Joseph P Lucia & Associates LLC's Q4 2024 13F: 15 new positions, 5 exits
Form 13F-HR for the quarter ended Dec 31, 2024 · filed Jan 22, 2025 · 146 reported positions · accession 0001172661-25-000309
What changed this quarter
| Activity | Security | Weight before | Weight now | Change | Shares | Shares % |
|---|---|---|---|---|---|---|
| Exited | SNOWFLAKE INC (SNOW) | 0.6% | — | −0.6 pts | −11,250 sh | −100% |
| Increased | FRANKLIN ETF TR (FTSD) | 0.6% | 1.1% | +0.5 pts | +13,476 sh | +92% |
| New | AIM ETF PRODUCTS TRUST (JANW) | — | 0.3% | +0.3 pts | +20,415 sh | new |
| Increased | SELECT SECTOR SPDR TR (XLF) | 1.1% | 1.4% | +0.3 pts | +12,246 sh | +23% |
| Increased | ISHARES TR (LQD) | 1.4% | 1.6% | +0.1 pts | +5,276 sh | +19% |
| New | AIM ETF PRODUCTS TRUST (NVBW) | — | 0.2% | +0.2 pts | +18,009 sh | new |
| Increased | INVESCO EXCHANGE TRADED FD T (RSP) | 1.4% | 1.6% | +0.2 pts | +3,035 sh | +17% |
| Increased | ISHARES TR (AGG) | 1.6% | 1.7% | +0.1 pts | +5,254 sh | +15% |
| New | AMERICAN CENTY ETF TR (SDSI) | — | 0.2% | +0.2 pts | +9,789 sh | new |
| Increased | NVIDIA CORPORATION (NVDA) | 2.6% | 2.9% | +0.3 pts | +2,746 sh | +6% |
| Reduced |
SCHWAB STRATEGIC TR (SCHP)
prior share count adjusted for a stock split
|
0.7% | 0.5% | −0.2 pts | −13,694 sh | −24% |
| Increased | J P MORGAN EXCHANGE TRADED F (JEPI) | 2.0% | 2.0% | 0.0 pts | +5,188 sh | +7% |
| Reduced | ISHARES TR (TLT) | 1.1% | 0.8% | −0.3 pts | −3,140 sh | −13% |
| Increased | SELECT SECTOR SPDR TR (XLU) | 0.3% | 0.4% | +0.1 pts | +3,614 sh | +44% |
| Increased | ENERGY TRANSFER L P (ET) | 0.4% | 0.6% | +0.2 pts | +13,693 sh | +26% |
| Reduced | INVESCO EXCHANGE TRADED FD T (RSPT) | 3.0% | 2.8% | −0.2 pts | −7,033 sh | −4% |
| New | AIM ETF PRODUCTS TRUST (DECW) | — | 0.1% | +0.1 pts | +8,460 sh | new |
| Exited | VANECK ETF TRUST (HYEM) | 0.1% | — | −0.1 pts | −12,479 sh | −100% |
| New | BLACKROCK CAP ALLOCATION TER (BCAT) | — | 0.1% | +0.1 pts | +16,845 sh | new |
| Increased | SELECT SECTOR SPDR TR (XLI) | 0.7% | 0.7% | +0.1 pts | +1,873 sh | +17% |
| Reduced | PFIZER INC (PFE) | 0.4% | 0.3% | −0.2 pts | −9,094 sh | −29% |
| New | EXXON MOBIL CORP (XOM) | — | 0.1% | +0.1 pts | +2,195 sh | new |
| Increased | INVESCO QQQ TR (QQQ) | 2.1% | 2.3% | +0.1 pts | +452 sh | +5% |
| Increased | VANGUARD INDEX FDS (VB) | 1.2% | 1.3% | +0.1 pts | +943 sh | +9% |
| New | VANGUARD INDEX FDS (VTV) | — | 0.1% | +0.1 pts | +1,322 sh | new |
| Exited | ISHARES TR (IEO) | 0.1% | — | −0.1 pts | −2,315 sh | −100% |
| Exited | ISHARES TR (IYH) | 0.1% | — | −0.1 pts | −3,241 sh | −100% |
| Reduced | GRAYSCALE BITCOIN TRUST ETF (GBTC) | 0.7% | 0.9% | +0.2 pts | −2,905 sh | −10% |
| New | DIMENSIONAL ETF TRUST (DFAS) | — | 0.1% | +0.1 pts | +3,234 sh | new |
| New | INVESCO EXCH TRADED FD TR II (KBWB) | — | 0.1% | +0.1 pts | +3,211 sh | new |
| New | AMERICAN CENTY ETF TR (KORP) | — | 0.1% | +0.1 pts | +4,548 sh | new |
| New | ISHARES TR (IWM) | — | 0.1% | +0.1 pts | +944 sh | new |
| New | ISHARES TR (IJS) | — | 0.1% | +0.1 pts | +1,844 sh | new |
| New | INVESCO EXCH TRADED FD TR II (PCY) | — | 0.1% | +0.1 pts | +10,075 sh | new |
| Reduced | VANGUARD BD INDEX FDS (BIV) | 1.5% | 1.3% | −0.2 pts | −2,486 sh | −6% |
| Reduced | VANGUARD WORLD FD (VHT) | 0.7% | 0.5% | −0.2 pts | −687 sh | −13% |
| Reduced | APPLE INC (AAPL) | 4.7% | 4.8% | +0.1 pts | −690 sh | −2% |
| Reduced | SELECT SECTOR SPDR TR (XLK) | 2.6% | 2.5% | −0.1 pts | −671 sh | −3% |
| Increased | INVESCO TR INVT GRADE NEW YO (VTN) | 0.1% | 0.1% | +0.1 pts | +14,797 sh | +131% |
| Increased | ISHARES TR (SOXX) | 0.5% | 0.5% | 0.0 pts | +703 sh | +14% |
