UBS GROUP AG
Q3 2022 Form 13-F

ZURICH
CIK 0001610520 · Publicly traded company
Publicly traded · UBS · View company profile
Holdings reported by Dorsey & Whitney Trust CO LLC since Q3 2016 , UBS ASSET MANAGEMENT AMERICAS INC since Q2 2015
Consolidated report · includes 2 managers since Q4 2021
$228.1B Reported Value Total
Reported value
$228.1B
Quarter over quarter
-5.9%
Holdings
8,723
Top-10 concentration
13.8%

Filing Structure

Reports holdings for

  • UBS Europe SE · File #028-21431 · since Q4 2021 · declared by one filing
  • UBS Bank Canada · File #028-22388 · since Q1 2022 · declared by one filing
  • TrustBank · File #028-26149 · Q4 2025 – Q1 2026 · declared by one filing
  • UBS SECURITIES LLC · File #028-21412 · Q1 2024 – Q1 2025 · declared by one filing
  • Credit Suisse Securities (USA) LLC (not a 13F filer in our records) · File #028-25613 · Q1 2025 – Q1 2025 · declared by one filing
  • UBS AG · File #028-10396 · Q1 2024 – Q1 2025 · declared by one filing
  • UBS FINANCIAL SERVICES INC · File #028-11496 · Q1 2024 – Q1 2025 · declared by one filing
  • CREDIT SUISSE INTERNATIONAL · File #028-11516 · Q2 2024 – Q1 2025 · declared by one filing
  • CREDIT SUISSE HEDGING-GRIFFO SERVICOS INTERNACIONAIS S A · File #028-13460 · Q2 2024 – Q1 2025 · declared by one filing
  • UBS Switzerland AG · File #028-21410 · Q1 2024 – Q1 2025 · declared by one filing
  • UBS BRASIL ADMINISTRADORA DE VALORES MOBILIARIOS LTDA · File #028-21429 · Q1 2024 – Q1 2025 · declared by one filing
  • UBS La Maison de Gestion · File #028-21440 · Q1 2024 – Q1 2025 · declared by one filing
  • UBS Monaco S A · File #028-22657 · Q1 2024 – Q1 2025 · declared by one filing
  • UBS SuMi TRUST Wealth Management Co., Ltd. (not a 13F filer in our records) · File #028-25092 · Q4 2024 – Q1 2025 · declared by one filing
  • Credit Suisse (UK) Ltd (not a 13F filer in our records) · File #028-25572 · Q1 2025 – Q1 2025 · declared by one filing
  • Credit Suisse (UK) Ltd (not a 13F filer in our records) · Q1 2025 – Q1 2025 · declared by one filing
  • UBS Securities Australia Ltd (not a 13F filer in our records) · Q1 2025 – Q1 2025 · declared by one filing
  • CREDIT SUISSE SECURITIES USA LLC · File #028-11380 · Q2 2024 – Q4 2024 · declared by one filing
  • Credit Suisse Italy S p a · File #028-13035 · Q2 2024 – Q4 2024 · declared by one filing
  • Credit Suisse (UK) Limited (not a 13F filer in our records) · Q2 2024 – Q4 2024 · declared by one filing
  • UBS SuMi TRUST Wealth Management Co., Ltd. (not a 13F filer in our records) · Q4 2024 – Q4 2024 · declared by one filing
  • CREDIT SUISSE CAPITAL LLC · File #028-11477 · Q2 2024 – Q3 2024 · declared by one filing
  • Credit Suisse Securities Canada Inc · File #028-13203 · Q2 2024 – Q3 2024 · declared by one filing
  • UBS Gestion SGIIC LTD (not a 13F filer in our records) · File #028-21441 · Q3 2021 – Q2 2022 · declared by one filing
  • UBS (Monaco) SA (not a 13F filer in our records) · Q1 2022 – Q2 2022 · declared by one filing
  • UBS Bank (Canada) (not a 13F filer in our records) · Q3 2021 – Q4 2021 · declared by one filing
  • UBS Consenso Investimentos Ltda. (not a 13F filer in our records) · Q3 2021 – Q3 2021 · declared by one filing
  • UBS Europe SE (not a 13F filer in our records) · Q3 2021 – Q3 2021 · declared by one filing
  • UBS Gestion SGIIC, SA (not a 13F filer in our records) · Q3 2021 – Q3 2021 · declared by one filing
  • UBS La Maison de Gestion (not a 13F filer in our records) · Q3 2021 – Q3 2021 · declared by one filing
  • UBS Securities Japan Co., Ltd (not a 13F filer in our records) · Q3 2021 – Q3 2021 · declared by one filing
  • UBS Securities LLC (not a 13F filer in our records) · Q3 2021 – Q3 2021 · declared by one filing
  • UBS Switzerland AG (not a 13F filer in our records) · Q3 2021 – Q3 2021 · declared by one filing
  • UBS AG New York Branch (not a 13F filer in our records) · File #028-07344 · Q2 2016 – Q4 2020 · declared by one filing

