Eqis Capital Management Inc's Q3 2023 13F: 77 new positions, 101 exits
Form 13F-HR for the quarter ended Sep 30, 2023 · filed Nov 13, 2023 · 674 reported positions · accession 0001062993-23-020603
What changed this quarter
| Activity | Security | Weight before | Weight now | Change | Shares | Shares % |
|---|---|---|---|---|---|---|
| Reduced | ISHARES TR (TLT) | 2.8% | 1.2% | −1.6 pts | −134K sh | −55% |
| Increased | SELECT SECTOR SPDR TR (XLK) | 0.0% | 1.1% | +1.1 pts | +54,565 sh | +4293% |
| Increased | SPDR SER TR (BIL) | 3.5% | 4.9% | +1.4 pts | +97,107 sh | +29% |
| Increased | FIDELITY COVINGTON TRUST (FHLC) | 0.2% | 1.1% | +0.9 pts | +125K sh | +450% |
| New | NORTHERN LIGHTS FD TR (MRSK) | — | 0.8% | +0.8 pts | +240K sh | new |
| Increased | SELECT SECTOR SPDR TR (XLV) | 0.1% | 0.9% | +0.8 pts | +51,561 sh | +836% |
| New | PGIM ETF TR (PULS) | — | 0.7% | +0.7 pts | +118K sh | new |
| Reduced | FIDELITY COVINGTON TRUST (FSTA) | 0.6% | 0.0% | −0.6 pts | −117K sh | −96% |
| Increased | J P MORGAN EXCHANGE TRADED F (JPST) | 0.0% | 0.6% | +0.6 pts | +91,674 sh | +1712% |
| Reduced | VANGUARD WORLD FDS (VPU) | 1.4% | 0.8% | −0.6 pts | −33,622 sh | −39% |
| Reduced | ISHARES TR (EFA) | 0.5% | 0.0% | −0.4 pts | −53,613 sh | −94% |
| New | SELECT SECTOR SPDR TR (XLP) | — | 0.4% | +0.4 pts | +53,274 sh | new |
| Reduced | ISHARES TR (SOXX) | 0.8% | 0.4% | −0.4 pts | −7,188 sh | −54% |
| Increased | SELECT SECTOR SPDR TR (XLC) | 0.2% | 0.7% | +0.4 pts | +49,416 sh | +147% |
| New | SELECT SECTOR SPDR TR (XLY) | — | 0.4% | +0.4 pts | +19,957 sh | new |
| Reduced | ISHARES TR (IVV) | 0.4% | 0.0% | −0.3 pts | −6,901 sh | −89% |
| Increased | STRATEGY SHS (SSUS) | 0.0% | 0.4% | +0.3 pts | +80,749 sh | +665% |
| Exited | INVESCO EXCH TRADED FD TR II (QQQM) | 0.3% | — | −0.3 pts | −19,228 sh | −100% |
| Reduced | MASTERCARD INCORPORATED (MA) | 0.6% | 0.4% | −0.3 pts | −6,722 sh | −46% |
| Reduced | VANGUARD SCOTTSDALE FDS (VONG) | 0.6% | 0.3% | −0.3 pts | −36,504 sh | −51% |
| Reduced | SCHWAB STRATEGIC TR (SCHB) | 0.8% | 0.5% | −0.3 pts | −48,653 sh | −36% |
| Increased | FIDELITY COVINGTON TRUST (FENY) | 0.0% | 0.3% | +0.3 pts | +93,678 sh | +521% |
| Increased | STRATEGY SHS (SSXU) | 0.0% | 0.3% | +0.3 pts | +83,429 sh | +674% |
| Increased | MICROSOFT CORP (MSFT) | 0.6% | 0.8% | +0.3 pts | +6,899 sh | +46% |
| New | INVESCO EXCHANGE TRADED FD T (RSPT) | — | 0.3% | +0.3 pts | +77,100 sh | new |
| New | NOVO-NORDISK A S (NVO) | — | 0.3% | +0.3 pts | +23,451 sh | new |
| Exited | PIONEER NAT RES CO (PXD) | 0.2% | — | −0.2 pts | −9,811 sh | −100% |
| Reduced | MSCI INC (MSCI) | 0.4% | 0.3% | −0.1 pts | −3,551 sh | −45% |
| Exited | BNY MELLON ETF TRUST (BKHY) | 0.2% | — | −0.2 pts | −39,078 sh | −100% |
| Increased | NVIDIA CORPORATION (NVDA) | 0.2% | 0.5% | +0.2 pts | +3,754 sh | +76% |
| Reduced | BERKSHIRE HATHAWAY INC DEL (BRK-B) | 0.4% | 0.2% | −0.2 pts | −4,657 sh | −47% |
| New | SELECT SECTOR SPDR TR (XLF) | — | 0.2% | +0.2 pts | +48,230 sh | new |
| Increased | AMAZON COM INC (AMZN) | 0.4% | 0.7% | +0.2 pts | +12,415 sh | +41% |
