CLOSED-END FUND ADVISORS INC
Q3 2026 Form 13-F
RICHMOND, VIRGINIA
CIK 0002103520
· CRD 115562
· SEC-registered investment adviser
$96.2M Reported Value Total
CEF ADVISORS reports 180 total accounts under management (AUM). There are 173 discretionary accounts valued at $112,456,229, and 7 non-discretionary accounts valued at $73,866,886.
Source: Form ADV filed * Note that certain holdings are exempt from Form 13-F reporting, so the AUM totals may be greater than the Form 13-F total.
Source: Form ADV filed 2026-09-30
Reported value
$96.2M
Quarter over quarter
-5.6%
Holdings
168
Top-10 concentration
22.3%
Filing Structure
Reports holdings for
- Hennion & Walsh Asset Management Inc · File #028-21238 · Q4 2025 – Q4 2025 · declared by one filing
Key People
Form ADV owners & control persons
John Cole Scott
PRESIDENT
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13F Metrics
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Q3 2026 13F record
Q3 2026 13F filing summary
| Period of report | September 30, 2026 |
|---|---|
| Filed | November 04, 2026 |
| Form | 13F-HR |
| Reported value | $96.2M |
| Positions | 168 |
| Change in reported value | -6.0% |
| New positions | 12 |
| Exited positions | 7 |
| Position turnover | 10.9% |
| Top-10 concentration | 22.3% |
13F filings by quarter
| Quarter | Positions | Value |
|---|---|---|
|
Q3 2026 13F
Filed Nov 4, 2026
|
168 | $96.2M |
|
Q2 2026 13F
Filed Jul 27, 2026
|
163 | $102.4M |
|
Q1 2026 13F
Filed May 11, 2026
|
162 | $98.3M |
|
Q4 2025 13F
Filed Feb 11, 2026
|
185 | $169.3M |
Top 20 holdings · Q3 2026
| # | Holding | Reported value | % of portfolio |
|---|---|---|---|
| 1 | KYN KAYNE ANDERSON ENERGY INFRST | $4.1M | 4.3% |
| 2 | MFM ABERDEEN MUN INCOME FD | $3.4M | 3.5% |
| 3 | EOD ALLSPRING GLOBAL DIVIDEND OP | $2.1M | 2.18% |
| 4 | CPZ CALAMOS LNG SHR EQT DYNAMIC | $1.8M | 1.85% |
| 5 | FSEN FS SPECIALTY LENDING FD | $1.7M | 1.78% |
| 6 | PSUS PERSHING SQUARE USA LTD | $1.7M | 1.78% |
| 7 | BPRE BLUEROCK PVT REAL ESTATE FD | $1.7M | 1.77% |
| 8 | TYG TORTOISE ENERGY INFRSTRCTR C | $1.7M | 1.73% |
| 9 | PBDC PUTNAM ETF TRUST | $1.7M | 1.72% |
| 10 | SABA SABA CAPITAL INCOME & OPPORT | $1.6M | 1.7% |
| 11 | RFMZ RIVERNORTH FLEXIBLE MUNI INC | $1.6M | 1.69% |
| 12 | BGX BLACKSTONE LONG SHORT CR INC | $1.6M | 1.66% |
| 13 | DMA DESTRA MULTI-ALTERNATIVE FD | $1.6M | 1.65% |
| 14 | HFRO HIGHLAND OPPS & INCOME FD | $1.6M | 1.64% |
| 15 | FSCO FS CREDIT OPPORTUNITIES CORP | $1.5M | 1.58% |
| 16 | PNI PIMCO NEW YORK MUN FD II | $1.5M | 1.58% |
| 17 | MEGI NYLIM CBRE GLOBAL | $1.4M | 1.5% |
| 18 | NML NEUBERGER ENGY INFRSTR & INC | $1.4M | 1.46% |
| 19 | FINS ANGEL OAK FINL STRATEGIES IN | $1.4M | 1.43% |
| 20 | OTF BLUE OWL TECHNOLOGY FIN CORP | $1.3M | 1.38% |
Values as reported on the Q3 2026 Form 13F. Every position is in the holdings table below.