NORTHWEST & ETHICAL INVESTMENTS L P
Q3 2021 Form 13-F

TORONTO, ONTARIO, CANADA
CIK 0002033536 · Institutional investment manager
$3.1B Reported Value Total
Reported value
$3.1B
Quarter over quarter
-0.8%
Holdings
392
Top-10 concentration
16.8%

Key People

Named on the latest Form 13-F filing — not necessarily an owner
Yasmin Lalani
SVP, Chief Legal Officer and Chief Governance Officer

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Q3 2021 13F record

Q3 2021 13F filing summary

Q3 2021 Form 13F portfolio summary
Period of report September 30, 2021
Filed July 09, 2025
Form 13F-HR
Reported value $3.1B
Positions 392
Change in reported value -0.5%
New positions 29
Exited positions 44
Position turnover 16.7%
Top-10 concentration 16.8%

13F filings by quarter

Form 13F filings by quarter
Quarter Positions Value
Q2 2026 13F
Filed Aug 13, 2026
508 $4.3B
Q1 2026 13F
Filed May 14, 2026
509 $4.3B
Q4 2025 13F
Filed Feb 12, 2026
485 $4.4B
Q3 2025 13F
Filed Nov 12, 2025
482 $4.2B
Q2 2025 13F
Filed Aug 13, 2025
469 $4.0B
Q1 2025 13F
Filed May 13, 2025
465 $3.7B
Q4 2024 13F
Filed Feb 11, 2025
460 $3.7B
Q3 2024 13F
Filed Nov 14, 2024
483 $3.8B
Q2 2024 13F
Filed Aug 14, 2024
468 $3.5B
Q1 2024 13F
Filed Jul 9, 2025
467 $3.5B
Q4 2023 13F
Filed Jul 9, 2025
364 $3.3B
Q3 2023 13F
Filed Jul 9, 2025
377 $3.0B
Q2 2023 13F
Filed Jul 9, 2025
372 $3.1B
Q1 2023 13F
Filed Jul 9, 2025
393 $3.0B
Q4 2022 13F
Filed Jul 9, 2025
393 $2.9B
Q3 2022 13F
Filed Jul 9, 2025
401 $2.5B
Q2 2022 13F
Filed Jul 9, 2025
402 $2.7B
Q1 2022 13F
Filed Jul 9, 2025
393 $3.1B
Q4 2021 13F
Filed Jul 9, 2025
388 $3.4B
Q3 2021 13F
Filed Jul 9, 2025
392 $3.1B

33 earlier quarters on file — choose one from the quarter menu above.

Top 20 holdings · Q3 2021

Largest Q3 2021 13F positions by reported value
# Holding Reported value % of portfolio
1 MSFT MICROSOFT CORP $99.9M 3.25%
2 TD TORONTO DOMINION BK ONT $63.8M 2.08%
3 RY ROYAL BK CDA $48.9M 1.59%
4 AAPL APPLE INC $48.8M 1.59%
5 TSM TAIWAN SEMICONDUCTOR MFG LTD $47.4M 1.54%
6 BNS BANK NOVA SCOTIA B C $46.0M 1.5%
7 SPY SPDR S&P 500 ETF TR $43.6M 1.42%
8 TXN TEXAS INSTRS INC $40.2M 1.31%
9 LIN LINDE PLC $39.2M 1.28%
10 AMZN AMAZON COM INC $38.9M 1.27%
11 WM WASTE MGMT INC DEL $38.4M 1.25%
12 A AGILENT TECHNOLOGIES INC $37.9M 1.23%
13 AWK AMERICAN WTR WKS CO INC NEW $37.8M 1.23%
14 MGA MAGNA INTL INC $37.6M 1.23%
15 GOOG ALPHABET INC $37.0M 1.2%
16 TT TRANE TECHNOLOGIES PLC $36.3M 1.18%
17 CNI CANADIAN NATL RY CO $34.8M 1.13%
18 META FACEBOOK INC $34.1M 1.11%
19 ENB ENBRIDGE INC $32.6M 1.06%
20 SLF SUN LIFE FINANCIAL INC. $32.0M 1.04%

Values as reported on the Q3 2021 Form 13F. Every position is in the holdings table below.

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