| Reduced | JOHNSON & JOHNSON (JNJ) | 0.5% | 0.4% | −0.2 pts | −10,018 sh | −35% |
| Exited | FIDELITY NATL INFORMATION SV (FIS) | 0.2% | — | −0.2 pts | −31,034 sh | −100% |
| Reduced | CARRIER GLOBAL CORPORATION (CARR) | 0.3% | 0.1% | −0.1 pts | −27,773 sh | −56% |
| Increased | STRATEGY SHS (SSFI) | 0.0% | 0.2% | +0.2 pts | +72,383 sh | +683% |
| Exited | SPDR SER TR (SPHY) | 0.2% | — | −0.2 pts | −69,184 sh | −100% |
| Increased | INVESCO EXCH TRADED FD TR II (SPLV) | 0.2% | 0.3% | +0.2 pts | +24,626 sh | +107% |
| Increased | VANGUARD WORLD FDS (VDE) | 0.1% | 0.3% | +0.2 pts | +11,084 sh | +105% |
| Increased | PROSHARES TR (SH) | 0.1% | 0.3% | +0.2 pts | +96,586 sh | +214% |
| Reduced | SPDR SER TR (SPYG) | 0.9% | 0.8% | −0.1 pts | −23,527 sh | −18% |
| Reduced | MARATHON OIL CORP (MRO) | 0.3% | 0.2% | −0.1 pts | −50,322 sh | −40% |
| Reduced | ACCENTURE PLC IRELAND (ACN) | 0.6% | 0.5% | −0.1 pts | −4,362 sh | −25% |
| Reduced | VERISK ANALYTICS INC (VRSK) | 0.3% | 0.1% | −0.1 pts | −5,658 sh | −54% |
| Reduced | BOOKING HOLDINGS INC (BKNG) | 0.3% | 0.2% | −0.1 pts | −420 sh | −48% |
| Exited | SPDR SER TR (XBI) | 0.2% | — | −0.2 pts | −16,316 sh | −100% |
| Reduced | THERMO FISHER SCIENTIFIC INC (TMO) | 0.4% | 0.3% | −0.1 pts | −2,361 sh | −32% |
| Exited | SPDR SER TR (SJNK) | 0.1% | — | −0.1 pts | −52,650 sh | −100% |
| Reduced | SPDR S&P 500 ETF TR (SPY) | 4.0% | 4.1% | +0.1 pts | −2,742 sh | −3% |
The 50 largest of 773 changes, by size of the trade. Full holdings for this quarter.
Reported by the fund in its Form 13F filed with the SEC; holdings are as of the quarter-end report date and may have changed since. For informational purposes only — not investment advice or a recommendation to buy or sell any security. FilingExplorer is not affiliated with or endorsed by this fund. How this brief is compiled
† Security identifier (CUSIP) changed — read as one continuing position, not an exit and a new position:
- CRH PLC (CRH): 12626K203 → G25508105, 19,624 → 16,605 shares (share count changed with the identifier; not shown as a trade)
Top 10 positions — 19.5% of the equity book
Changes in the top 10 this quarter: FHLC entered · XLK entered · VPU left · LQD left
| # | Security | Weight before | Weight now | |
|---|---|---|---|---|
| 1 | SPDR SER TR (BIL) | 3.5% | 4.9% | |
| 2 | SPDR S&P 500 ETF TR (SPY) | 4.0% | 4.1% | |
| 3 | FIDELITY COVINGTON TRUST (FTEC) | 1.4% | 1.6% | |
| 4 | ISHARES TR (AGG) | 1.4% | 1.5% | |
| 5 | APPLE INC (AAPL) | 1.7% | 1.5% | |
| 6 | ABRDN GOLD ETF TRUST (SGOL) | 1.4% | 1.4% | |
| 7 | ISHARES TR (TLT) | 2.8% | 1.2% | |
| 8 | FIDELITY COVINGTON TRUST (FHLC) | 0.2% | 1.1% | Entered the top 10 |
| 9 | SELECT SECTOR SPDR TR (XLK) | 0.0% | 1.1% | Entered the top 10 |
| 10 | ISHARES TR (IJH) | 1.0% | 1.1% | |
| — | VANGUARD WORLD FDS (VPU) | 1.4% | 0.8% | Left the top 10 |
| — | ISHARES TR (LQD) | 1.0% | 1.0% | Left the top 10 |
Weights are each position's reported value as a share of the fund's reported equity positions (options and principal-amount holdings excluded).