ROCKY MOUNTAIN ADVISERS LLC
Q3 2026 Form 13-F
SALINA, KANSAS
CIK 0001512779
· CRD 148479
· SEC-registered investment adviser
Holdings reported by
Paralel Advisors LLC since Q4 2021
$389.3M Reported Value Total
ROCKY MOUNTAIN ADVISERS, LLC reports 440 total accounts under management (AUM). There are 439 discretionary accounts valued at $3,148,012,917, and 1 non-discretionary accounts valued at $1,051,414.
Source: Form ADV filed * Note that certain holdings are exempt from Form 13-F reporting, so the AUM totals may be greater than the Form 13-F total.
Source: Form ADV filed 2026-03-30
Reported value
$389.3M
Quarter over quarter
-0.7%
Holdings
270
Top-10 concentration
86.6%
Filing Structure
Holdings reported by
- Paralel Advisors LLC · since Q4 2021
- ALPS ADVISORS INC · Q2 2018 – Q3 2021
- STEWART WEST INDIES TRADING CO LTD · Q2 2013 – Q1 2018 · declared by one filing
Key People
Form ADV owners & control persons
Jacob Eugene Hemmer
CHIEF INVESTMENT OFFICER, PRESIDENT/MANAGER
Lee Legleiter
CHIEF LEGAL OFFICER
Nicole Larraine Murphey
CHIEF COMPLIANCE OFFICER
Filing Navigation
13F Metrics
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Q3 2026 13F record
Q3 2026 13F filing summary
| Period of report | September 30, 2026 |
|---|---|
| Filed | October 22, 2026 |
| Form | 13F-HR |
| Reported value | $389.3M |
| Positions | 270 |
| Change in reported value | -0.8% |
| New positions | 10 |
| Exited positions | 16 |
| Position turnover | 9.1% |
| Top-10 concentration | 86.6% |
13F filings by quarter
| Quarter | Positions | Value |
|---|---|---|
|
Q3 2026 13F
Filed Oct 22, 2026
|
270 | $389.3M |
|
Q2 2026 13F
Filed Jul 24, 2026
|
276 | $392.5M |
|
Q1 2026 13F
Filed Apr 29, 2026
|
278 | $349.5M |
|
Q4 2025 13F
Filed Jan 21, 2026
|
293 | $347.3M |
|
Q3 2025 13F
Filed Oct 17, 2025
|
277 | $342.5M |
|
Q2 2025 13F
Filed Jul 22, 2025
|
268 | $328.8M |
|
Q1 2025 13F
Filed May 5, 2025
|
269 | $323.9M |
|
Q4 2024 13F
Filed Jan 29, 2025
|
281 | $337.1M |
|
Q3 2024 13F
Filed Nov 1, 2024
|
285 | $329.4M |
|
Q2 2024 13F
Filed Aug 6, 2024
|
290 | $298.7M |
|
Q1 2024 13F
Filed Apr 26, 2024
|
307 | $315.5M |
|
Q4 2023 13F
Filed Jan 24, 2024
|
298 | $286.4M |
|
Q3 2023 13F
Filed Oct 31, 2023
|
292 | $205.1M |
|
Q2 2023 13F
Filed Jul 27, 2023
|
294 | $187.8M |
|
Q1 2023 13F
Filed Apr 19, 2023
|
281 | $187.8M |
|
Q4 2022 13F
Filed Feb 1, 2023
|
288 | $180.3M |
|
Q3 2022 13F
Filed Oct 17, 2022
|
301 | $76.8M |
|
Q2 2022 13F
Filed Jul 26, 2022
|
294 | $81.1M |
|
Q1 2022 13F
Filed Apr 27, 2022
|
297 | $90.1M |
|
Q4 2021 13F
Filed Feb 9, 2022
|
302 | $88.0M |
32 earlier quarters on file — choose one from the quarter menu above.
Top 20 holdings · Q3 2026
| # | Holding | Reported value | % of portfolio |
|---|---|---|---|
| 1 | SRHQ ELEVATION SERIES TRUST | $200.4M | 51.49% |
| 2 | SRHR ELEVATION SERIES TRUST | $47.8M | 12.28% |
| 3 | SCHD SCHWAB STRATEGIC TR | $28.3M | 7.27% |
| 4 | JPM JPMORGAN CHASE & CO | $18.9M | 4.86% |
| 5 | SCHB SCHWAB STRATEGIC TR | $11.4M | 2.93% |
| 6 | UTF COHEN & STEERS INFRASTRUCTUR | $10.0M | 2.58% |
| 7 | AVLV AMERICAN CENTY ETF TR | $7.7M | 1.98% |
| 8 | BRK-B BERKSHIRE HATHAWAY INC DEL | $5.1M | 1.31% |
| 9 | IVV ISHARES TR | $3.7M | 0.96% |
| 10 | VOO VANGUARD INDEX FDS | $3.6M | 0.91% |
| 11 | VIG VANGUARD GROUP | $3.1M | 0.81% |
| 12 | EVR EVERCORE INC | $3.0M | 0.76% |
| 13 | MSFT MICROSOFT CORP | $2.7M | 0.71% |
| 14 | STEW SRH TOTAL RETURN FUND INC | $2.5M | 0.65% |
| 15 | VCSH VANGUARD SCOTTSDALE FDS | $2.3M | 0.58% |
| 16 | AAPL APPLE INC | $2.3M | 0.58% |
| 17 | VYM VANGUARD WHITEHALL FDS INC | $1.5M | 0.38% |
| 18 | WMT WALMART INC | $1.5M | 0.38% |
| 19 | NVDA NVIDIA CORP | $1.3M | 0.34% |
| 20 | WTW WILLIS TOWERS WATSON PUB LTD | $1.3M | 0.33% |
Values as reported on the Q3 2026 Form 13F. Every position is in the holdings table below.