HEARTWOOD WEALTH ADVISORS LLC
Q3 2026 Form 13-F
RICHMOND, VIRGINIA
CIK 0001794935
· CRD 300273
· SEC-registered investment adviser
$1.3B Reported Value Total
HEARTWOOD WEALTH ADVISORS, LLC reports 1,897 total accounts under management (AUM). There are 1,348 discretionary accounts valued at $1,408,673,029, and 549 non-discretionary accounts valued at $139,934,395.
Source: Form ADV filed * Note that certain holdings are exempt from Form 13-F reporting, so the AUM totals may be greater than the Form 13-F total.
Source: Form ADV filed 2026-04-30
Reported value
$1.3B
Quarter over quarter
-1.8%
Holdings
223
Top-10 concentration
48.2%
Key People
Form ADV owners & control persons
Stephen Timothy Clarke
OWNER
Wesley Brent Kaufman
OWNER
Edwin Sidney Martin
OWNER
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13F Metrics
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Q3 2026 13F record
Q3 2026 13F filing summary
| Period of report | September 30, 2026 |
|---|---|
| Filed | October 05, 2026 |
| Form | 13F-HR |
| Reported value | $1.3B |
| Positions | 223 |
| Change in reported value | -1.7% |
| New positions | 5 |
| Exited positions | 9 |
| Position turnover | 6.0% |
| Top-10 concentration | 48.2% |
13F filings by quarter
| Quarter | Positions | Value |
|---|---|---|
|
Q3 2026 13F
Filed Oct 5, 2026
|
223 | $1.3B |
|
Q2 2026 13F
Filed Jul 17, 2026
|
227 | $1.3B |
|
Q1 2026 13F
Filed Apr 7, 2026
|
223 | $1.1B |
|
Q4 2025 13F
Filed Jan 12, 2026
|
202 | $1.1B |
|
Q3 2025 13F
Filed Oct 6, 2025
|
631 | $1.1B |
|
Q2 2025 13F
Filed Jul 8, 2025
|
183 | $957.6M |
|
Q1 2025 13F
Filed Apr 21, 2025
|
173 | $876.1M |
|
Q4 2024 13F
Filed Jan 10, 2025
|
170 | $888.0M |
|
Q3 2024 13F
Filed Oct 7, 2024
|
174 | $903.3M |
|
Q2 2024 13F
Filed Jul 9, 2024
|
172 | $836.7M |
|
Q1 2024 13F
Filed Apr 2, 2024
|
157 | $812.2M |
|
Q4 2023 13F
Filed Jan 17, 2024
|
148 | $751.1M |
|
Q3 2023 13F
Filed Oct 17, 2023
|
130 | $678.0M |
|
Q2 2023 13F
Filed Jul 19, 2023
|
140 | $705.0M |
|
Q1 2023 13F
Filed Apr 14, 2023
|
133 | $671.0M |
|
Q4 2022 13F
Filed Jan 12, 2023
|
125 | $638.6M |
|
Q3 2022 13F
Filed Oct 25, 2022
|
111 | $577.3M |
|
Q2 2022 13F
Filed Jul 25, 2022
|
115 | $607.6M |
|
Q1 2022 13F
Filed Apr 26, 2022
|
118 | $671.5M |
|
Q4 2021 13F
Filed Jan 12, 2022
|
105 | $665.7M |
8 earlier quarters on file — choose one from the quarter menu above.
Top 20 holdings · Q3 2026
| # | Holding | Reported value | % of portfolio |
|---|---|---|---|
| 1 | VV VANGUARD MORNINGSTAR LARGE-CAP ETF | $132.4M | 10.45% |
| 2 | VB VANGUARD MORNINGSTAR SMALL-CAP ETF | $108.8M | 8.59% |
| 3 | VEA VANGUARD FTSE DEVELOPED MARKETS ETF | $60.9M | 4.81% |
| 4 | SCHE SCHWAB EMERGING MARKETS EQUITY ETF | $55.3M | 4.37% |
| 5 | VONE VANGUARD RUSSELL 1000 ETF | $51.5M | 4.07% |
| 6 | VO VANGUARD MORNINGSTAR MID-CAP ETF | $48.5M | 3.83% |
| 7 | RDIV INVESCO S&P ULTRA DIVIDEND REVENUE ETF | $43.6M | 3.44% |
| 8 | VYM VANGUARD HIGH DIVIDEND YIELD INDEX ETF | $43.1M | 3.4% |
| 9 | GDXJ VANECK JUNIOR GOLD MINERS ETF | $35.0M | 2.76% |
| 10 | IJT ISHARES S&P SMALL-CAP 600 GROWTH ETF | $31.5M | 2.49% |
| 11 | IJS ISHARES S&P SMALL-CAP 600 VALUE ETF | $31.5M | 2.49% |
| 12 | AGG ISHARES CORE U.S. AGGREGATE BOND ETF | $29.6M | 2.34% |
| 13 | SPTS STATE STREET SPDR PORTFOLIO SHORT TERM TREASURY ETF | $29.5M | 2.33% |
| 14 | IBTI ISHARES IBONDS DEC 2028 TERM TREASURY ETF | $29.2M | 2.31% |
| 15 | VTEB VANGUARD TAX-EXEMPT BOND ETF | $24.5M | 1.93% |
| 16 | GMUB GOLDMAN SACHS MUNICIPAL INCOME ETF | $24.5M | 1.93% |
| 17 | VTV VANGUARD MORNINGSTAR VALUE ETF | $24.0M | 1.9% |
| 18 | GTEK GOLDMAN SACHS FUTURE TECH LEADERS EQUITY ETF | $23.5M | 1.86% |
| 19 | VUG VANGUARD MORNINGSTAR GROWTH ETF | $21.1M | 1.67% |
| 20 | TIP ISHARES TIPS BOND ETF | $19.5M | 1.54% |
Values as reported on the Q3 2026 Form 13F. Every position is in the holdings table below.