UHLMANN PRICE SECURITIES LLC
Q3 2026 Form 13-F
SKOKIE, ILLINOIS
CIK 0001035344
· CRD 118025
· SEC-registered investment adviser
$1.9B Reported Value Total
UHLMANN INVESTMENT MANAGEMENT, L.L.C. reports 460 total accounts under management (AUM). There are 397 discretionary accounts valued at $232,882,000, and 63 non-discretionary accounts valued at $40,300,000.
Source: Form ADV filed * Note that certain holdings are exempt from Form 13-F reporting, so the AUM totals may be greater than the Form 13-F total.
Source: Form ADV filed 2026-03-24
Reported value
$1.9B
Quarter over quarter
-31.6%
Holdings
301
Top-10 concentration
86.7%
Key People
Form ADV owners & control persons
James Dana Baer
MEMBER
Alan Robert Konn
MEMBER
Michael Fitzgerald Dunne
CCO
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Q3 2026 13F record
Q3 2026 13F filing summary
| Period of report | September 30, 2026 |
|---|---|
| Filed | November 03, 2026 |
| Form | 13F-HR |
| Reported value | $1.9B |
| Positions | 301 |
| Change in reported value | -30.8% |
| New positions | 35 |
| Exited positions | 25 |
| Position turnover | 18.4% |
| Top-10 concentration | 86.7% |
13F filings by quarter
| Quarter | Positions | Value |
|---|---|---|
|
Q3 2026 13F
Filed Nov 3, 2026
|
301 | $1.9B |
|
Q2 2026 13F
Filed Jul 24, 2026
|
291 | $2.7B |
|
Q1 2026 13F
Filed Apr 16, 2026
|
253 | $1.5B |
|
Q4 2025 13F
Filed Jan 12, 2026
|
195 | $168.7M |
|
Q3 2025 13F
Filed Nov 7, 2025
|
192 | $163.5M |
|
Q2 2025 13F
Filed Jul 29, 2025
|
186 | $140.1M |
|
Q1 2025 13F
Filed Jul 17, 2025
|
186 | $135.8M |
|
Q4 2024 13F
Filed Jul 17, 2025
|
177 | $132.5M |
|
Q3 2024 13F
Filed Jul 30, 2025
|
178 | $125.8M |
Top 20 holdings · Q3 2026
| # | Holding | Reported value | % of portfolio |
|---|---|---|---|
| 1 | KLAC KLA CORP | $1.5B | 82.48% |
| 2 | USFR WISDOMTREE TR | $19.9M | 1.07% |
| 3 | AAPL APPLE INC | $14.2M | 0.76% |
| 4 | SO SOUTHERN CO | $8.9M | 0.48% |
| 5 | CSCO CISCO SYS INC | $6.9M | 0.37% |
| 6 | MSFT MICROSOFT CORP | $6.8M | 0.36% |
| 7 | GOOG ALPHABET INC | $6.3M | 0.34% |
| 8 | INTC INTEL CORP | $5.5M | 0.29% |
| 9 | VOO VANGUARD INDEX FDS | $5.4M | 0.29% |
| 10 | LLY ELI LILLY & CO | $5.2M | 0.28% |
| 11 | BX BLACKSTONE INC | $5.0M | 0.27% |
| 12 | GS GOLDMAN SACHS GROUP INC | $4.9M | 0.27% |
| 13 | SPY STATE STR SPDR S&P 500 ETF T | $4.6M | 0.25% |
| 14 | NVDA NVIDIA CORPORATION | $4.6M | 0.25% |
| 15 | DLN WISDOMTREE TR | $4.5M | 0.24% |
| 16 | ABBV ABBVIE INC | $3.7M | 0.2% |
| 17 | JNJ JOHNSON & JOHNSON | $3.5M | 0.19% |
| 18 | BRK-B BERKSHIRE HATHAWAY INC DEL | $3.4M | 0.18% |
| 19 | PLTR PALANTIR TECHNOLOGIES INC | $3.3M | 0.18% |
| 20 | QQQ INVESCO QQQ TR | $3.3M | 0.18% |
Values as reported on the Q3 2026 Form 13F. Every position is in the holdings table below.