EQIS CAPITAL MANAGEMENT INC
Q1 2023 Form 13-F
HARTFORD, CONNECTICUT
CIK 0001566653
· CRD 126052
· SEC-registered investment adviser
$885.1M Reported Value Total
FREEDOM INVESTMENT MANAGEMENT, INC. reports 12,724 total accounts under management (AUM). There are 12,724 discretionary accounts valued at $1,432,187,488, and 0 non-discretionary accounts.
Source: Form ADV filed * Note that certain holdings are exempt from Form 13-F reporting, so the AUM totals may be greater than the Form 13-F total.
Source: Form ADV filed 2026-02-04
Reported value
$885.1M
Quarter over quarter
+3.6%
Holdings
697
Top-10 concentration
16.5%
Filing Structure
Reports holdings for
- GeoWealth Management LLC · File #028-16841 · Q1 2024 – Q1 2026
- Ausdal Financial Partners Inc · File #028-17378 · Q2 2025 – Q4 2025 · declared by one filing
Key People
Form ADV owners & control persons
Kevin Bhalchandra Bhatt
SHAREHOLDER
James Gerard Brown
SHAREHOLDER
William Robert Nelson
SHAREHOLDER
Filing Navigation
Coverage begins with the second quarter of 2013. Earlier quarters are not shown while their accuracy is being verified.
13F Metrics
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Q1 2023 13F record
Q1 2023 13F filing summary
| Period of report | March 31, 2023 |
|---|---|
| Filed | May 15, 2023 |
| Form | 13F-HR |
| Reported value | $885.1M |
| Positions | 697 |
| Change in reported value | -0.4% |
| New positions | 115 |
| Exited positions | 120 |
| Position turnover | 28.8% |
| Top-10 concentration | 16.5% |
13F filings by quarter
| Quarter | Positions | Value |
|---|---|---|
|
Q3 2026 13F
Filed Nov 9, 2026
|
93 | $329.6M |
|
Q2 2026 13F
Filed Aug 10, 2026
|
106 | $359.2M |
|
Q1 2026 13F
Filed Apr 22, 2026
|
106 | $337.0M |
|
Q4 2025 13F
Filed Feb 6, 2026
|
117 | $343.9M |
|
Q3 2025 13F
Filed Nov 14, 2025
|
140 | $378.3M |
|
Q2 2025 13F
Filed Jul 30, 2025
|
734 | $1.3B |
|
Q1 2025 13F
Filed May 14, 2025
|
736 | $1.2B |
|
Q4 2024 13F
Filed Feb 13, 2025
|
750 | $1.2B |
|
Q3 2024 13F
Filed Nov 13, 2024
|
758 | $1.3B |
|
Q2 2024 13F
Filed Aug 13, 2024
|
772 | $1.2B |
|
Q1 2024 13F
Filed May 14, 2024
|
786 | $1.2B |
|
Q4 2023 13F
Filed Feb 14, 2024
|
744 | $1.2B |
|
Q3 2023 13F
Filed Nov 13, 2023
|
674 | $817.4M |
|
Q2 2023 13F
Filed Aug 14, 2023
|
698 | $891.5M |
|
Q1 2023 13F
Filed May 15, 2023
|
697 | $885.1M |
|
Q4 2022 13F
Filed Feb 14, 2023
|
702 | $888.5M |
|
Q3 2022 13F
Filed Oct 24, 2022
|
722 | $867.4M |
|
Q2 2022 13F
Filed Aug 8, 2022
|
728 | $936.9M |
|
Q1 2022 13F
Filed May 16, 2022
|
773 | $1.1B |
|
Q4 2021 13F
Filed Feb 14, 2022
|
860 | $1.4B |
34 earlier quarters on file — choose one from the quarter menu above.
Top 20 holdings · Q1 2023
| # | Holding | Reported value | % of portfolio |
|---|---|---|---|
| 1 | TLT ISHARES TR | $31.6M | 3.57% |
| 2 | BIL SPDR SER TR | $27.2M | 3.07% |
| 3 | SPY SPDR S&P 500 ETF TR | $14.9M | 1.68% |
| 4 | AAPL APPLE INC | $13.9M | 1.57% |
| 5 | FHLC FIDELITY COVINGTON TRUST | $13.4M | 1.51% |
| 6 | VPU VANGUARD WORLD FDS | $10.6M | 1.2% |
| 7 | LQD ISHARES TR | $9.2M | 1.04% |
| 8 | JPST J P MORGAN EXCHANGE TRADED F | $8.6M | 0.97% |
| 9 | BIV VANGUARD BD INDEX FDS | $8.4M | 0.95% |
| 10 | MDYV SPDR SER TR | $8.3M | 0.93% |
| 11 | VNQ VANGUARD INDEX FDS | $7.6M | 0.86% |
| 12 | IEF ISHARES TR | $7.2M | 0.81% |
| 13 | HYG ISHARES TR | $7.1M | 0.81% |
| 14 | RSPT INVESCO EXCHANGE TRADED FD T | $7.1M | 0.8% |
| 15 | SOXX ISHARES TR | $7.0M | 0.8% |
| 16 | AGG ISHARES TR | $6.9M | 0.78% |
| 17 | FSTA FIDELITY COVINGTON TRUST | $6.4M | 0.72% |
| 18 | MA MASTERCARD INCORPORATED | $5.8M | 0.65% |
| 19 | SPYG SPDR SER TR | $5.7M | 0.64% |
| 20 | VAW VANGUARD WORLD FDS | $5.6M | 0.63% |
Values as reported on the Q1 2023 Form 13F. Every position is in the holdings table below.