Joseph P Lucia & Associates LLC's Q4 2023 13F: 11 new positions, 3 exits
Form 13F-HR for the quarter ended Dec 31, 2023 · filed Jan 29, 2024 · 117 reported positions · accession 0001172661-24-000362
What changed this quarter
| Activity | Security | Weight before | Weight now | Change | Shares | Shares % |
|---|---|---|---|---|---|---|
| Increased | VANGUARD BD INDEX FDS (BIV) | 0.3% | 0.9% | +0.7 pts | +14,039 sh | +282% |
| New | ISHARES TR (TLT) | — | 0.6% | +0.6 pts | +10,497 sh | new |
| Increased | SPDR S&P 500 ETF TR (SPY) | 1.5% | 1.9% | +0.4 pts | +1,284 sh | +25% |
| Increased | INVESCO QQQ TR (QQQ) | 1.7% | 2.0% | +0.3 pts | +1,078 sh | +16% |
| New | ISHARES TR (HYG) | — | 0.3% | +0.3 pts | +5,315 sh | new |
| New | SPDR SER TR (XNTK) | — | 0.3% | +0.3 pts | +2,461 sh | new |
| Increased | SCHWAB STRATEGIC TR (SCHB) | 1.9% | 2.1% | +0.2 pts | +6,685 sh | +12% |
| Increased | SELECT SECTOR SPDR TR (XLV) | 0.8% | 0.9% | +0.2 pts | +2,542 sh | +30% |
| Reduced | SCHWAB STRATEGIC TR (SCHP) | 2.0% | 1.7% | −0.4 pts | −6,118 sh | −11% |
| New | VANGUARD INDEX FDS (VOO) | — | 0.2% | +0.2 pts | +717 sh | new |
| Increased | ISHARES TR (AGG) | 0.2% | 0.4% | +0.2 pts | +3,114 sh | +105% |
| Reduced | INVESCO EXCHANGE TRADED FD T (RSPF) | 3.1% | 3.0% | −0.1 pts | −5,255 sh | −6% |
| Reduced | ISHARES TR (FLOT) | 1.1% | 0.8% | −0.3 pts | −6,010 sh | −20% |
| Reduced | ISHARES TR (DVY) | 3.1% | 2.8% | −0.3 pts | −2,395 sh | −6% |
| Exited | ISHARES TR (IBB) | 0.2% | — | −0.2 pts | −1,960 sh | −100% |
| Reduced | SCHWAB STRATEGIC TR (SCHV) | 0.5% | 0.3% | −0.2 pts | −3,766 sh | −34% |
| Exited | SELECT SECTOR SPDR TR (XLU) | 0.1% | — | −0.1 pts | −3,523 sh | −100% |
| New | AMERICAN CENTY ETF TR (FDG) | — | 0.1% | +0.1 pts | +3,170 sh | new |
| New | VANGUARD WORLD FDS (VFH) | — | 0.1% | +0.1 pts | +2,395 sh | new |
| New | CAMBRIA ETF TR (SYLD) | — | 0.1% | +0.1 pts | +3,203 sh | new |
| New | BLACKSTONE SECD LENDING FD (BXSL) | — | 0.1% | +0.1 pts | +7,659 sh | new |
| New | SSGA ACTIVE ETF TR (INKM) | — | 0.1% | +0.1 pts | +6,775 sh | new |
| New | SPDR SER TR (SPLB) | — | 0.1% | +0.1 pts | +8,726 sh | new |
| New | BOEING CO (BA) | — | 0.1% | +0.1 pts | +782 sh | new |
| Reduced | ISHARES TR (STIP) | 1.1% | 0.9% | −0.2 pts | −2,042 sh | −13% |
| Increased | INVESCO EXCHANGE TRADED FD T (RSPG) | 1.3% | 1.2% | −0.1 pts | +2,646 sh | +11% |
| Reduced | SPDR SER TR (KRE) | 0.8% | 0.8% | 0.0 pts | −3,355 sh | −12% |
| Increased | SCHWAB STRATEGIC TR (SCHG) | 2.6% | 2.8% | +0.1 pts | +2,009 sh | +4% |
| Increased | VANGUARD INDEX FDS (VB) | 1.3% | 1.4% | +0.1 pts | +780 sh | +8% |
| Reduced | AMERICAN CENTY ETF TR (AVUV) | 0.8% | 0.7% | −0.1 pts | −1,839 sh | −12% |
| Reduced | VANGUARD INDEX FDS (VTV) | 0.2% | 0.1% | −0.1 pts | −1,024 sh | −40% |
