HEARTWOOD WEALTH ADVISORS LLC
Q4 2023 Form 13-F
RICHMOND, VIRGINIA
CIK 0001794935
· CRD 300273
· SEC-registered investment adviser
$751.1M Reported Value Total
HEARTWOOD WEALTH ADVISORS, LLC reports 1,593 total accounts under management (AUM). There are 1,190 discretionary accounts valued at $1,018,354,426, and 403 non-discretionary accounts valued at $106,820,934.
Source: Form ADV filed * Note that certain holdings are exempt from Form 13-F reporting, so the AUM totals may be greater than the Form 13-F total.
Source: Form ADV filed 2026-04-30
Reported value
$751.1M
Quarter over quarter
+9.4%
Holdings
148
Top-10 concentration
57.3%
Key People
Form ADV owners & control persons
Stephen Timothy Clarke
OWNER
Wesley Brent Kaufman
OWNER
Edwin Sidney Martin
OWNER
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Q4 2023 13F record
Q4 2023 13F filing summary
| Period of report | December 31, 2023 |
|---|---|
| Filed | January 17, 2024 |
| Form | 13F-HR |
| Reported value | $751.1M |
| Positions | 148 |
| Change in reported value | +10.8% |
| New positions | 27 |
| Exited positions | 9 |
| Position turnover | 22.9% |
| Top-10 concentration | 57.3% |
13F filings by quarter
| Quarter | Positions | Value |
|---|---|---|
|
Q3 2026 13F
Filed Oct 5, 2026
|
223 | $1.3B |
|
Q2 2026 13F
Filed Jul 17, 2026
|
227 | $1.3B |
|
Q1 2026 13F
Filed Apr 7, 2026
|
223 | $1.1B |
|
Q4 2025 13F
Filed Jan 12, 2026
|
202 | $1.1B |
|
Q3 2025 13F
Filed Oct 6, 2025
|
631 | $1.1B |
|
Q2 2025 13F
Filed Jul 8, 2025
|
183 | $957.6M |
|
Q1 2025 13F
Filed Apr 21, 2025
|
173 | $876.1M |
|
Q4 2024 13F
Filed Jan 10, 2025
|
170 | $888.0M |
|
Q3 2024 13F
Filed Oct 7, 2024
|
174 | $903.3M |
|
Q2 2024 13F
Filed Jul 9, 2024
|
172 | $836.7M |
|
Q1 2024 13F
Filed Apr 2, 2024
|
157 | $812.2M |
|
Q4 2023 13F
Filed Jan 17, 2024
|
148 | $751.1M |
|
Q3 2023 13F
Filed Oct 17, 2023
|
130 | $678.0M |
|
Q2 2023 13F
Filed Jul 19, 2023
|
140 | $705.0M |
|
Q1 2023 13F
Filed Apr 14, 2023
|
133 | $671.0M |
|
Q4 2022 13F
Filed Jan 12, 2023
|
125 | $638.6M |
|
Q3 2022 13F
Filed Oct 25, 2022
|
111 | $577.3M |
|
Q2 2022 13F
Filed Jul 25, 2022
|
115 | $607.6M |
|
Q1 2022 13F
Filed Apr 26, 2022
|
118 | $671.5M |
|
Q4 2021 13F
Filed Jan 12, 2022
|
105 | $665.7M |
8 earlier quarters on file — choose one from the quarter menu above.
Top 20 holdings · Q4 2023
| # | Holding | Reported value | % of portfolio |
|---|---|---|---|
| 1 | VV VANGUARD LARGE-CAP ETF | $89.7M | 11.94% |
| 2 | VB VANGUARD SMALL-CAP ETF | $74.8M | 9.96% |
| 3 | VEA VANGUARD FTSE DEVELOPED MARKETS ETF | $64.9M | 8.64% |
| 4 | SCHE SCHWAB EMERGING MARKETS EQUITY ETF | $44.5M | 5.93% |
| 5 | VO VANGUARD MID-CAP ETF | $32.1M | 4.28% |
| 6 | RDIV INVESCO S&P ULTRA DIVIDEND REVENUE ETF | $29.2M | 3.89% |
| 7 | VYM VANGUARD HIGH DIVIDEND YIELD INDEX ETF | $27.7M | 3.69% |
| 8 | GDXJ VANECK JUNIOR GOLD MINERS ETF | $24.7M | 3.29% |
| 9 | AGG ISHARES CORE U.S. AGGREGATE BOND ETF | $21.3M | 2.83% |
| 10 | SPAB SPDR PORTFOLIO AGGREGATE BOND ETF | $21.1M | 2.82% |
| 11 | IJS ISHARES S&P SMALL-CAP 600 VALUE ETF | $21.0M | 2.79% |
| 12 | SPTS SPDR PORTFOLIO SHORT TERM TREASURY ETF | $20.9M | 2.78% |
| 13 | VTV VANGUARD VALUE ETF | $20.9M | 2.78% |
| 14 | VUG VANGUARD GROWTH ETF | $19.3M | 2.57% |
| 15 | EFA ISHARES MSCI EAFE ETF | $18.3M | 2.43% |
| 16 | VTEB VANGUARD TAX-EXEMPT BOND ETF | $16.5M | 2.2% |
| 17 | URA GLOBAL X URANIUM ETF | $16.3M | 2.16% |
| 18 | IBMP ISHARES IBONDS DEC 2027 TERM MUNI BOND ETF | $15.7M | 2.09% |
| 19 | TIP ISHARES TIPS BOND ETF | $14.3M | 1.91% |
| 20 | SUB ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | $13.2M | 1.76% |
Values as reported on the Q4 2023 Form 13F. Every position is in the holdings table below.