PFG ADVISORS
Q3 2026 Form 13-F
PHOENIX, ARIZONA
CIK 0001694435
· CRD 173344
· SEC-registered investment adviser
$2.0B Reported Value Total
PFG ADVISORS reports 13,982 total accounts under management (AUM). There are 12,352 discretionary accounts valued at $2,836,725,097, and 1,630 non-discretionary accounts valued at $424,482,431.
Source: Form ADV filed * Note that certain holdings are exempt from Form 13-F reporting, so the AUM totals may be greater than the Form 13-F total.
Source: Form ADV filed 2026-03-17
Reported value
$2.0B
Quarter over quarter
-1.1%
Holdings
761
Top-10 concentration
20.3%
Key People
Form ADV owners & control persons
Janette Kolega Prior
TRUSTEE
Michael Thomas Prior
TRUSTEE
Justin C Jolly
CHIEF COMPLIANCE OFFICER
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13F Metrics
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Q3 2026 13F record
Q3 2026 13F filing summary
| Period of report | September 30, 2026 |
|---|---|
| Filed | October 15, 2026 |
| Form | 13F-HR |
| Reported value | $2.0B |
| Positions | 761 |
| Change in reported value | -1.0% |
| New positions | 61 |
| Exited positions | 91 |
| Position turnover | 17.8% |
| Top-10 concentration | 20.3% |
13F filings by quarter
| Quarter | Positions | Value |
|---|---|---|
|
Q3 2026 13F
Filed Oct 15, 2026
|
761 | $2.0B |
|
Q2 2026 13F
Filed Jul 16, 2026
|
791 | $2.0B |
|
Q1 2026 13F
Filed May 5, 2026
|
788 | $2.1B |
|
Q4 2025 13F
Filed Jan 27, 2026
|
767 | $2.1B |
|
Q3 2025 13F
Filed Nov 13, 2025
|
812 | $2.4B |
|
Q2 2025 13F
Filed Aug 7, 2025
|
623 | $2.2B |
|
Q1 2025 13F
Filed May 6, 2025
|
695 | $1.8B |
|
Q4 2024 13F
Filed Feb 7, 2025
|
689 | $1.6B |
|
Q3 2024 13F
Filed Oct 15, 2024
|
691 | $1.6B |
|
Q2 2024 13F
Filed Aug 8, 2024
|
666 | $1.5B |
|
Q1 2024 13F
Filed May 7, 2024
|
641 | $1.4B |
|
Q4 2023 13F
Filed Jan 19, 2024
|
610 | $1.2B |
|
Q3 2023 13F
Filed Oct 13, 2023
|
594 | $1.1B |
|
Q2 2023 13F
Filed Jul 20, 2023
|
670 | $1.3B |
|
Q1 2023 13F
Filed Apr 21, 2023
|
637 | $1.2B |
|
Q4 2022 13F
Filed Jan 30, 2023
|
563 | $1.0B |
|
Q3 2022 13F
Filed Oct 14, 2022
|
515 | $875.1M |
|
Q2 2022 13F
Filed Jul 13, 2022
|
394 | $884.0M |
|
Q1 2022 13F
Filed Apr 19, 2022
|
412 | $1.0B |
|
Q4 2021 13F
Filed Jan 21, 2022
|
525 | $1.0B |
16 earlier quarters on file — choose one from the quarter menu above.
Top 20 holdings · Q3 2026
| # | Holding | Reported value | % of portfolio |
|---|---|---|---|
| 1 | QQQ INVESCO QQQ TR | $53.9M | 2.74% |
| 2 | VUG VANGUARD INDEX FDS | $50.7M | 2.58% |
| 3 | AAPL APPLE INC | $47.7M | 2.43% |
| 4 | VTI VANGUARD INDEX FDS | $45.4M | 2.31% |
| 5 | SPYM SPDR SERIES TRUST | $39.5M | 2.01% |
| 6 | NVDA NVIDIA CORPORATION | $38.8M | 1.98% |
| 7 | MSFT MICROSOFT CORP | $35.3M | 1.8% |
| 8 | FTEC FIDELITY COVINGTON TRUST | $30.8M | 1.57% |
| 9 | VOO VANGUARD INDEX FDS | $29.2M | 1.48% |
| 10 | SCHD SCHWAB STRATEGIC TR | $27.9M | 1.42% |
| 11 | VIG VANGUARD SPECIALIZED FUNDS | $27.8M | 1.41% |
| 12 | VYM VANGUARD WHITEHALL FDS | $24.5M | 1.25% |
| 13 | VXUS VANGUARD STAR FDS | $22.6M | 1.15% |
| 14 | BND VANGUARD BD INDEX FDS | $20.2M | 1.03% |
| 15 | DFUS DIMENSIONAL ETF TRUST | $19.8M | 1.01% |
| 16 | IVV ISHARES TR | $17.5M | 0.89% |
| 17 | AGG ISHARES TR | $14.4M | 0.73% |
| 18 | AMZN AMAZON COM INC | $14.4M | 0.73% |
| 19 | COST COSTCO WHOLESALE CORPORATION | $14.2M | 0.72% |
| 20 | SCHG SCHWAB STRATEGIC TR | $14.0M | 0.71% |
Values as reported on the Q3 2026 Form 13F. Every position is in the holdings table below.