MYSTIC ASSET MANAGEMENT INC
Q3 2026 Form 13-F
WARWICK, RHODE ISLAND
CIK 0001912460
· CRD 170361
· SEC-registered investment adviser
$450.8M Reported Value Total
MYSTIC ASSET MANAGEMENT reports 371 total accounts under management (AUM). There are 369 discretionary accounts valued at $603,718,648, and 2 non-discretionary accounts valued at $10,864,508.
Source: Form ADV filed * Note that certain holdings are exempt from Form 13-F reporting, so the AUM totals may be greater than the Form 13-F total.
Source: Form ADV filed 2026-03-02
Reported value
$450.8M
Quarter over quarter
-0.2%
Holdings
214
Top-10 concentration
34.7%
Key People
Form ADV owners & control persons
David William Allaire
VICE PRESIDENT & CFO
Sotirios Mike Pappas
PRESIDENT, CEO & CCO
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13F Metrics
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Q3 2026 13F record
Q3 2026 13F filing summary
| Period of report | September 30, 2026 |
|---|---|
| Filed | October 15, 2026 |
| Form | 13F-HR |
| Reported value | $450.8M |
| Positions | 214 |
| Change in reported value | -3.6% |
| New positions | 4 |
| Exited positions | 15 |
| Position turnover | 8.3% |
| Top-10 concentration | 34.7% |
13F filings by quarter
| Quarter | Positions | Value |
|---|---|---|
|
Q3 2026 13F
Filed Oct 15, 2026
|
214 | $450.8M |
|
Q2 2026 13F
Filed Aug 11, 2026
|
225 | $467.9M |
|
Q1 2026 13F
Filed May 8, 2026
|
218 | $431.4M |
|
Q4 2025 13F
Filed Jan 28, 2026
|
219 | $441.8M |
|
Q3 2025 13F
Filed Nov 3, 2025
|
223 | $442.8M |
|
Q2 2025 13F
Filed Aug 12, 2025
|
222 | $413.5M |
|
Q1 2025 13F
Filed May 5, 2025
|
224 | $379.1M |
|
Q4 2024 13F
Filed Feb 10, 2025
|
223 | $372.9M |
|
Q3 2024 13F
Filed Nov 12, 2024
|
177 | $264.9M |
|
Q2 2024 13F
Filed Aug 8, 2024
|
167 | $247.6M |
|
Q1 2024 13F
Filed May 6, 2024
|
164 | $241.6M |
|
Q4 2023 13F
Filed Feb 12, 2024
|
160 | $209.1M |
|
Q3 2023 13F
Filed Nov 13, 2023
|
144 | $178.0M |
|
Q2 2023 13F
Filed Aug 11, 2023
|
140 | $186.5M |
|
Q1 2023 13F
Filed Apr 21, 2023
|
147 | $181.2M |
|
Q4 2022 13F
Filed Feb 3, 2023
|
152 | $175.9M |
|
Q3 2022 13F
Filed Oct 18, 2022
|
143 | $156.1M |
|
Q2 2022 13F
Filed Aug 12, 2022
|
150 | $164.0M |
|
Q1 2022 13F
Filed May 11, 2022
|
152 | $185.9M |
|
Q4 2021 13F
Filed Feb 23, 2022
|
412 | $211.6M |
Top 20 holdings · Q3 2026
| # | Holding | Reported value | % of portfolio |
|---|---|---|---|
| 1 | AAPL APPLE INC | $30.5M | 6.77% |
| 2 | MSFT MICROSOFT CORP | $25.9M | 5.74% |
| 3 | NVDA NVIDIA CORPORATION | $20.8M | 4.62% |
| 4 | AVGO BROADCOM INC | $15.9M | 3.52% |
| 5 | JPM JPMORGAN CHASE & CO | $14.3M | 3.16% |
| 6 | QQQ INVESCO QQQ TR | $12.4M | 2.75% |
| 7 | META META PLATFORMS INC | $10.5M | 2.34% |
| 8 | GOOGL ALPHABET INC | $10.1M | 2.23% |
| 9 | BAC BANK OF AMER CORP | $8.5M | 1.88% |
| 10 | CAT CATERPILLAR INC | $7.8M | 1.73% |
| 11 | ETN EATON CORP PLC | $7.7M | 1.71% |
| 12 | RTX RTX CORPORATION | $7.6M | 1.69% |
| 13 | JNJ JOHNSON & JOHNSON | $7.4M | 1.64% |
| 14 | VO VANGUARD INDEX FDS | $6.6M | 1.46% |
| 15 | INTC INTEL CORP | $6.1M | 1.35% |
| 16 | GOOG ALPHABET INC | $5.8M | 1.28% |
| 17 | ABBV ABBVIE INC | $5.2M | 1.16% |
| 18 | AMZN AMAZON COM INC | $5.1M | 1.13% |
| 19 | PFE PFIZER INC | $5.1M | 1.12% |
| 20 | CVX CHEVRON CORPORATION | $4.9M | 1.08% |
Values as reported on the Q3 2026 Form 13F. Every position is in the holdings table below.