CIBC WORLD MARKET INC 3,888 $266.0K < 0.01% — Position
24 JPMorgan Chase & Co 3,608 $247.0K < 0.01% +81 Position
25 Mariner LLC 3,439 $235.0K 0.03% -3.5K Position

Values as reported on each manager's Q3 2014 Form 13F. Change is in shares against the manager's prior-quarter filing.

13F holders by quarter

Quarter Holders Shares Value
Q2 2019 1 134 $18.0K
Q1 2019 1 134 $18.0K
Q4 2018 1 134 $15.0K
Q3 2018 1 -3 134 $18.0K
Q2 2018 4 -66 80.7K $10.4M
Q1 2018 70 +6 1.2M $158.3M
Q4 2017 64 +4 1.0M $120.0M
Q3 2017 60 +4 1.4M $154.7M
Q2 2017 56 +6 967.4K $99.2M
Q1 2017 50 +3 815.6K $77.0M
Q4 2016 47 -3 736.8K $61.0M
Q3 2016 50 +8 1.0M $91.8M
Q2 2016 42 +1 878.1K $67.3M
Q1 2016 41 +7 1.1M $82.2M
Q4 2015 34 +3 915.2K $73.2M
Q3 2015 31 +1 702.2K $48.4M
Q2 2015 30 +1 692.7K $50.7M
Q1 2015 29 -5 834.5K $58.6M
Q4 2014 34 -6 1.1M $74.3M
Q3 2014 40 1.3M $91.7M

Q3 2014–Q2 2019, as reported on Form 13F. Earlier quarters are in the ownership explorer below.

Ownership explorer

Security Details

CUSIP 73935X146
Symbol PNQI
Type Etf
Class NASD INTNT ETF as filed on 13F
Exchange Nasdaq

Other securities from this issuer

Name Symbol CUSIP Type
DYNAMIC AGGRESSIVE GRWTH PORT PGZ 73935X294 Common stock
DYNAMIC BANKING SECT PORT PWRS PJB 73935X336 Common stock
DYNAMIC CLEANTECH PORT PWRSHS PZD 73935X278 Common stock
DYNAMIC DEEP VAL PORT PWRSHRS PVM 73935X310 Common stock
DYNAMIC HEALTHCARE SVCS SECTOR PTJ 73935X328 Common stock
DYNAMIC MAGNIQUANT PORT PWRSHR PIQ 73935X468 Common stock
POWERSHARES AEROSPACE & DEFENS PPA 73935X690 Common stock
POWERSHARES DIVIDEND ACHIEVERS PFM 73935X732 Common stock
POWERSHARES DWA BASIC MATEIALS PYZ 73935X427 Common stock
POWERSHARES DWA CONSUMER CYCLI PEZ 73935X419 Common stock
POWERSHARES DWA CONSUMER STAPL PSL 73935X393 Common stock
POWERSHARES DWA ENERGY MOMENTU PXI 73935X385 Common stock

Identifier History

Type Value From To
CUSIP 73935X146 2008-09-16 Current

Listing History

Symbol Exchange From To
PNQI Nasdaq 2008-09-16 Current