HIGHMOUNT CAPITAL LLC
Q1 2017 Form 13F-NT

NEW YORK, DELAWARE
CIK 0001453819 · Institutional investment manager
Latest 13-F Securities Value: 399.7M

Filing Structure

Holdings reported by

Key People

Named on the latest Form 13-F filing — not necessarily an owner
Brett D. Rogers
Chief Compliance Officer

Coverage begins with the second quarter of 2013. Earlier quarters are not shown while their accuracy is being verified.

13F-NT Transfer Notice — Q1 2017

Highmount Capital LLC filed a Form 13F-NT (Notice of Transfer) for Q1 2017 instead of a standard 13F-HR holdings report.

A 13F-NT indicates that this manager's holdings for the quarter are included in another manager's 13F-HR filing rather than reported here. No individual holdings data is available for this quarter under this filer.

Reporting Manager

Holdings for this quarter may appear under:

View SEC Filing Filed: May 15, 2017 · Accession: 0001085146-17-001285