LEGEND FINANCIAL ADVISORS INC
Q3 2023 Form 13-F
PITTSBURGH, PENNSYLVANIA
CIK 0001781948
· CRD 108207
· SEC-registered investment adviser
$117.2M Reported Value Total
LEGEND FINANCIAL ADVISORS INC reports 794 total accounts under management (AUM). There are 794 discretionary accounts valued at $246,567,581, and 0 non-discretionary accounts.
Source: Form ADV filed * Note that certain holdings are exempt from Form 13-F reporting, so the AUM totals may be greater than the Form 13-F total.
Source: Form ADV filed 2026-03-24
Reported value
$117.2M
Quarter over quarter
-2.2%
Holdings
188
Top-10 concentration
67.8%
Key People
Form ADV owners & control persons
James Jude Holtzman
CEO, PRESIDENT, CCO AND WEALTH ADVISOR
Christopher J Kail
OWNER AND DIRECTOR OF MARKETING
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Q3 2023 13F record
Q3 2023 13F filing summary
| Period of report | September 30, 2023 |
|---|---|
| Filed | November 13, 2023 |
| Form | 13F-HR |
| Reported value | $117.2M |
| Positions | 188 |
| Change in reported value | -2.2% |
| New positions | 7 |
| Exited positions | 26 |
| Position turnover | 15.4% |
| Top-10 concentration | 67.8% |
13F filings by quarter
| Quarter | Positions | Value |
|---|---|---|
|
Q2 2026 13F
Filed Jul 20, 2026
|
40 | $176.0M |
|
Q1 2026 13F
Filed Apr 24, 2026
|
38 | $155.1M |
|
Q4 2025 13F
Filed Jan 23, 2026
|
37 | $165.1M |
|
Q3 2025 13F
Filed Nov 4, 2025
|
39 | $163.1M |
|
Q2 2025 13F
Filed Jul 16, 2025
|
171 | $150.5M |
|
Q1 2025 13F
Filed May 14, 2025
|
37 | $136.1M |
|
Q4 2024 13F
Filed Jan 7, 2025
|
267 | $141.7M |
|
Q3 2024 13F
Filed Oct 18, 2024
|
157 | $144.9M |
|
Q2 2024 13F
Filed Jul 26, 2024
|
292 | $140.9M |
|
Q1 2024 13F
Filed Apr 17, 2024
|
185 | $138.0M |
|
Q4 2023 13F
Filed Jan 31, 2024
|
193 | $124.4M |
|
Q3 2023 13F
Filed Nov 13, 2023
|
188 | $117.2M |
|
Q2 2023 13F
Filed Aug 9, 2023
|
207 | $119.8M |
|
Q1 2023 13F
Filed Apr 26, 2023
|
229 | $119.1M |
|
Q4 2022 13F
Filed Jan 30, 2023
|
243 | $114.4M |
|
Q3 2022 13F
Filed Nov 18, 2022
|
233 | $106.4M |
|
Q2 2022 13F
Filed Aug 8, 2022
|
31 | $96.8M |
|
Q1 2022 13F
Filed May 12, 2022
|
39 | $157.4M |
|
Q4 2021 13F
Filed Feb 14, 2022
|
41 | $143.4M |
|
Q3 2021 13F
Filed Nov 15, 2021
|
39 | $157.4M |
11 earlier quarters on file — choose one from the quarter menu above.
Top 20 holdings · Q3 2023
| # | Holding | Reported value | % of portfolio |
|---|---|---|---|
| 1 | IAU ISHARES GOLD TR | $10.4M | 8.88% |
| 2 | QQQ INVESCO QQQ TR | $10.0M | 8.53% |
| 3 | VO VANGUARD INDEX FDS | $10.0M | 8.51% |
| 4 | SOXX ISHARES TR | $8.8M | 7.48% |
| 5 | LCR LEUTHOLD FDS INC | $7.6M | 6.49% |
| 6 | FNDX SCHWAB STRATEGIC TR | $7.4M | 6.29% |
| 7 | COPX GLOBAL X FDS | $7.3M | 6.2% |
| 8 | VIOV VANGUARD ADMIRAL FDS INC | $6.5M | 5.51% |
| 9 | XME SPDR SER TR | $6.0M | 5.08% |
| 10 | RSPD INVESCO EXCHANGE TRADED FD T | $5.7M | 4.84% |
| 11 | IAK ISHARES TR | $5.3M | 4.5% |
| 12 | DJP BARCLAYS BANK PLC | $5.1M | 4.36% |
| 13 | ARB ALTSHARES TRUST | $3.8M | 3.27% |
| 14 | SPSM SPDR SER TR | $3.0M | 2.55% |
| 15 | AAPL APPLE INC | $1.5M | 1.26% |
| 16 | VRTV VERITIV CORP | $1.4M | 1.2% |
| 17 | MOD MODINE MFG CO | $1.0M | 0.87% |
| 18 | BRK-B BERKSHIRE HATHAWAY INC DEL | $956.7K | 0.82% |
| 19 | FISV FISERV INC | $850.1K | 0.73% |
| 20 | CHS CHICOS FAS INC | $754.9K | 0.64% |
Values as reported on the Q3 2023 Form 13F. Every position is in the holdings table below.