JOSEPH P LUCIA & ASSOCIATES LLC
Q2 2026 Form 13-F
YORKTOWN HEIGHTS, NEW YORK
CIK 0001775391
· CRD 147625
· SEC-registered investment adviser
$332.6M Reported Value Total
JOSEPH P. LUCIA & ASSOCIATES, LLC reports 1,645 total accounts under management (AUM). There are 1,645 discretionary accounts valued at $388,002,041, and 0 non-discretionary accounts.
Source: Form ADV filed * Note that certain holdings are exempt from Form 13-F reporting, so the AUM totals may be greater than the Form 13-F total.
Source: Form ADV filed 2026-10-21
Reported value
$332.6M
Quarter over quarter
+13.7%
Holdings
188
Top-10 concentration
32.8%
Key People
Form ADV owners & control persons
Joseph Paul Lucia
MANAGING PRINCIPAL/CHIEF COMPLIANCE OFFICER
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Q2 2026 13F record
Q2 2026 13F filing summary
| Period of report | June 30, 2026 |
|---|---|
| Filed | August 07, 2026 |
| Form | 13F-HR |
| Reported value | $332.6M |
| Positions | 188 |
| Change in reported value | +18.9% |
| New positions | 20 |
| Exited positions | 1 |
| Position turnover | 11.1% |
| Top-10 concentration | 32.8% |
13F filings by quarter
| Quarter | Positions | Value |
|---|---|---|
|
Q2 2026 13F
Filed Aug 7, 2026
|
188 | $332.6M |
|
Q1 2026 13F
Filed May 15, 2026
|
169 | $279.7M |
|
Q4 2025 13F
Filed Jan 28, 2026
|
166 | $277.3M |
|
Q3 2025 13F
Filed Oct 20, 2025
|
161 | $265.1M |
|
Q2 2025 13F
Filed Aug 4, 2025
|
151 | $244.4M |
|
Q1 2025 13F
Filed May 14, 2025
|
140 | $218.8M |
|
Q4 2024 13F
Filed Jan 22, 2025
|
146 | $225.0M |
|
Q3 2024 13F
Filed Oct 23, 2024
|
136 | $217.1M |
|
Q2 2024 13F
Filed Jul 24, 2024
|
123 | $195.2M |
|
Q1 2024 13F
Filed May 3, 2024
|
122 | $186.7M |
|
Q4 2023 13F
Filed Jan 29, 2024
|
117 | $160.7M |
|
Q3 2023 13F
Filed Oct 30, 2023
|
109 | $143.0M |
|
Q2 2023 13F
Filed Jul 21, 2023
|
117 | $149.4M |
|
Q1 2023 13F
Filed May 2, 2023
|
119 | $143.6M |
|
Q4 2022 13F
Filed Feb 13, 2023
|
114 | $133.5M |
|
Q3 2022 13F
Filed Oct 28, 2022
|
107 | $127.4M |
|
Q2 2022 13F
Filed Jul 26, 2022
|
402 | $141.7M |
|
Q1 2022 13F
Filed Apr 19, 2022
|
414 | $164.4M |
|
Q4 2021 13F
Filed Feb 4, 2022
|
127 | $157.3M |
|
Q3 2021 13F
Filed Oct 13, 2021
|
537 | $168.7M |
10 earlier quarters on file — choose one from the quarter menu above.
Top 20 holdings · Q2 2026
| # | Holding | Reported value | % of portfolio |
|---|---|---|---|
| 1 | SMH VANECK ETF TRUST | $23.3M | 7.01% |
| 2 | AAPL APPLE INC | $13.3M | 3.99% |
| 3 | NVDA NVIDIA CORPORATION | $11.0M | 3.31% |
| 4 | SCHB SCHWAB STRATEGIC TR | $10.2M | 3.07% |
| 5 | RSPT INVESCO EXCHANGE TRADED FD T | $9.2M | 2.77% |
| 6 | SPY STATE STR SPDR S&P 500 ETF T | $8.9M | 2.68% |
| 7 | NOBL PROSHARES TR | $8.7M | 2.62% |
| 8 | AMZN AMAZON COM INC | $8.6M | 2.59% |
| 9 | XLK SELECT SECTOR SPDR TR | $8.1M | 2.43% |
| 10 | QQQ INVESCO QQQ TR | $7.7M | 2.3% |
| 11 | SCHG SCHWAB STRATEGIC TR | $7.5M | 2.25% |
| 12 | BINC BLACKROCK ETF TRUST II | $7.1M | 2.13% |
| 13 | SCHD SCHWAB STRATEGIC TR | $6.7M | 2.03% |
| 14 | RSP INVESCO EXCHANGE TRADED FD T | $6.5M | 1.96% |
| 15 | AGG ISHARES TR | $6.2M | 1.87% |
| 16 | RSPF INVESCO EXCHANGE TRADED FD T | $6.1M | 1.84% |
| 17 | DVY ISHARES TR | $5.7M | 1.71% |
| 18 | JEPI J P MORGAN EXCHANGE TRADED F | $5.5M | 1.64% |
| 19 | LQD ISHARES TR | $5.0M | 1.49% |
| 20 | XLF SELECT SECTOR SPDR TR | $4.9M | 1.47% |
Values as reported on the Q2 2026 Form 13F. Every position is in the holdings table below.