EQIS CAPITAL MANAGEMENT INC
Q3 2023 Form 13-F
HARTFORD, CONNECTICUT
CIK 0001566653
· CRD 126052
· SEC-registered investment adviser
$817.4M Reported Value Total
FREEDOM INVESTMENT MANAGEMENT, INC. reports 12,724 total accounts under management (AUM). There are 12,724 discretionary accounts valued at $1,432,187,488, and 0 non-discretionary accounts.
Source: Form ADV filed * Note that certain holdings are exempt from Form 13-F reporting, so the AUM totals may be greater than the Form 13-F total.
Source: Form ADV filed 2026-02-04
Reported value
$817.4M
Quarter over quarter
-3.9%
Holdings
674
Top-10 concentration
19.5%
Filing Structure
Reports holdings for
- GeoWealth Management LLC · File #028-16841 · Q1 2024 – Q1 2026
- Ausdal Financial Partners Inc · File #028-17378 · Q2 2025 – Q4 2025 · declared by one filing
Key People
Form ADV owners & control persons
Kevin Bhalchandra Bhatt
SHAREHOLDER
James Gerard Brown
SHAREHOLDER
William Robert Nelson
SHAREHOLDER
Filing Navigation
Coverage begins with the second quarter of 2013. Earlier quarters are not shown while their accuracy is being verified.
13F Metrics
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Q3 2023 13F record
Q3 2023 13F filing summary
| Period of report | September 30, 2023 |
|---|---|
| Filed | November 13, 2023 |
| Form | 13F-HR |
| Reported value | $817.4M |
| Positions | 674 |
| Change in reported value | -8.3% |
| New positions | 78 |
| Exited positions | 102 |
| Position turnover | 23.2% |
| Top-10 concentration | 19.5% |
13F filings by quarter
| Quarter | Positions | Value |
|---|---|---|
|
Q3 2026 13F
Filed Nov 9, 2026
|
93 | $329.6M |
|
Q2 2026 13F
Filed Aug 10, 2026
|
106 | $359.2M |
|
Q1 2026 13F
Filed Apr 22, 2026
|
106 | $337.0M |
|
Q4 2025 13F
Filed Feb 6, 2026
|
117 | $343.9M |
|
Q3 2025 13F
Filed Nov 14, 2025
|
140 | $378.3M |
|
Q2 2025 13F
Filed Jul 30, 2025
|
734 | $1.3B |
|
Q1 2025 13F
Filed May 14, 2025
|
736 | $1.2B |
|
Q4 2024 13F
Filed Feb 13, 2025
|
750 | $1.2B |
|
Q3 2024 13F
Filed Nov 13, 2024
|
758 | $1.3B |
|
Q2 2024 13F
Filed Aug 13, 2024
|
772 | $1.2B |
|
Q1 2024 13F
Filed May 14, 2024
|
786 | $1.2B |
|
Q4 2023 13F
Filed Feb 14, 2024
|
744 | $1.2B |
|
Q3 2023 13F
Filed Nov 13, 2023
|
674 | $817.4M |
|
Q2 2023 13F
Filed Aug 14, 2023
|
698 | $891.5M |
|
Q1 2023 13F
Filed May 15, 2023
|
697 | $885.1M |
|
Q4 2022 13F
Filed Feb 14, 2023
|
702 | $888.5M |
|
Q3 2022 13F
Filed Oct 24, 2022
|
722 | $867.4M |
|
Q2 2022 13F
Filed Aug 8, 2022
|
728 | $936.9M |
|
Q1 2022 13F
Filed May 16, 2022
|
773 | $1.1B |
|
Q4 2021 13F
Filed Feb 14, 2022
|
860 | $1.4B |
34 earlier quarters on file — choose one from the quarter menu above.
Top 20 holdings · Q3 2023
| # | Holding | Reported value | % of portfolio |
|---|---|---|---|
| 1 | BIL SPDR SER TR | $39.7M | 4.86% |
| 2 | SPY SPDR S&P 500 ETF TR | $33.2M | 4.06% |
| 3 | FTEC FIDELITY COVINGTON TRUST | $12.7M | 1.56% |
| 4 | AGG ISHARES TR | $12.5M | 1.53% |
| 5 | AAPL APPLE INC | $12.5M | 1.53% |
| 6 | SGOL ABRDN GOLD ETF TRUST | $11.5M | 1.4% |
| 7 | TLT ISHARES TR | $9.8M | 1.2% |
| 8 | FHLC FIDELITY COVINGTON TRUST | $9.3M | 1.14% |
| 9 | XLK SELECT SECTOR SPDR TR | $9.2M | 1.12% |
| 10 | IJH ISHARES TR | $8.9M | 1.09% |
| 11 | IEFA ISHARES TR | $8.4M | 1.03% |
| 12 | LQD ISHARES TR | $8.0M | 0.98% |
| 13 | XLV SELECT SECTOR SPDR TR | $7.4M | 0.91% |
| 14 | BIV VANGUARD BD INDEX FDS | $7.1M | 0.87% |
| 15 | MSFT MICROSOFT CORP | $6.9M | 0.84% |
| 16 | VPU VANGUARD WORLD FDS | $6.8M | 0.84% |
| 17 | MRSK NORTHERN LIGHTS FD TR | $6.7M | 0.82% |
| 18 | VNQ VANGUARD INDEX FDS | $6.7M | 0.82% |
| 19 | GOOGL ALPHABET INC | $6.5M | 0.8% |
| 20 | SPYG SPDR SER TR | $6.3M | 0.77% |
Values as reported on the Q3 2023 Form 13F. Every position is in the holdings table below.