STIFEL NICOLAUS & CO INC MO
Q3 2013 Form 13-F
CIK 0000948905
· Institutional investment manager
Holdings reported by
STIFEL FINANCIAL CORP since Q1 2014
, NEW SOUTH CAPITAL MANAGEMENT INC since Q2 2013
$6.0B Reported Value Total
Reported value
$6.0B
Quarter over quarter
+4.3%
Holdings
1,464
Top-10 concentration
16.2%
Filing Structure
Reports holdings for
- Washington Crossing Advisers LLC (not a 13F filer in our records) · File #028-19513 · Q4 2022 – Q4 2022 · declared by one filing
- Sterne Agee Asset Management, Inc. (not a 13F filer in our records) · File #028-15657 · Q4 2015 – Q4 2015 · declared by one filing
- STIFEL FINANCIAL CORP · File #028-04621 · Q2 2013 – Q2 2013 · declared by one filing
Holdings reported by
- STIFEL FINANCIAL CORP · since Q1 2014
- NEW SOUTH CAPITAL MANAGEMENT INC · since Q2 2013 · declared by one filing
Key People
Named on the latest Form 13-F filing — not necessarily an owner
Charles Dodson
CCO Advisory Services
Filing Navigation
Coverage begins with the second quarter of 2013. Earlier quarters are not shown while their accuracy is being verified.
13F Metrics
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Q3 2013 13F record
Q3 2013 13F filing summary
| Period of report | September 30, 2013 |
|---|---|
| Filed | November 13, 2013 |
| Form | 13F-HR |
| Reported value | $6.0B |
| Positions | 1,464 |
| Change in reported value | +9.5% |
| New positions | 209 |
| Exited positions | 108 |
| Position turnover | 20.2% |
| Top-10 concentration | 16.2% |
13F filings by quarter
| Quarter | Positions | Value |
|---|---|---|
|
Q3 2013 13F
Filed Nov 13, 2013
|
1,464 | $6.0B |
|
Q2 2013 13F
Filed Aug 8, 2013
|
1,364 | $5.5B |
Top 20 holdings · Q3 2013
| # | Holding | Reported value | % of portfolio |
|---|---|---|---|
| 1 | SPY SPDR S&P 500 ETF | $235.9M | 3.9% |
| 2 | MSFT MICROSOFT CORP | $107.5M | 1.78% |
| 3 | SF STIFEL FINANCIAL CORP | $101.3M | 1.68% |
| 4 | AAPL APPLE INC | $93.9M | 1.55% |
| 5 | LQD ISHARES IBOXX | $90.5M | 1.5% |
| 6 | IEFA ISHARES CORE MSCI | $79.5M | 1.32% |
| 7 | INTC INTEL CORP | $77.0M | 1.27% |
| 8 | SHY ISHARES | $67.4M | 1.11% |
| 9 | MRK MERCK & COMPANY INC NEW | $63.5M | 1.05% |
| 10 | GE GENERAL ELECTRIC COMPANY | $62.3M | 1.03% |
| 11 | CVX CHEVRON CORP | $57.1M | 0.94% |
| 12 | IVE ISHARES S&P 500 | $54.4M | 0.9% |
| 13 | IVW ISHARES S&P 500 | $52.3M | 0.87% |
| 14 | VWO VANGUARD FTSE EMERGING | $50.3M | 0.83% |
| 15 | T AT&T INC | $47.1M | 0.78% |
| 16 | PM PHILIP MORRIS INTL INC | $46.4M | 0.77% |
| 17 | JNJ JOHNSON & JOHNSON | $46.3M | 0.77% |
| 18 | IWV ISHARES RUSSELL 3000 | $43.3M | 0.72% |
| 19 | PFE PFIZER INC | $42.5M | 0.7% |
| 20 | XOM EXXON MOBIL CORP | $42.5M | 0.7% |
Values as reported on the Q3 2013 Form 13F. Every position is in the holdings table below.