| Increased |
SCHWAB STRATEGIC TR (SCHB)
prior share count adjusted for a stock split
|
3.4% | 3.4% | 0.0 pts | +5,784 sh | +2% |
| Reduced | ISHARES TR (FLOT) | 0.4% | 0.4% | −0.1 pts | −2,580 sh | −14% |
| Reduced | ELI LILLY & CO (LLY) | 0.2% | 0.1% | −0.1 pts | −167 sh | −28% |
| Increased | WISDOMTREE TR (WCLD) | 0.5% | 0.6% | +0.1 pts | +3,127 sh | +10% |
| Increased | SPDR S&P 500 ETF TR (SPY) | 2.2% | 2.2% | 0.0 pts | +187 sh | +2% |
| Increased |
SCHWAB STRATEGIC TR (SCHD)
prior share count adjusted for a stock split
|
2.0% | 1.9% | −0.1 pts | +3,786 sh | +2% |
| Increased | BLACKROCK MUNIYIELD N Y QUAL (MYN) | 0.1% | 0.1% | 0.0 pts | +9,380 sh | +81% |
| Reduced |
SCHWAB STRATEGIC TR (SCHX)
prior share count adjusted for a stock split
|
1.2% | 1.1% | −0.1 pts | −3,814 sh | −3% |
| Reduced | META PLATFORMS INC (META) | 1.3% | 1.2% | −0.1 pts | −144 sh | −3% |
| Increased | BLACKROCK ETF TRUST II (BINC) | 0.1% | 0.1% | 0.0 pts | +1,570 sh | +41% |
The 50 largest of 135 changes, by size of the trade. Full holdings for this quarter.
Reported by the fund in its Form 13F filed with the SEC; holdings are as of the quarter-end report date and may have changed since. For informational purposes only — not investment advice or a recommendation to buy or sell any security. FilingExplorer is not affiliated with or endorsed by this fund. How this brief is compiled
* Prior share counts adjusted or corrected for a stock split — changes are measured from the adjusted count:
- SCHWAB STRATEGIC TR (SCHF): 5,337 shares as filed last quarter, 10,674 after adjustment → 10,814 now (prior share count adjusted for a stock split)
- SCHWAB STRATEGIC TR (SCHV): 5,999 shares as filed last quarter, 17,997 after adjustment → 18,017 now (prior share count adjusted for a stock split)
- SCHWAB STRATEGIC TR (SCHP): 29,071 shares as filed last quarter, 58,142 after adjustment → 44,448 now (prior share count adjusted for a stock split)
- SCHWAB STRATEGIC TR (SCHX): 38,150 shares as filed last quarter, 114K after adjustment → 111K now (prior share count adjusted for a stock split)
- SCHWAB STRATEGIC TR (SCHD): 51,730 shares as filed last quarter, 155K after adjustment → 159K now (prior share count adjusted for a stock split)
- SCHWAB STRATEGIC TR (SCHG): 58,816 shares as filed last quarter, 235K after adjustment → 236K now (prior share count adjusted for a stock split)
- SCHWAB STRATEGIC TR (SCHB): 110K shares as filed last quarter, 331K after adjustment → 337K now (prior share count adjusted for a stock split)
† Security identifier (CUSIP) changed — read as one continuing position, not an exit and a new position:
- GRAYSCALE BITCOIN MINI TR ET (BTC): 389930108 → 389930207, 40,161 → 13,873 shares (share count changed with the identifier; not shown as a trade)
Top 10 positions — 32.8% of the equity book
No changes in the top 10 this quarter
| # | Security | Weight before | Weight now | |
|---|---|---|---|---|
| 1 | APPLE INC (AAPL) | 4.7% | 4.8% | |
| 2 | VANECK ETF TRUST (SMH) | 4.4% | 4.1% | |
| 3 | SCHWAB STRATEGIC TR (SCHB) | 3.4% | 3.4% | |
| 4 | PROSHARES TR (NOBL) | 3.7% | 3.3% | |
| 5 | AMAZON COM INC (AMZN) | 2.9% | 3.3% | |
| 6 | NVIDIA CORPORATION (NVDA) | 2.6% | 2.9% | |
| 7 | SCHWAB STRATEGIC TR (SCHG) | 2.8% | 2.9% | |
| 8 | INVESCO EXCHANGE TRADED FD T (RSPT) | 3.0% | 2.8% | |
| 9 | INVESCO EXCHANGE TRADED FD T (RSPF) | 2.6% | 2.6% | |
| 10 | SELECT SECTOR SPDR TR (XLK) | 2.6% | 2.5% |
Weights are each position's reported value as a share of the fund's reported equity positions (options and principal-amount holdings excluded).