HENNION & WALSH ASSET MANAGEMENT INC
Q3 2026 Form 13-F
PARSIPPANY, NEW JERSEY
CIK 0001861642
· CRD 126236
· SEC-registered investment adviser
$3.4B Reported Value Total
HENNION & WALSH ASSET MANAGEMENT, INC. reports 1,821 total accounts under management (AUM). There are 1,792 discretionary accounts valued at $741,718,409, and 29 non-discretionary accounts valued at $27,109,434.
Source: Form ADV filed * Note that certain holdings are exempt from Form 13-F reporting, so the AUM totals may be greater than the Form 13-F total.
Source: Form ADV filed 2026-08-31
Reported value
$3.4B
Quarter over quarter
-5.6%
Holdings
969
Top-10 concentration
16.8%
Filing Structure
Key People
Form ADV owners & control persons
Richard Hennion
OWNER
William Walter Walsh
OWNER
Phillip Fitzsimmons
CHIEF COMPLIANCE OFFICER
Filing Navigation
13F Metrics
Loading 13F Metrics
Q3 2026 13F record
Q3 2026 13F filing summary
| Period of report | September 30, 2026 |
|---|---|
| Filed | October 13, 2026 |
| Form | 13F-HR |
| Reported value | $3.4B |
| Positions | 969 |
| Change in reported value | -2.4% |
| New positions | 70 |
| Exited positions | 56 |
| Position turnover | 12.3% |
| Top-10 concentration | 16.8% |
13F filings by quarter
| Quarter | Positions | Value |
|---|---|---|
|
Q3 2026 13F
Filed Oct 13, 2026
|
969 | $3.4B |
|
Q2 2026 13F
Filed Jul 8, 2026
|
955 | $3.5B |
|
Q1 2026 13F
Filed May 13, 2026
|
928 | $3.0B |
|
Q4 2025 13F
Filed Jan 14, 2026
|
926 | $2.9B |
|
Q3 2025 13F
Filed Oct 22, 2025
|
937 | $2.8B |
|
Q2 2025 13F
Filed Aug 7, 2025
|
916 | $2.5B |
|
Q1 2025 13F
Filed Apr 10, 2025
|
867 | $2.2B |
|
Q4 2024 13F
Filed Jan 15, 2025
|
851 | $2.2B |
|
Q3 2024 13F
Filed Oct 22, 2024
|
866 | $2.1B |
|
Q2 2024 13F
Filed Jul 19, 2024
|
838 | $1.9B |
|
Q1 2024 13F
Filed Apr 17, 2024
|
840 | $1.9B |
|
Q4 2023 13F
Filed Jan 10, 2024
|
816 | $1.8B |
|
Q3 2023 13F
Filed Oct 27, 2023
|
799 | $1.6B |
|
Q2 2023 13F
Filed Aug 9, 2023
|
797 | $1.7B |
|
Q1 2023 13F
Filed Apr 20, 2023
|
774 | $1.6B |
|
Q4 2022 13F
Filed Jan 12, 2023
|
766 | $1.6B |
|
Q3 2022 13F
Filed Nov 14, 2022
|
765 | $1.5B |
|
Q2 2022 13F
Filed Jul 19, 2022
|
756 | $1.6B |
|
Q1 2022 13F
Filed Apr 26, 2022
|
768 | $1.9B |
|
Q4 2021 13F
Filed Feb 14, 2022
|
742 | $2.0B |
3 earlier quarters on file — choose one from the quarter menu above.
Top 20 holdings · Q3 2026
| # | Holding | Reported value | % of portfolio |
|---|---|---|---|
| 1 | IVV ISHARES TR | $150.4M | 4.4% |
| 2 | DDWM WISDOMTREE TR | $67.3M | 1.97% |
| 3 | DYNF BLACKROCK ETF TRUST | $62.5M | 1.83% |
| 4 | XCEM COLUMBIA ETF TR II | $54.3M | 1.59% |
| 5 | VTV VANGUARD INDEX FDS | $54.3M | 1.59% |
| 6 | SPYI NEOS ETF TRUST | $48.7M | 1.42% |
| 7 | GSLC GOLDMAN SACHS ETF TR | $38.4M | 1.12% |
| 8 | IGEB ISHARES TR | $37.9M | 1.11% |
| 9 | GOOGL ALPHABET INC | $29.7M | 0.87% |
| 10 | NVDA NVIDIA CORPORATION | $29.1M | 0.85% |
| 11 | JSML JANUS DETROIT STR TR | $26.8M | 0.78% |
| 12 | PFF ISHARES TR | $26.1M | 0.76% |
| 13 | AIVC AMPLIFY ETF TR | $26.1M | 0.76% |
| 14 | MU MICRON TECHNOLOGY INC | $25.5M | 0.75% |
| 15 | AMAT APPLIED MATLS INC | $25.2M | 0.74% |
| 16 | MQY BLACKROCK MUNIYILD QULT FD I | $24.9M | 0.73% |
| 17 | NUV NUVEEN MUN VALUE FD INC | $24.5M | 0.72% |
| 18 | MHD BLACKROCK MUNIHOLDINGS FD IN | $24.0M | 0.7% |
| 19 | NVG NUVEEN AMT FREE MUN CR INC F | $22.9M | 0.67% |
| 20 | LRCX LAM RESEARCH CORP | $22.5M | 0.66% |
Values as reported on the Q3 2026 Form 13F. Every position is in the holdings table below.