GOLDEN STATE WEALTH MANAGEMENT LLC
Q3 2026 Form 13-F
SANTA ANA, CALIFORNIA
CIK 0001776033
· CRD 167995
· SEC-registered investment adviser
$1.1B Reported Value Total
GOLDEN STATE WEALTH MANAGEMENT, LLC reports 7,029 total accounts under management (AUM). There are 7,029 discretionary accounts valued at $2,215,873,193, and 0 non-discretionary accounts.
Source: Form ADV filed * Note that certain holdings are exempt from Form 13-F reporting, so the AUM totals may be greater than the Form 13-F total.
Source: Form ADV filed 2026-11-02
Reported value
$1.1B
Quarter over quarter
+0.2%
Holdings
1,575
Top-10 concentration
31.6%
Filing Structure
Reports holdings for
- GeoWealth Management LLC · File #028-16841 · Q1 2024 – Q1 2026 · declared by one filing
Key People
Form ADV owners & control persons
Daniel Robert Catone
MANAGING MEMBER
Patrick Michael Catone
MANAGING MEMBER & CHIEF COMPLIANCE OFFICER
John Emile Nahas
MANAGING MEMBER
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Q3 2026 13F record
Q3 2026 13F filing summary
| Period of report | September 30, 2026 |
|---|---|
| Filed | November 02, 2026 |
| Form | 13F-HR |
| Reported value | $1.1B |
| Positions | 1,575 |
| Change in reported value | +0.3% |
| New positions | 64 |
| Exited positions | 106 |
| Position turnover | 10.1% |
| Top-10 concentration | 31.6% |
13F filings by quarter
| Quarter | Positions | Value |
|---|---|---|
|
Q3 2026 13F
Filed Nov 2, 2026
|
1,575 | $1.1B |
|
Q2 2026 13F
Filed Jul 22, 2026
|
1,619 | $1.1B |
|
Q1 2026 13F
Filed Apr 28, 2026
|
1,608 | $914.8M |
|
Q4 2025 13F
Filed Feb 13, 2026
|
1,679 | $946.8M |
|
Q3 2025 13F
Filed Nov 3, 2025
|
1,661 | $906.2M |
|
Q2 2025 13F
Filed Aug 6, 2025
|
1,567 | $821.8M |
|
Q1 2025 13F
Filed Apr 23, 2025
|
1,587 | $673.0M |
|
Q4 2024 13F
Filed Jan 28, 2025
|
1,512 | $667.5M |
|
Q1 2022 13F
Filed May 16, 2022
|
306 | $510.1M |
|
Q4 2021 13F
Filed Feb 14, 2022
|
361 | $580.8M |
11 earlier quarters on file — choose one from the quarter menu above.
Top 20 holdings · Q3 2026
| # | Holding | Reported value | % of portfolio |
|---|---|---|---|
| 1 | IVV ISHARES TR | $83.5M | 7.59% |
| 2 | SPY STATE STR SPDR S&P 500 ETF T | $54.8M | 4.98% |
| 3 | AAPL APPLE INC | $38.3M | 3.48% |
| 4 | DYNF BLACKROCK ETF TRUST | $31.0M | 2.82% |
| 5 | NVDA NVIDIA CORPORATION | $26.3M | 2.4% |
| 6 | QQQ INVESCO QQQ TR | $24.0M | 2.18% |
| 7 | ACWX ISHARES TR | $23.2M | 2.11% |
| 8 | AMZN AMAZON COM INC | $22.5M | 2.05% |
| 9 | AGG ISHARES CORE | $22.2M | 2.02% |
| 10 | GOOGL ALPHABET INC | $21.7M | 1.97% |
| 11 | RDVY FIRST TRUST | $18.3M | 1.66% |
| 12 | USMC PRINCIPAL US | $16.7M | 1.52% |
| 13 | FVD FIRST TRUST | $15.7M | 1.43% |
| 14 | WINN HARBOR LONG | $14.8M | 1.34% |
| 15 | MSFT MICROSOFT CORP | $11.6M | 1.05% |
| 16 | BAI ISHARES A I | $10.7M | 0.98% |
| 17 | FTCS FIRST TRUST | $10.7M | 0.97% |
| 18 | QGRO AMERICAN CENTURY | $10.5M | 0.96% |
| 19 | SPAB STATE STREET | $10.2M | 0.92% |
| 20 | SDVY FIRST TR EXCHANGE TRADED FD | $10.1M | 0.92% |
Values as reported on the Q3 2026 Form 13F. Every position is in the holdings table below.