SSI INVESTMENT MANAGEMENT LLC
Q3 2023 Form 13-F

LOS ANGELES, CALIFORNIA
CIK 0000938487 · CRD 104889 · SEC-registered investment adviser
Holdings reported by American Beacon Advisors Inc since Q2 2026
Consolidated report · includes 4 managers since Q1 2019
$1.2B Reported Value Total

SSI INVESTMENT MANAGEMENT LLC reports 88 total accounts under management (AUM). There are 87 discretionary accounts valued at $1,999,555,000, and 1 non-discretionary accounts valued at $191,000.

Source: Form ADV filed * Note that certain holdings are exempt from Form 13-F reporting, so the AUM totals may be greater than the Form 13-F total.
SEC Registered Discretionary & Non-Discretionary
Private funds (Form ADV)
7 funds · $367.6M gross asset value
Hedge Fund: $367.6M
Source: Form ADV filed 2026-03-28
Reported value
$1.2B
Quarter over quarter
-2.9%
Holdings
83
Top-10 concentration
24.5%

Reports holdings for

Holdings reported by

Key People

Form ADV owners & control persons
George Michael Douglas
CHIEF INVESTMENT OFFICER, MANAGING PRINCIPAL, DIRECTOR
Rebecca Lynn Harris
DIRECTOR
Ravi Malik
PORTFOLIO MANAGER, PRINCIPAL, DIRECTOR
Q2 2023
Q4 2023
Go to latest

Coverage begins with the second quarter of 2013. Earlier quarters are not shown while their accuracy is being verified.

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Q3 2023 13F filing summary

Period of report September 30, 2023
Filed November 03, 2023
Form 13F-HR
Reported value $1.2B
Positions 83
Change in reported value -14.2%
New positions 29
Exited positions 41
Position turnover 56.5%
Top-10 concentration 24.5%

13F filings by quarter

Quarter Positions Value
Q3 2026 13F
Filed Nov 10, 2026
 94 $1.6B
Q2 2026 13F
Filed Aug 10, 2026
 93 $1.7B
Q1 2026 13F
Filed May 14, 2026
 240 $1.4B
Q4 2025 13F
Filed Feb 10, 2026
 85 $1.5B
Q3 2025 13F
Filed Oct 28, 2025
 84 $1.5B
Q2 2025 13F
Filed Aug 14, 2025
 83 $1.4B
Q1 2025 13F
Filed May 14, 2025
 103 $1.3B
Q4 2024 13F
Filed Feb 10, 2025
 100 $1.3B
Q3 2024 13F
Filed Nov 8, 2024
 99 $1.4B
Q2 2024 13F
Filed Jul 26, 2024
 94 $1.3B
Q1 2024 13F
Filed May 14, 2024
 94 $1.3B
Q4 2023 13F
Filed Feb 8, 2024
 90 $1.3B
Q3 2023 13F
Filed Nov 3, 2023
 83 $1.2B
Q2 2023 13F
Filed Aug 9, 2023
 90 $1.4B
Q1 2023 13F
Filed May 15, 2023
 102 $1.4B
Q4 2022 13F
Filed Feb 13, 2023
 129 $1.6B
Q3 2022 13F
Filed Nov 4, 2022
 116 $1.5B
Q2 2022 13F
Filed Aug 11, 2022
 129 $1.6B
Q1 2022 13F
Filed May 10, 2022
 155 $1.8B
Q4 2021 13F
Filed Feb 11, 2022
 156 $1.7B

34 earlier quarters on file — choose one from the quarter menu above.

Top 20 holdings · Q3 2023

# Holding Reported value % of portfolio
1 IVV ISHARES TR $82.8M 6.77%
2 PXD 0.25 05/15/25 PIONEER NAT RES CO $34.1M 2.79%
3 BKNG BOOKING HOLDINGS INC $31.4M 2.57%
4 LUV SOUTHWEST AIRLS CO $27.8M 2.27%
5 WFCPRL WELLS FARGO CO NEW $23.4M 1.92%
6 PANW 0.375 06/01/25 PALO ALTO NETWORKS INC $23.4M 1.91%
7 SNAP 0.125 03/01/28 SNAP INC $20.5M 1.67%
8 IEF ISHARES TR $19.7M 1.61%
9 VXUS VANGUARD STAR FDS $18.9M 1.55%
10 UBER 0 12/15/25 UBER TECHNOLOGIES INC $17.8M 1.46%
11 F 0 03/15/26 FORD MTR CO DEL $17.2M 1.41%
12 DXCM 0.25 11/15/25 DEXCOM INC $16.2M 1.33%
13 RCL 6 08/15/25 ROYAL CARIBBEAN GROUP $15.7M 1.28%
14 APOPRA APOLLO GLOBAL MGMT INC $15.6M 1.28%
15 WDC 1.5 02/01/24 WESTERN DIGITAL CORP. $14.7M 1.2%
16 FOUR 0 12/15/25 SHIFT4 PMTS INC $14.5M 1.18%
17 Z 2.75 05/15/25 ZILLOW GROUP INC $12.4M 1.01%
18 CNMD 2.25 06/15/27 CONMED CORP $12.3M 1.01%
19 BACPRL BANK AMERICA CORP $12.3M 1.01%
20 EXAS 0.375 03/01/28 EXACT SCIENCES CORP $11.7M 0.96%

Values as reported on the Q3 2023 Form 13F. Every position is in the holdings table below.

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