GROUND SWELL CAPITAL LLC
Q3 2026 Form 13-F
FOLLY BEACH, SOUTH CAROLINA
CIK 0001534450
· CRD 159812
· SEC-registered investment adviser
$43.4M Reported Value Total
GROUND SWELL CAPITAL, LLC reports 2 total accounts under management (AUM). There are 2 discretionary accounts valued at $949,165,173, and 0 non-discretionary accounts.
Source: Form ADV filed * Note that certain holdings are exempt from Form 13-F reporting, so the AUM totals may be greater than the Form 13-F total.
SEC Registered
Discretionary Manager
Private funds (Form ADV)
4 funds
· $1.6B gross asset value
Hedge Fund: $1.1B · Other: $496.6M
Source: Form ADV filed 2026-03-11
Reported value
$43.4M
Quarter over quarter
-0.1%
Holdings
144
Top-10 concentration
42.2%
Key People
Form ADV owners & control persons
Kellen Lee Cooney
MEMBER
Joey Howard Foxhall
MEMBER, CHIEF COMPLIANCE OFFICER
John Travis Howell
MEMBER
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Q3 2026 13F record
Q3 2026 13F filing summary
| Period of report | September 30, 2026 |
|---|---|
| Filed | November 09, 2026 |
| Form | 13F-HR |
| Reported value | $43.4M |
| Positions | 144 |
| Change in reported value | -53.1% |
| New positions | 132 |
| Exited positions | 133 |
| Position turnover | 95.7% |
| Top-10 concentration | 42.2% |
13F filings by quarter
| Quarter | Positions | Value |
|---|---|---|
|
Q3 2026 13F
Filed Nov 9, 2026
|
144 | $43.4M |
|
Q2 2026 13F
Filed Aug 5, 2026
|
145 | $92.6M |
|
Q1 2026 13F
Filed Apr 21, 2026
|
122 | $50.7M |
|
Q4 2025 13F
Filed Feb 4, 2026
|
87 | $48.6M |
|
Q3 2025 13F
Filed Nov 6, 2025
|
131 | $45.7M |
|
Q2 2025 13F
Filed Jul 31, 2025
|
140 | $63.0M |
|
Q1 2025 13F
Filed May 13, 2025
|
154 | $46.5M |
|
Q4 2024 13F
Filed Feb 14, 2025
|
142 | $66.5M |
|
Q3 2024 13F
Filed Oct 29, 2024
|
145 | $113.7M |
|
Q2 2024 13F
Filed Aug 7, 2024
|
170 | $129.2M |
|
Q1 2024 13F
Filed May 14, 2024
|
70 | $110.2M |
|
Q4 2023 13F
Filed Feb 13, 2024
|
68 | $27.2M |
|
Q3 2023 13F
Filed Nov 13, 2023
|
75 | $61.0M |
|
Q2 2023 13F
Filed Aug 10, 2023
|
57 | $41.5M |
|
Q1 2023 13F
Filed May 8, 2023
|
55 | $59.6M |
|
Q4 2022 13F
Filed Feb 14, 2023
|
77 | $22.5M |
|
Q3 2022 13F
Filed Nov 14, 2022
|
95 | $35.1M |
|
Q2 2022 13F
Filed Aug 11, 2022
|
139 | $54.5M |
|
Q1 2022 13F
Filed May 10, 2022
|
67 | $38.9M |
|
Q4 2021 13F
Filed Feb 9, 2022
|
68 | $17.2M |
6 earlier quarters on file — choose one from the quarter menu above.
Top 20 holdings · Q3 2026
| # | Holding | Reported value | % of portfolio |
|---|---|---|---|
| 1 | AGG ISHARES TR | $6.3M | 14.39% |
| 2 | ADI ANALOG DEVICES INC | $1.9M | 4.4% |
| 3 | MU MICRON TECHNOLOGY INC | $1.7M | 3.8% |
| 4 | KLAC KLA CORP | $1.6M | 3.68% |
| 5 | IVV ISHARES TR | $1.5M | 3.35% |
| 6 | INTU INTUIT | $1.3M | 3.05% |
| 7 | NXPI NXP SEMICONDUCTORS N V | $1.1M | 2.61% |
| 8 | TXN TEXAS INSTRS INC | $1.1M | 2.43% |
| 9 | ENTG ENTEGRIS INC | $981.1K | 2.26% |
| 10 | MDY STATE STR SPDR S&P MIDCAP 40 | $964.7K | 2.22% |
| 11 | TLT ISHARES TR | $890.3K | 2.05% |
| 12 | AMZN AMAZON COM INC | $869.5K | 2.0% |
| 13 | FLEX FLEX LTD | $583.6K | 1.34% |
| 14 | MIRM MIRUM PHARMACEUTICALS INC | $564.1K | 1.3% |
| 15 | INCY INCYTE CORP | $563.7K | 1.3% |
| 16 | GRAL GRAIL INC | $556.3K | 1.28% |
| 17 | IONS IONIS PHARMACEUTICALS INC | $547.1K | 1.26% |
| 18 | TEM TEMPUS AI INC | $542.1K | 1.25% |
| 19 | CHRD CHORD ENERGY CORPORATION | $541.0K | 1.25% |
| 20 | CRWD CROWDSTRIKE HLDGS INC | $505.1K | 1.16% |
Values as reported on the Q3 2026 Form 13F. Every position is in the holdings table below.