PFG Advisors' Q3 2026 13F: 58 new positions, 88 exits
Form 13F-HR for the quarter ended Sep 30, 2026 · filed Oct 15, 2026 · 761 reported positions · accession 0001694435-26-000005
What changed this quarter
| Activity | Security | Weight before | Weight now | Change | Shares | Shares % |
|---|---|---|---|---|---|---|
| New | VISA INC (V) | — | 0.4% | +0.4 pts | +20,529 sh | new |
| Reduced | ISHARES TR (SGOV) | 0.6% | 0.3% | −0.3 pts | −56,065 sh | −50% |
| Increased | ISHARES TR (AGG) | 0.5% | 0.7% | +0.3 pts | +57,407 sh | +60% |
| New | RTX CORPORATION (RTX) | — | 0.3% | +0.3 pts | +27,666 sh | new |
| New | EXXONMOBIL HOLDINGS CORP (XOMZZZZ) | — | 0.3% | +0.3 pts | +31,086 sh | new |
| Exited | EXXON MOBIL CORP (XOM) | 0.2% | — | −0.2 pts | −32,922 sh | −100% |
| Exited | PIMCO ETF TR (BOND) | 0.2% | — | −0.2 pts | −37,827 sh | −100% |
| Exited | INNOVATOR ETFS TRUST (IOCT) | 0.2% | — | −0.2 pts | −92,052 sh | −100% |
| Increased | INVESCO QQQ TR (QQQ) | 2.6% | 2.7% | +0.2 pts | +3,828 sh | +6% |
| Increased | FIRST TR EXCHANGE-TRADED FD (CIBR) | 0.1% | 0.2% | +0.2 pts | +27,189 sh | +185% |
| New | EA SERIES TRUST (BUXX) | — | 0.1% | +0.1 pts | +134K sh | new |
| Increased | TESLA INC (TSLA) | 0.2% | 0.3% | +0.1 pts | +7,434 sh | +94% |
| New | VANGUARD SCOTTSDALE FDS (VCSH) | — | 0.1% | +0.1 pts | +33,116 sh | new |
| Reduced | SCHWAB STRATEGIC TR (SCHB) | 0.2% | 0.1% | −0.1 pts | −83,430 sh | −70% |
| Reduced | INVESCO EXCH TRADED FD TR II (SPMO) | 0.3% | 0.2% | −0.1 pts | −15,743 sh | −33% |
| Reduced | NEXTPOWER INC (NXT) | 0.4% | 0.0% | −0.3 pts | −30,094 sh | −73% |
| Reduced | SPDR SERIES TRUST (SPYM) | 2.1% | 2.0% | 0.0 pts | −24,586 sh | −5% |
| Reduced | BROADCOM INC (AVGO) | 0.8% | 0.7% | −0.2 pts | −6,272 sh | −15% |
| New | VANGUARD BD INDEX FDS (VUSB) | — | 0.1% | +0.1 pts | +42,683 sh | new |
| Reduced | WORLD GOLD TR (GLDM) | 0.4% | 0.3% | −0.1 pts | −25,693 sh | −27% |
| Exited | INNOVATOR ETFS TRUST (EOCT) | 0.1% | — | −0.1 pts | −59,761 sh | −100% |
| Increased | FIRST TR EXCHANGE-TRADED FD (FTGS) | 0.0% | 0.1% | +0.1 pts | +52,956 sh | +645% |
| New | INVESCO EXCH TRADED FD TR II (BKLN) | — | 0.1% | +0.1 pts | +93,445 sh | new |
| Reduced | WELLS FARGO & CO (WFC) | 0.4% | 0.3% | −0.1 pts | −23,458 sh | −24% |
| Increased | VANGUARD WHITEHALL FDS (VYMI) | 0.1% | 0.2% | +0.1 pts | +18,530 sh | +129% |
| Increased | VANGUARD CHARLOTTE FDS (BNDX) | 0.2% | 0.3% | +0.1 pts | +39,472 sh | +52% |
| Reduced | PROCTER & GAMBLE CO (PG) | 0.3% | 0.2% | −0.1 pts | −12,508 sh | −34% |
| New | SPDR SERIES TRUST (XBI) | — | 0.1% | +0.1 pts | +11,480 sh | new |
| Increased | FIRST TR EXCHNG TRADED FD VI (UCON) | 0.3% | 0.4% | +0.1 pts | +75,872 sh | +28% |
| Reduced | JPMORGAN CHASE & CO (JPM) | 0.5% | 0.4% | −0.1 pts | −5,284 sh | −17% |
| Increased | SELECT SECTOR SPDR TR (XLV) | 0.2% | 0.3% | +0.1 pts | +10,184 sh | +49% |
| Reduced | APPLE INC (AAPL) | 2.2% | 2.4% | +0.3 pts | −5,146 sh | −3% |
| Exited | INNOVATOR ETFS TRUST (IJAN) | 0.1% | — | −0.1 pts | −44,527 sh | −100% |
| Reduced | AIM ETF PRODUCTS TRUST (OCTW) | 0.1% | 0.0% | −0.1 pts | −39,714 sh | −77% |
