NBC SECURITIES INC
Q3 2026 Form 13-F
BIRMINGHAM, ALABAMA
CIK 0000791540
· CRD 17870
· SEC-registered investment adviser
$1.5B Reported Value Total
LANARK FINANCIAL, INC. reports 4,966 total accounts under management (AUM). There are 2,789 discretionary accounts valued at $795,125,084, and 2,177 non-discretionary accounts valued at $989,692,366.
Source: Form ADV filed * Note that certain holdings are exempt from Form 13-F reporting, so the AUM totals may be greater than the Form 13-F total.
Source: Form ADV filed 2026-09-25
Reported value
$1.5B
Quarter over quarter
-2.0%
Holdings
2,476
Top-10 concentration
17.6%
Key People
Form ADV owners & control persons
Peyton Davis Falkenburg
SHAREHOLDER
Frank Benner Falkenburg
SHAREHOLDER
Pamela Sue Conway
VICE PRESIDENT, OPERATIONS
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13F Metrics
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Q3 2026 13F record
Q3 2026 13F filing summary
| Period of report | September 30, 2026 |
|---|---|
| Filed | October 26, 2026 |
| Form | 13F-HR |
| Reported value | $1.5B |
| Positions | 2,476 |
| Change in reported value | -0.6% |
| New positions | 172 |
| Exited positions | 114 |
| Position turnover | 11.0% |
| Top-10 concentration | 17.6% |
13F filings by quarter
| Quarter | Positions | Value |
|---|---|---|
|
Q3 2026 13F
Filed Oct 26, 2026
|
2,476 | $1.5B |
|
Q2 2026 13F
Filed Jul 21, 2026
|
2,418 | $1.5B |
|
Q1 2026 13F
Filed Apr 14, 2026
|
2,541 | $1.3B |
|
Q4 2025 13F
Filed Jan 29, 2026
|
2,680 | $1.3B |
|
Q3 2025 13F
Filed Nov 14, 2025
|
2,669 | $1.3B |
|
Q2 2025 13F
Filed Jul 8, 2025
|
2,349 | $1.2B |
|
Q1 2025 13F
Filed Apr 9, 2025
|
2,064 | $1.2B |
|
Q4 2024 13F
Filed Jan 22, 2025
|
1,239 | $1.1B |
|
Q3 2024 13F
Filed Oct 15, 2024
|
2,051 | $1.2B |
|
Q2 2024 13F
Filed Jul 10, 2024
|
2,019 | $1.1B |
|
Q1 2024 13F
Filed Apr 5, 2024
|
2,028 | $1.1B |
|
Q4 2023 13F
Filed Feb 7, 2024
|
2,044 | $991.9M |
|
Q3 2023 13F
Filed Nov 3, 2023
|
2,046 | $910.4M |
Top 20 holdings · Q3 2026
| # | Holding | Reported value | % of portfolio |
|---|---|---|---|
| 1 | AAPL APPLE INC | $42.5M | 2.89% |
| 2 | SPY STATE STR SPDR S&P 500 ETF T | $34.4M | 2.34% |
| 3 | SPYM SPDR SERIES TRUST | $33.1M | 2.26% |
| 4 | VOO VANGUARD INDEX FDS | $29.5M | 2.01% |
| 5 | MSFT MICROSOFT CORP | $26.1M | 1.78% |
| 6 | NVDA NVIDIA CORPORATION | $24.2M | 1.65% |
| 7 | AMZN AMAZON COM INC | $18.1M | 1.24% |
| 8 | GOOGL ALPHABET INC | $16.9M | 1.15% |
| 9 | IVV ISHARES TR | $16.5M | 1.12% |
| 10 | AVGO BROADCOM INC | $16.3M | 1.11% |
| 11 | QQQ INVESCO QQQ TR | $14.4M | 0.98% |
| 12 | VEA VANGUARD TAX-MANAGED FDS | $13.5M | 0.92% |
| 13 | SPDW SPDR INDEX SHS FDS | $12.8M | 0.87% |
| 14 | JPM JPMORGAN CHASE & CO | $12.4M | 0.85% |
| 15 | SPAB SPDR SERIES TRUST | $10.6M | 0.72% |
| 16 | V VISA INC | $10.5M | 0.72% |
| 17 | AGG ISHARES TR | $9.4M | 0.64% |
| 18 | SPIB SPDR SERIES TRUST | $9.3M | 0.64% |
| 19 | QGRW WISDOMTREE TR | $9.3M | 0.63% |
| 20 | WMT WALMART INC | $9.0M | 0.61% |
Values as reported on the Q3 2026 Form 13F. Every position is in the holdings table below.