LAKE STREET FINANCIAL LLC
Q3 2023 Form 13-F
CHICAGO, ILLINOIS
CIK 0001772031
· CRD 296761
· SEC-registered investment adviser
$556.0M Reported Value Total
LAKE STREET reports 1,978 total accounts under management (AUM). There are 1,965 discretionary accounts valued at $946,455,908, and 13 non-discretionary accounts valued at $54,347,598.
Source: Form ADV filed * Note that certain holdings are exempt from Form 13-F reporting, so the AUM totals may be greater than the Form 13-F total.
Source: Form ADV filed 2026-07-06
Reported value
$556.0M
Quarter over quarter
-3.2%
Holdings
284
Top-10 concentration
28.6%
Key People
Form ADV owners & control persons
Justin Michael Terzo
MANAGING PARTNER, CHIEF INVESTMENT OFFICER
Joseph David Stock
MANAGING PARTNER, CHIEF COMPLIANCE OFFICER
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13F Metrics
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Q3 2023 13F record
Q3 2023 13F filing summary
| Period of report | September 30, 2023 |
|---|---|
| Filed | October 20, 2023 |
| Form | 13F-HR |
| Reported value | $556.0M |
| Positions | 284 |
| Change in reported value | -2.3% |
| New positions | 16 |
| Exited positions | 21 |
| Position turnover | 12.1% |
| Top-10 concentration | 28.6% |
13F filings by quarter
| Quarter | Positions | Value |
|---|---|---|
|
Q3 2026 13F
Filed Oct 22, 2026
|
279 | $908.0M |
|
Q2 2026 13F
Filed Aug 10, 2026
|
275 | $874.3M |
|
Q1 2026 13F
Filed Apr 13, 2026
|
270 | $785.4M |
|
Q4 2025 13F
Filed Jan 7, 2026
|
278 | $817.5M |
|
Q3 2025 13F
Filed Nov 10, 2025
|
277 | $775.7M |
|
Q2 2025 13F
Filed Aug 11, 2025
|
256 | $702.7M |
|
Q1 2025 13F
Filed Apr 10, 2025
|
246 | $614.0M |
|
Q4 2024 13F
Filed Jan 15, 2025
|
246 | $625.9M |
|
Q3 2024 13F
Filed Oct 22, 2024
|
259 | $623.9M |
|
Q2 2024 13F
Filed Jul 12, 2024
|
321 | $772.4M |
|
Q1 2024 13F
Filed Apr 19, 2024
|
315 | $724.4M |
|
Q4 2023 13F
Filed Jan 10, 2024
|
303 | $635.1M |
|
Q3 2023 13F
Filed Oct 20, 2023
|
284 | $556.0M |
|
Q2 2023 13F
Filed Jul 18, 2023
|
289 | $569.2M |
|
Q1 2023 13F
Filed Apr 17, 2023
|
287 | $536.1M |
|
Q4 2022 13F
Filed Jan 25, 2023
|
281 | $483.6M |
|
Q3 2022 13F
Filed Oct 21, 2022
|
278 | $435.4M |
|
Q2 2022 13F
Filed Jul 12, 2022
|
292 | $474.7M |
|
Q1 2022 13F
Filed Apr 29, 2022
|
320 | $556.8M |
|
Q4 2021 13F
Filed Jan 24, 2022
|
323 | $570.0M |
11 earlier quarters on file — choose one from the quarter menu above.
Top 20 holdings · Q3 2023
| # | Holding | Reported value | % of portfolio |
|---|---|---|---|
| 1 | AAPL APPLE INC | $36.8M | 6.62% |
| 2 | VTV VANGUARD INDEX FDS | $23.1M | 4.15% |
| 3 | MSFT MICROSOFT CORP | $16.8M | 3.02% |
| 4 | NVDA NVIDIA CORPORATION | $15.4M | 2.76% |
| 5 | QQQ INVESCO QQQ TR | $13.7M | 2.46% |
| 6 | FTSM FIRST TR EXCHANGE TRADED FD | $11.7M | 2.1% |
| 7 | DLN WISDOMTREE TR | $11.4M | 2.06% |
| 8 | GOOG ALPHABET INC | $10.9M | 1.96% |
| 9 | VUG VANGUARD INDEX FDS | $10.5M | 1.89% |
| 10 | SPY SPDR S&P 500 ETF TR | $8.9M | 1.6% |
| 11 | AMZN AMAZON COM INC | $8.7M | 1.57% |
| 12 | JEPI J P MORGAN EXCH TRADED FD | $8.7M | 1.56% |
| 13 | EMXC ISHARES INC | $7.4M | 1.34% |
| 14 | BAR GRANITESHARES GOLD TR | $6.7M | 1.2% |
| 15 | IWR ISHARES TR | $6.5M | 1.18% |
| 16 | JPM JPMORGAN CHASE & CO | $6.4M | 1.14% |
| 17 | META META PLATFORMS INC | $6.0M | 1.08% |
| 18 | FTSL FIRST TR EXCHANGE TRADED FD | $5.9M | 1.07% |
| 19 | BRK-B BERKSHIRE HATHAWAY INC DEL | $5.8M | 1.04% |
| 20 | IVV ISHARES TR | $5.5M | 1.0% |
Values as reported on the Q3 2023 Form 13F. Every position is in the holdings table below.