Carrie E. Hansen Receives Stock Award at AssetMark Financial Holdings Inc (AMK) — SEC Form 4, Jul 01, 2021

This filing has been amended. View the latest version

SEC Form 4 · No Market Transaction

Stock Award

Compensation grant — no market purchase or sale.

Reporting Owner

Carrie E. Hansen

COO

TXN 2021-06-09 · FILED 2021-07-01

Equity Position 107K sh 89,916 → 106,997

Equity Change +19.0% shares held after vs before

Filing Lag 15 business days late vs 2-day SEC deadline

Form 4 · Statement of Changes in Beneficial Ownership

AssetMark Financial Holdings Inc

AMK CIK 0001591587

Reporting Owner

Name	Relationship
Carrie E. Hansen CIK 0001782584	COO

Carrie E. Hansen at AssetMark Financial Holdings Inc Full insider history

Bought (12 mo) —

Sold (12 mo) —

More from this insider at AssetMark Financial Holdings Inc

Non-Derivative Securities Transactions

Title	Date	Type	Shares	Price	Net Total	Post-Txn	Ownership
Common stockF1	2021-06-09	A - Award/Grant	17,081 A	$0.00	—	106,997	Direct

Derivative Securities Transactions

Title	Strike	Date	Type	Shares	Price	Expiration	Underlying	Ownership
Stock Appreciation RightF2	$25.61	2021-06-09	A - Award/Grant	73,171 A	$0.00	2031-06-09	73,171 Common Stock	Direct

Footnotes (2)

F1: Consists of restricted stock units that vest in four equal annual installments on the first four anniversaries of the date of grant and settle in shares of common stock of the issuer. Show more
F2: The stock appreciation right vests in four equal annual installments on the first four anniversaries of the date of grant. Show more

Institutional Holders

Largest by reported value

Other insiders at AssetMark Financial Holdings Inc

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