Holdings reported by

Key People

Named on the latest Form 13-F filing — not necessarily an owner
Andrew Johnson
Head Group Shareholding Reporting AMER
Q2 2022
Q4 2022
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Q3 2022 13F filing summary

Period of report September 30, 2022
Filed November 10, 2022
Form 13F-HR
Reported value $228.1B
Positions 8,723
Change in reported value -6.3%
New positions 1,174
Exited positions 1,074
Position turnover 23.0%
Top-10 concentration 13.8%

13F filings by quarter

Quarter Positions Value
Q2 2026 13F
Filed Aug 13, 2026
 8,901 $786.0B
Q1 2026 13F
Filed May 5, 2026
 8,975 $666.3B
Q4 2025 13F
Filed Jan 29, 2026
 8,974 $616.7B
Q3 2025 13F
Filed Nov 13, 2025
 8,787 $638.4B
Q2 2025 13F
Filed Aug 14, 2025
 8,771 $577.6B
Q1 2025 13F
Filed May 13, 2025
 8,751 $544.0B
Q4 2024 13F
Filed Feb 14, 2025
 8,559 $541.1B
Q3 2024 13F
Filed Nov 14, 2024
 8,151 $459.0B
Q2 2024 13F
Filed Aug 14, 2024
 8,213 $404.8B
Q1 2024 13F
Filed May 13, 2024
 8,021 $401.5B
Q4 2023 13F
Filed Feb 9, 2024
 7,943 $334.1B
Q3 2023 13F
Filed Nov 9, 2023
 8,204 $290.1B
Q2 2023 13F
Filed Aug 11, 2023
 7,643 $296.1B
Q1 2023 13F
Filed May 12, 2023
 8,338 $273.6B
Q4 2022 13F
Filed Feb 8, 2023
 9,377 $267.8B
Q3 2022 13F
Filed Nov 10, 2022
 8,723 $228.1B
Q2 2022 13F
Filed Aug 10, 2022
 8,644 $243.5B
Q1 2022 13F
Filed May 16, 2022
 8,685 $300.0B
Q4 2021 13F
Filed Feb 14, 2022
 8,734 $349.1B
Q3 2021 13F
Filed Nov 15, 2021
 7,897 $317.6B

27 earlier quarters on file — choose one from the quarter menu above.

Top 20 holdings · Q3 2022

# Holding Reported value % of portfolio
1 MSFT MICROSOFT CORP $5.7B 2.5%
2 AAPL APPLE INC $5.3B 2.33%
3 SPY P SPDR S&P 500 ETF TR $4.4B 1.93%
4 SPY SPDR S&P 500 ETF TR $3.5B 1.53%
5 AMZN AMAZON COM INC $2.7B 1.18%
6 QQQ P INVESCO QQQ TR $2.2B 0.96%
7 GOOGL ALPHABET INC $2.1B 0.91%
8 SPY C SPDR S&P 500 ETF TR $2.0B 0.89%
9 IWM P ISHARES TR $1.8B 0.78%
10 UBS UBS GROUP AG $1.8B 0.78%
11 HYG P ISHARES TR $1.7B 0.77%
12 JNJ JOHNSON & JOHNSON $1.7B 0.75%
13 JPM JPMORGAN CHASE & CO $1.7B 0.75%
14 HD HOME DEPOT INC $1.7B 0.73%
15 VTV VANGUARD INDEX FDS $1.6B 0.7%
16 UNH UNITEDHEALTH GROUP INC $1.4B 0.61%
17 QQQ INVESCO QQQ TR $1.3B 0.58%
18 ABBV ABBVIE INC $1.3B 0.58%
19 AAPL P APPLE INC $1.3B 0.58%
20 V VISA INC $1.3B 0.56%

Values as reported on the Q3 2022 Form 13F. Every position is in the holdings table below.

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