Carrie E. Hansen Sells $594K of AssetMark Financial Holdings Inc (AMK) — SEC Form 4, Feb 09, 2021

Open-Market Net Sale · SEC Form 4
−$594,416

Equity position changed by -15.5%

Reporting Owner
TXN 2021-02-09 · FILED 2021-02-09
Equity Position 126K sh 148,811 → 125,738
Equity Change -15.5% shares held after vs before
Filing Lag 0 business days within 2-day SEC deadline
Form 4 · Statement of Changes in Beneficial Ownership
Filing Date
2021-02-09
Report Date
2021-02-09
Accession No.
0001209191-21-008976
Accepted At
2021-02-09 23:59 UTC
Reporting Owner
Name Relationship
Carrie E. Hansen CIK 0001782584
COO
Carrie E. Hansen at AssetMark Financial Holdings Inc Full insider history
Bought (12 mo) —
Sold (12 mo) —
More from this insider at AssetMark Financial Holdings Inc
2024-09-06 - — View
2024-08-30 Gift/Other — View
2024-08-21 Gift/Other — View
2024-06-11 Sell -$365,025 View
2023-12-07 Sell -$301,070 View
All filings by this insider at AssetMark Financial Holdings Inc
Non-Derivative Securities Transactions
Title Date Type Shares Price Net Total Post-Txn Ownership
Common StockF1 2021-02-09 S - Sale 19,516 D $25.71 -$501,756 129,295 Direct
Common StockF2 2021-02-09 S - Sale 3,557 D $26.05 -$92,660 125,738 Direct
Footnotes (2)
F1
These transactions were executed in multiple trades at prices ranging from $25.01 to $26.00. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Show more
F2
These transactions were executed in multiple trades at prices ranging from $26.01 to $26.16. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Show more
Remarks

All transactions were executed pursuant to a Rule 10b5-1 plan entered into by the Reporting Person.

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Other insiders at AssetMark Financial Holdings Inc
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