Form 13-F position report

BENEFICIENT CL A

Reported by NORTHERN TRUST CORPORATION

Company profile Manager portfolio Source filing
BENF CUSIP 08178Q101 Manager CIK 0000073124
Latest reported change

Reported 162,113 shares, up 48,294 (42.4%) from the prior quarter.

Reported value -73.3%; share count 42.4% vs. the prior quarter.

Added
% of reported 13F value < 0.01% This manager · Q4 2023
Shares 162,113 Quarter-end amount reported
Reported value $78,803 Fair value at quarter end
Consecutive quarters held 2 Through Q4 2023

Reported position value by quarter

Reported position value by quarter

Each bar is a Form 13-F quarter-end snapshot. It does not show trades made within the quarter.

Manager history

Quarterly position history

How this manager's reported quarter-end position changed over time.

7 quarters
Quarter Activity Shares Change % of reported 13F Reported value Filed
Q2 2026 Unchanged 31,411 0 (0.0%) < 0.01% $115,592 2026-08-13
Q1 2026 Added 31,411 +14,156 (82.0%) < 0.01% $109,939 2026-05-14
Q4 2025 New 17,255 +17,255 (0.0%) < 0.01% $121,303 2026-02-17
Q2 2024 Reduced 0 -162,113 (-100.0%) 0 $0 2024-08-14
Q1 2024 Unchanged 162,113 0 (0.0%) < 0.01% $10,862 2024-05-14
Q4 2023 Added 162,113 +48,294 (42.4%) < 0.01% $78,803 2024-02-13
Q3 2023 New 113,819 +113,819 (0.0%) < 0.01% $294,791 2023-11-13
Institutional context

Who else reported the position

21 managers reported BENEFICIENT CL A for Q4 2023.

Manager Activity Shares Change % of reported 13F Reported value Tenure
Hatteras Investment Partners LP Reduced 48,052,901 -1,135,557 100.0% $23,358,515 3 qtrs
RIVERNORTH CAPITAL MANAGEMENT LLC Unchanged 2,483,443 0 0.06% $1,216,887 3 qtrs
VANGUARD GROUP INC Added 990,122 +443,546 < 0.01% $481,298 2 qtrs
BlackRock Inc Unchanged 869,278 0 < 0.01% $422,556 2 qtrs
GEODE CAPITAL MANAGEMENT LLC Added 652,733 +14,016 < 0.01% $317,366 2 qtrs
NORTHERN TRUST CORPORATION This report Added 162,113 +48,294 < 0.01% $78,803 2 qtrs
STIFEL FINANCIAL CORP New 88,000 +88,000 < 0.01% $42,778 1 qtr
Newbridge Financial Services Group Inc Reduced 67,074 -29,188 0.02% $32,605 2 qtrs
CHARLES SCHWAB INVESTMENT MANAGEMENT INC Unchanged 37,842 0 < 0.01% $18,395 2 qtrs
THE BANK OF NEW YORK MELLON CORPORATION Unchanged 37,833 0 < 0.01% $18,391 2 qtrs
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Filing details and methodology As reported
Report period
December 31, 2023
Filed
February 13, 2024
Filing type
13F-HR
Position type
COM

Voting authority reported

Sole
24,147
Shared
137,966
None
0

“None” means the manager reported no voting authority for those shares on non-routine matters. It does not disclose why and is not evidence of securities lending.

Form 13-F is a delayed quarter-end snapshot of disclosed long Section 13(f) securities. It can be filed up to 45 days after quarter end, excludes short positions and most non-U.S. securities, and does not reveal intra-quarter trading. For options, reported shares and value describe the underlying-share exposure; strike, expiry, premium, and written positions are not disclosed.