SMITH GRAHAM & CO INVESTMENT ADVISORS LP
Q4 2023 Form 13-F
HOUSTON, TEXAS
CIK 0001470414
· CRD 107827
· SEC-registered investment adviser
$868.1M Reported Value Total
SMITH GRAHAM & CO INVESTMENT ADVISORS, L.P.** reports 37 total accounts under management (AUM). There are 37 discretionary accounts valued at $829,209,001, and 0 non-discretionary accounts.
Source: Form ADV filed * Note that certain holdings are exempt from Form 13-F reporting, so the AUM totals may be greater than the Form 13-F total.
SEC Registered
Discretionary Manager
Private funds (Form ADV)
9 funds
· $665.6M gross asset value
Real Estate Fund: $665.6M
Source: Form ADV filed 2023-04-25
Reported value
$868.1M
Quarter over quarter
+13.2%
Holdings
141
Top-10 concentration
15.6%
Key People
Form ADV owners & control persons
Gerald Bernard Smith
SHAREHOLDER IN SG
Mark Weldon Dube
CHIEF COMPLIANCE OFFICER
Jamie Garland House
CHIEF EXECUTIVE OFFICER
Filing Navigation
Coverage begins with the second quarter of 2013. Earlier quarters are not shown while their accuracy is being verified.
13F Metrics
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Q4 2023 13F record
Q4 2023 13F filing summary
| Period of report | December 31, 2023 |
|---|---|
| Filed | January 29, 2024 |
| Form | 13F-HR |
| Reported value | $868.1M |
| Positions | 141 |
| Change in reported value | +7.9% |
| New positions | 4 |
| Exited positions | 6 |
| Position turnover | 6.8% |
| Top-10 concentration | 15.6% |
13F filings by quarter
| Quarter | Positions | Value |
|---|---|---|
|
Q4 2023 13F
Filed Jan 29, 2024
|
141 | $868.1M |
|
Q3 2023 13F
Filed Nov 7, 2023
|
143 | $804.4M |
|
Q2 2023 13F
Filed Jul 31, 2023
|
137 | $826.6M |
|
Q1 2023 13F
Filed May 9, 2023
|
140 | $822.8M |
|
Q4 2022 13F
Filed Feb 2, 2023
|
140 | $817.2M |
|
Q3 2022 13F
Filed Nov 4, 2022
|
138 | $752.2M |
|
Q2 2022 13F
Filed Aug 4, 2022
|
138 | $810.0M |
|
Q1 2022 13F
Filed May 6, 2022
|
138 | $962.7M |
|
Q4 2021 13F
Filed Jan 26, 2022
|
141 | $1.0B |
|
Q3 2021 13F
Filed Nov 1, 2021
|
141 | $995.2M |
|
Q2 2021 13F
Filed Aug 9, 2021
|
140 | $1.1B |
|
Q1 2021 13F
Filed Apr 27, 2021
|
141 | $1.2B |
|
Q4 2020 13F
Filed Jan 20, 2021
|
141 | $1.1B |
|
Q3 2020 13F
Filed Oct 27, 2020
|
139 | $877.8M |
|
Q2 2020 13F
Filed Jul 21, 2020
|
132 | $824.9M |
|
Q1 2020 13F
Filed Apr 23, 2020
|
133 | $641.3M |
|
Q4 2019 13F
Filed Jan 21, 2020
|
132 | $1.0B |
|
Q3 2019 13F
Filed Oct 18, 2019
|
132 | $940.4M |
|
Q2 2019 13F
Filed Jul 30, 2019
|
132 | $928.1M |
|
Q1 2019 13F
Filed Apr 23, 2019
|
131 | $910.4M |
23 earlier quarters on file — choose one from the quarter menu above.
Top 20 holdings · Q4 2023
| # | Holding | Reported value | % of portfolio |
|---|---|---|---|
| 1 | KOP KOPPERS HOLDINGS INC | $15.1M | 1.74% |
| 2 | HIBB HIBBETT INC | $15.1M | 1.74% |
| 3 | DY DYCOM INDS INC | $14.8M | 1.7% |
| 4 | GFF GRIFFON CORP | $14.4M | 1.66% |
| 5 | GPI GROUP 1 AUTOMOTIVE INC | $13.6M | 1.57% |
| 6 | LAD LITHIA MTRS INC | $13.6M | 1.56% |
| 7 | SIGI SELECTIVE INS GROUP INC | $12.3M | 1.42% |
| 8 | MDC M D C HLDGS INC | $12.2M | 1.41% |
| 9 | DECK DECKERS OUTDOOR CORP | $12.1M | 1.4% |
| 10 | SCSC SCANSOURCE INC | $12.1M | 1.39% |
| 11 | WBS WEBSTER FINL CORP | $11.2M | 1.29% |
| 12 | UCTT ULTRA CLEAN HLDGS INC | $10.9M | 1.26% |
| 13 | PRIM PRIMORIS SVCS CORP | $10.1M | 1.16% |
| 14 | PR PERMIAN RESOURCES CORP | $10.0M | 1.15% |
| 15 | ITGR INTEGER HLDGS CORP | $9.9M | 1.14% |
| 16 | TTEK TETRA TECH INC NEW | $9.8M | 1.13% |
| 17 | GBX GREENBRIER COS INC | $9.7M | 1.12% |
| 18 | ECPG ENCORE CAP GROUP INC | $9.7M | 1.11% |
| 19 | TTMI TTM TECHNOLOGIES INC | $9.7M | 1.11% |
| 20 | SEM SELECT MED HLDGS CORP | $9.6M | 1.11% |
Values as reported on the Q4 2023 Form 13F. Every position is in the holdings table below.