| New | SEMTECH CORP (SMTC) | — | 0.1% | +0.1 pts | +9,289 sh | new |
| Reduced | INVESCO EXCH TRADED FD TR II (QQQM) | 0.2% | 0.1% | −0.1 pts | −5,152 sh | −36% |
| New | INNOVATOR ETFS TRUST (DDFS) | — | 0.1% | +0.1 pts | +67,972 sh | new |
| New | WELLTOWER INC (WELL) | — | 0.1% | +0.1 pts | +6,534 sh | new |
| Exited | ISHARES TR (IGOV) | 0.1% | — | −0.1 pts | −33,660 sh | −100% |
| Exited | SCHWAB STRATEGIC TR (SCYB) | 0.1% | — | −0.1 pts | −52,260 sh | −100% |
| New | ISHARES INC (EWZ) | — | 0.1% | +0.1 pts | +35,903 sh | new |
| New | SERIES PORTFOLIOS TR (CLOX) | — | 0.1% | +0.1 pts | +51,092 sh | new |
| Reduced | CATERPILLAR INC (CAT) | 0.6% | 0.4% | −0.2 pts | −1,588 sh | −14% |
| Increased | FIRST TR EXCHNG TRADED FD VI (BUFR) | 0.0% | 0.1% | +0.1 pts | +34,026 sh | +177% |
| Reduced | BLACKROCK ETF TRUST II (BRTR) | 0.1% | 0.1% | −0.1 pts | −26,469 sh | −53% |
| Increased | SCHWAB STRATEGIC TR (SCHD) | 1.3% | 1.4% | +0.1 pts | +37,875 sh | +5% |
| New | ISHARES TR (IBTP) | — | 0.1% | +0.1 pts | +51,162 sh | new |
| Exited | INNOVATOR ETFS TRUST (UJAN) | 0.1% | — | −0.1 pts | −27,363 sh | −100% |
| Reduced | PALANTIR TECHNOLOGIES INC (PLTR) | 0.2% | 0.3% | +0.1 pts | −6,481 sh | −20% |
| New | SERIES PORTFOLIOS TR (CLOZ) | — | 0.1% | +0.1 pts | +45,879 sh | new |
The 50 largest of 813 changes, by size of the trade. Full holdings for this quarter.
Reported by the fund in its Form 13F filed with the SEC; holdings are as of the quarter-end report date and may have changed since. For informational purposes only — not investment advice or a recommendation to buy or sell any security. FilingExplorer is not affiliated with or endorsed by this fund. How this brief is compiled
† Security identifier (CUSIP) changed — read as one continuing position, not an exit and a new position:
- ARBITRAGE FDS (ARB): 02210T108 → 03875R791, 85,856 → 78,446 shares (share count changed with the identifier; not shown as a trade)
- DFA INVT DIMENSIONS GROUP IN (DFAR): 25434V823 → 25239Y147, 128K → 129K shares (share count changed with the identifier; not shown as a trade)
- DFA INVT DIMENSIONS GROUP IN (DUHP): 25434V831 → 25239Y196, 110K → 111K shares (share count changed with the identifier; not shown as a trade)
Top 10 positions — 20.3% of the equity book
Changes in the top 10 this quarter: MSFT entered · VIG left
| # | Security | Weight before | Weight now | |
|---|---|---|---|---|
| 1 | INVESCO QQQ TR (QQQ) | 2.6% | 2.7% | |
| 2 | VANGUARD INDEX FDS (VUG) | 2.5% | 2.6% | |
| 3 | APPLE INC (AAPL) | 2.2% | 2.4% | |
| 4 | VANGUARD INDEX FDS (VTI) | 2.3% | 2.3% | |
| 5 | SPDR SERIES TRUST (SPYM) | 2.1% | 2.0% | |
| 6 | NVIDIA CORPORATION (NVDA) | 1.7% | 2.0% | |
| 7 | MICROSOFT CORP (MSFT) | 1.3% | 1.8% | Entered the top 10 |
| 8 | FIDELITY COVINGTON TRUST (FTEC) | 1.5% | 1.6% | |
| 9 | VANGUARD INDEX FDS (VOO) | 1.5% | 1.5% | |
| 10 | SCHWAB STRATEGIC TR (SCHD) | 1.3% | 1.4% | |
| — | VANGUARD SPECIALIZED FUNDS (VIG) | 1.4% | 1.4% | Left the top 10 |
Weights are each position's reported value as a share of the fund's reported equity positions (options and principal-amount holdings excluded).