Form 13-F position report

SIMPLIFY EXCHANGE TRADED FU

Reported by ADVISOR GROUP HOLDINGS INC

ETF profile Manager portfolio Source filing
PFIX CUSIP 82889N855 Manager CIK 0001677044
Latest reported change

First reported at 1,250 shares this quarter.

New
% of reported 13F value < 0.01% This manager · Q3 2021
Shares 1,250 Quarter-end amount reported
Reported value $51,000 Fair value at quarter end
Consecutive quarters held 1 Through Q3 2021

Reported position value by quarter

Reported position value by quarter

Each bar is a Form 13-F quarter-end snapshot. It does not show trades made within the quarter.

Manager history

Quarterly position history

How this manager's reported quarter-end position changed over time.

20 quarters
Quarter Activity Shares Change % of reported 13F Reported value Filed
Q2 2026 Reduced 2,539 -7,682 (-75.2%) < 0.01% $110,234 2026-08-14
Q1 2026 Added 10,221 +6,872 (205.2%) < 0.01% $472,583 2026-05-15
Q4 2025 Reduced 3,349 -8,922 (-72.7%) < 0.01% $160,645 2026-02-17
Q3 2025 Added 12,271 +1,038 (9.2%) < 0.01% $669,792 2025-11-14
Q2 2025 Added 11,233 +2,170 (23.9%) < 0.01% $593,635 2025-08-13
Q1 2025 Added 9,063 +7,609 (523.3%) < 0.01% $439,254 2025-05-12
Q4 2024 Added 1,454 +117 (8.8%) < 0.01% $76,126 2025-02-07
Q3 2024 Reduced 1,337 -2,707 (-66.9%) < 0.01% $54,975 2024-11-13
Q2 2024 Reduced 4,044 -6,725 (-62.4%) < 0.01% $193,500 2024-08-13
Q1 2024 Added 10,769 +9,544 (779.1%) < 0.01% $482,430 2024-05-10
Q4 2023 Reduced 1,225 -11,766 (-90.6%) < 0.01% $49,000 2024-02-12
Q3 2023 Reduced 12,991 -16,235 (-55.5%) < 0.01% $1,240,737 2023-11-13
Q2 2023 Added 29,226 +894 (3.2%) < 0.01% $1,834,775 2023-08-10
Q1 2023 Added 28,332 +13,965 (97.2%) < 0.01% $1,726,792 2023-05-12
Q4 2022 Reduced 14,367 -20,833 (-59.2%) < 0.01% $1,028,628 2023-02-10
Q3 2022 Added 32,210 +31,510 (4501.4%) < 0.01% $2,197,000 2022-11-14
Q2 2022 Unchanged 700 0 (0.0%) < 0.01% $40,000 2022-08-10
Q1 2022 Reduced 700 -1,250 (-64.1%) < 0.01% $35,000 2022-05-04
Q4 2021 Added 1,950 +700 (56.0%) < 0.01% $73,000 2022-02-03
Q3 2021 New 1,250 +1,250 (0.0%) < 0.01% $51,000 2021-11-05
Institutional context

Who else reported the position

19 managers reported SIMPLIFY EXCHANGE TRADED FU for Q3 2021.

Manager Activity Shares Change % of reported 13F Reported value Tenure
Pekin Hardy Strauss Inc Reduced 113,910 -11,905 0.66% $4,633,000 2 qtrs
COMMONWEALTH EQUITY SERVICES LLC New 56,200 +56,200 < 0.01% $2,285,000 1 qtr
ZAZOVE ASSOCIATES LLC Unchanged 52,380 0 0.19% $2,130,000 2 qtrs
Clayton Partners LLC Added 46,424 +29,424 1.81% $1,888,000 2 qtrs
Rye Brook Capital LLC Unchanged 25,400 0 0.73% $1,033,000 2 qtrs
ROYAL BANK OF CANADA Added 25,360 +3,917 < 0.01% $1,031,000 2 qtrs
IFP Advisors Inc New 15,280 +15,280 0.01% $629,000 1 qtr
HOTCHKIS & WILEY CAPITAL MANAGEMENT LLC Unchanged 13,700 0 < 0.01% $557,000 2 qtrs
HARBOR INVESTMENT ADVISORY LLC Reduced 13,663 -183 0.08% $556,000 2 qtrs
BLUEFIN CAPITAL MANAGEMENT LLC New 13,500 +13,500 0.05% $549,000 1 qtr
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Filing details and methodology As reported
Report period
September 30, 2021
Filed
November 05, 2021
Filing type
13F-HR
Position type
SIMPLIFY INTERST

Voting authority reported

Sole
0
Shared
0
None
1,250

“None” means the manager reported no voting authority for those shares on non-routine matters. It does not disclose why and is not evidence of securities lending.

Form 13-F is a delayed quarter-end snapshot of disclosed long Section 13(f) securities. It can be filed up to 45 days after quarter end, excludes short positions and most non-U.S. securities, and does not reveal intra-quarter trading. For options, reported shares and value describe the underlying-share exposure; strike, expiry, premium, and written positions are not disclosed.