| Reduced | INVESCO EXCH TRADED FD TR II (BAB) | 0.6% | 0.5% | −0.1 pts | −5,590 sh | −17% |
| Reduced | ETF MANAGERS TR (HACK) | 1.8% | 1.8% | 0.0 pts | −2,290 sh | −4% |
| Increased | INVESCO EXCHANGE TRADED FD T (PNQI) | 0.2% | 0.3% | +0.1 pts | +3,402 sh | +32% |
| Reduced | SELECT SECTOR SPDR TR (XLY) | 0.4% | 0.3% | −0.1 pts | −673 sh | −18% |
| Reduced | GLOBAL X FDS (FINX) | 0.3% | 0.2% | 0.0 pts | −4,494 sh | −24% |
| Reduced | ISHARES TR (IHI) | 0.7% | 0.7% | −0.1 pts | −2,125 sh | −10% |
| Reduced | INVESCO EXCHANGE TRADED FD T (RSPT) | 3.8% | 3.8% | +0.1 pts | −3,267 sh | −2% |
| Exited | TRANSOCEAN LTD (RIG) | 0.1% | — | −0.1 pts | −10,607 sh | −100% |
| Reduced | GLOBAL X FDS (DRIV) | 0.3% | 0.2% | −0.1 pts | −3,760 sh | −21% |
| Reduced | VANECK ETF TRUST (PFXF) | 1.4% | 1.2% | −0.2 pts | −5,126 sh | −4% |
| Increased | ENERGY TRANSFER L P (ET) | 0.4% | 0.4% | 0.0 pts | +6,235 sh | +16% |
| Reduced | INVESCO EXCH TRADED FD TR II (SPHD) | 0.3% | 0.3% | −0.1 pts | −1,795 sh | −15% |
| Reduced | ISHARES TR (ITA) | 0.3% | 0.3% | 0.0 pts | −598 sh | −14% |
| Reduced | VANGUARD SPECIALIZED FUNDS (VIG) | 1.4% | 1.3% | −0.1 pts | −425 sh | −3% |
| Reduced | ALPS ETF TR (SDOG) | 1.5% | 1.4% | −0.1 pts | −1,361 sh | −3% |
| Reduced | INVESCO EXCHANGE TRADED FD T (RSPS) | 1.3% | 1.1% | −0.1 pts | −2,207 sh | −4% |
| Reduced | SCHWAB STRATEGIC TR (SCHD) | 2.6% | 2.4% | −0.2 pts | −894 sh | −2% |
| Increased | SCHWAB STRATEGIC TR (SCHA) | 1.4% | 1.5% | +0.1 pts | +1,413 sh | +3% |
| Reduced | ETF SER SOLUTIONS (JETS) | 0.3% | 0.2% | 0.0 pts | −3,410 sh | −15% |
The 50 largest of 111 changes, by size of the trade. Full holdings for this quarter.
Reported by the fund in its Form 13F filed with the SEC; holdings are as of the quarter-end report date and may have changed since. For informational purposes only — not investment advice or a recommendation to buy or sell any security. FilingExplorer is not affiliated with or endorsed by this fund. How this brief is compiled
Top 10 positions — 34.2% of the equity book
No changes in the top 10 this quarter
| # | Security | Weight before | Weight now | |
|---|---|---|---|---|
| 1 | APPLE INC (AAPL) | 5.2% | 5.2% | |
| 2 | PROSHARES TR (NOBL) | 4.4% | 4.2% | |
| 3 | VANECK ETF TRUST (SMH) | 3.8% | 4.0% | |
| 4 | INVESCO EXCHANGE TRADED FD T (RSPT) | 3.8% | 3.8% | |
| 5 | SELECT SECTOR SPDR TR (XLK) | 3.0% | 3.1% | |
| 6 | INVESCO EXCHANGE TRADED FD T (RSPF) | 3.1% | 3.0% | |
| 7 | ISHARES TR (DVY) | 3.1% | 2.8% | |
| 8 | AMAZON COM INC (AMZN) | 2.6% | 2.8% | |
| 9 | SCHWAB STRATEGIC TR (SCHG) | 2.6% | 2.8% | |
| 10 | SCHWAB STRATEGIC TR (SCHD) | 2.6% | 2.4% |
Weights are each position's reported value as a share of the fund's reported equity positions (options and principal-amount holdings excluded).