FIRST WILSHIRE SECURITIES MANAGEMENT INC
Q2 2023 Form 13-F
PASADENA, CALIFORNIA
CIK 0000732847
· CRD 6609
· SEC-registered investment adviser
$291.6M Reported Value Total
FIRST WILSHIRE SECURITIES MANAGEMENT, INC. reports 274 total accounts under management (AUM). There are 274 discretionary accounts valued at $307,358,589, and 0 non-discretionary accounts.
Source: Form ADV filed * Note that certain holdings are exempt from Form 13-F reporting, so the AUM totals may be greater than the Form 13-F total.
SEC Registered
Exempt Reporting Adviser
Discretionary Manager
Private funds (Form ADV)
2 funds
· $85.1M gross asset value
Hedge Fund: $85.1M
Source: Form ADV filed 2014-05-16
Reported value
$291.6M
Quarter over quarter
+0.5%
Holdings
86
Top-10 concentration
54.4%
Key People
Form ADV owners & control persons
Howard Haoming Lu
PRESIDENT & CEO
Scott William Hood
PRESIDENT & CEO
William Adam Caton
PORTFOLIO MANAGER
Filing Navigation
Coverage begins with the second quarter of 2013. Earlier quarters are not shown while their accuracy is being verified.
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Q2 2023 13F record
Q2 2023 13F filing summary
| Period of report | June 30, 2023 |
|---|---|
| Filed | August 14, 2023 |
| Form | 13F-HR |
| Reported value | $291.6M |
| Positions | 86 |
| Change in reported value | -0.5% |
| New positions | 3 |
| Exited positions | 3 |
| Position turnover | 6.7% |
| Top-10 concentration | 54.4% |
13F filings by quarter
| Quarter | Positions | Value |
|---|---|---|
|
Q2 2026 13F
Filed Aug 13, 2026
|
82 | $485.7M |
|
Q1 2026 13F
Filed May 12, 2026
|
85 | $443.9M |
|
Q4 2025 13F
Filed Feb 12, 2026
|
87 | $397.5M |
|
Q3 2025 13F
Filed Nov 14, 2025
|
84 | $375.8M |
|
Q2 2025 13F
Filed Aug 14, 2025
|
83 | $367.2M |
|
Q1 2025 13F
Filed May 14, 2025
|
78 | $348.7M |
|
Q4 2024 13F
Filed Feb 12, 2025
|
86 | $368.1M |
|
Q3 2024 13F
Filed Nov 14, 2024
|
84 | $355.9M |
|
Q2 2024 13F
Filed Aug 14, 2024
|
80 | $326.9M |
|
Q1 2024 13F
Filed May 15, 2024
|
82 | $341.9M |
|
Q4 2023 13F
Filed Feb 12, 2024
|
84 | $309.4M |
|
Q3 2023 13F
Filed Nov 14, 2023
|
85 | $292.2M |
|
Q2 2023 13F
Filed Aug 14, 2023
|
86 | $291.6M |
|
Q1 2023 13F
Filed May 15, 2023
|
86 | $293.1M |
|
Q4 2022 13F
Filed Feb 15, 2023
|
86 | $285.9M |
|
Q3 2022 13F
Filed Nov 14, 2022
|
84 | $247.2M |
|
Q2 2022 13F
Filed Aug 15, 2022
|
87 | $267.8M |
|
Q1 2022 13F
Filed May 16, 2022
|
88 | $284.6M |
|
Q4 2021 13F
Filed Feb 14, 2022
|
86 | $320.7M |
|
Q3 2021 13F
Filed Nov 15, 2021
|
86 | $301.7M |
33 earlier quarters on file — choose one from the quarter menu above.
Top 20 holdings · Q2 2023
| # | Holding | Reported value | % of portfolio |
|---|---|---|---|
| 1 | LBTYK LIBERTY GLOBAL PLC SHS | $29.6M | 10.14% |
| 2 | SILC SILICOM LTD | $22.2M | 7.62% |
| 3 | EZPW EZCORP INC | $22.1M | 7.58% |
| 4 | SD SANDRIDGE ENERGY INC | $19.3M | 6.64% |
| 5 | VST VISTRA CORP | $15.6M | 5.35% |
| 6 | MTRX MATRIX SVC CO | $13.5M | 4.63% |
| 7 | LMNR LIMONEIRA CO | $9.7M | 3.34% |
| 8 | NWPX NORTHWEST PIPE CO | $9.7M | 3.31% |
| 9 | LXFR LUXFER HLDGS PLC | $8.7M | 2.99% |
| 10 | SGC SUPERIOR GROUP OF CO INC | $8.2M | 2.82% |
| 11 | CRDA CRAWFORD & CO | $8.0M | 2.73% |
| 12 | ECVT ECOVYST INC | $7.8M | 2.69% |
| 13 | RELL RICHARDSON ELECTRS LTD | $7.6M | 2.59% |
| 14 | SIGA SIGA TECHNOLOGIES INC | $7.2M | 2.48% |
| 15 | AXTI AXT INC | $6.8M | 2.33% |
| 16 | AGM FEDERAL AGRIC MTG CORP | $6.7M | 2.31% |
| 17 | BRK-B BERKSHIRE HATHAWAY INC DEL | $6.0M | 2.07% |
| 18 | MNTX MANITEX INTL INC | $5.8M | 1.98% |
| 19 | CRNT CERAGON NETWORKS LTD | $5.3M | 1.83% |
| 20 | JEF JEFFERIES FINL GROUP INC | $5.2M | 1.78% |
Values as reported on the Q2 2023 Form 13F. Every position is in the holdings table below.