Form 13-F position report

BENEFICIENT CL A

Reported by NORTHERN TRUST CORPORATION

Company profile Manager portfolio Source filing
BENF CUSIP 08178Q101 Manager CIK 0000073124
Latest reported change

First reported at 113,819 shares this quarter.

New
% of reported 13F value < 0.01% This manager · Q3 2023
Shares 113,819 Quarter-end amount reported
Reported value $294,791 Fair value at quarter end
Consecutive quarters held 1 Through Q3 2023

Reported position value by quarter

Reported position value by quarter

Each bar is a Form 13-F quarter-end snapshot. It does not show trades made within the quarter.

Manager history

Quarterly position history

How this manager's reported quarter-end position changed over time.

7 quarters
Quarter Activity Shares Change % of reported 13F Reported value Filed
Q2 2026 Unchanged 31,411 0 (0.0%) < 0.01% $115,592 2026-08-13
Q1 2026 Added 31,411 +14,156 (82.0%) < 0.01% $109,939 2026-05-14
Q4 2025 New 17,255 +17,255 (0.0%) < 0.01% $121,303 2026-02-17
Q2 2024 Reduced 0 -162,113 (-100.0%) 0 $0 2024-08-14
Q1 2024 Unchanged 162,113 0 (0.0%) < 0.01% $10,862 2024-05-14
Q4 2023 Added 162,113 +48,294 (42.4%) < 0.01% $78,803 2024-02-13
Q3 2023 New 113,819 +113,819 (0.0%) < 0.01% $294,791 2023-11-13
Institutional context

Who else reported the position

20 managers reported BENEFICIENT CL A for Q3 2023.

Manager Activity Shares Change % of reported 13F Reported value Tenure
Hatteras Investment Partners LP Reduced 49,188,458 -240,861 100.0% $127,398,106 2 qtrs
RIVERNORTH CAPITAL MANAGEMENT LLC Unchanged 2,483,443 0 0.34% $6,581,124 2 qtrs
BlackRock Inc New 869,278 +869,278 < 0.01% $2,251,430 1 qtr
GEODE CAPITAL MANAGEMENT LLC New 638,717 +638,717 < 0.01% $1,654,703 1 qtr
VANGUARD GROUP INC New 546,576 +546,576 < 0.01% $1,415,632 1 qtr
NORTHERN TRUST CORPORATION This report New 113,819 +113,819 < 0.01% $294,791 1 qtr
Newbridge Financial Services Group Inc New 96,262 +96,262 0.13% $249,319 1 qtr
CHARLES SCHWAB INVESTMENT MANAGEMENT INC New 37,842 +37,842 < 0.01% $98,011 1 qtr
THE BANK OF NEW YORK MELLON CORPORATION New 37,833 +37,833 < 0.01% $97,987 1 qtr
Bank of America Corporation Added 19,340 +18,781 < 0.01% $50,091 2 qtrs
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Filing details and methodology As reported
Report period
September 30, 2023
Filed
November 13, 2023
Filing type
13F-HR
Position type
COM

Voting authority reported

Sole
0
Shared
113,819
None
0

“None” means the manager reported no voting authority for those shares on non-routine matters. It does not disclose why and is not evidence of securities lending.

Form 13-F is a delayed quarter-end snapshot of disclosed long Section 13(f) securities. It can be filed up to 45 days after quarter end, excludes short positions and most non-U.S. securities, and does not reveal intra-quarter trading. For options, reported shares and value describe the underlying-share exposure; strike, expiry, premium, and written positions are not disclosed.