Eqis Capital Management Inc's Q1 2023 13F: 113 new positions, 118 exits

Form 13F-HR for the quarter ended Mar 31, 2023 · filed May 15, 2023 · 697 reported positions · accession 0001062993-23-011046

View the filing on SEC.gov

What changed this quarter

Activity Security Weight before Weight now Change Shares Shares %
Reduced VANGUARD WORLD FDS (VDE) 1.8% 0.3% −1.5 pts −108K sh −83%
Increased ISHARES TR (TLT) 2.1% 3.6% +1.5 pts +113K sh +61%
Increased SPDR S&P 500 ETF TR (SPY) 0.6% 1.7% +1.1 pts +23,211 sh +177%
Increased VANGUARD WORLD FDS (VPU) 0.2% 1.2% +1.0 pts +62,844 sh +678%
New FIDELITY COVINGTON TRUST (FSTA) — 0.7% +0.7 pts +142K sh new
Reduced FIDELITY COVINGTON TRUST (FMAT) 0.8% 0.1% −0.7 pts −140K sh −85%
Increased J P MORGAN EXCHANGE TRADED F (JPST) 0.3% 1.0% +0.7 pts +123K sh +254%
Reduced INVESCO EXCHANGE TRADED FD T (RSPT) 1.3% 0.8% −0.5 pts −21,967 sh −46%
Increased ISHARES TR (SOXX) 0.2% 0.8% +0.6 pts +11,754 sh +287%
New SCHWAB STRATEGIC TR (SCHB) — 0.5% +0.5 pts +95,975 sh new
Increased ISHARES TR (LQD) 0.5% 1.0% +0.5 pts +39,431 sh +89%
New SPDR GOLD TR (GLD) — 0.5% +0.5 pts +22,862 sh new
Reduced ISHARES TR (SLQD) 0.6% 0.2% −0.5 pts −86,342 sh −74%
New ISHARES TR (SGOV) — 0.5% +0.5 pts +40,565 sh new
Increased VANGUARD WORLD FDS (VAW) 0.2% 0.6% +0.4 pts +21,428 sh +211%
Reduced VANGUARD MALVERN FDS (VTIP) 0.6% 0.2% −0.4 pts −76,010 sh −69%
Reduced VANGUARD SCOTTSDALE FDS (VMBS) 0.4% 0.0% −0.4 pts −74,330 sh −94%
Increased ISHARES TR (AGG) 0.4% 0.8% +0.4 pts +34,680 sh +100%
Reduced INVESCO EXCHANGE TRADED FD T (RSPH) 0.7% 0.4% −0.3 pts −10,788 sh −49%
Increased ISHARES TR (IJH) 0.0% 0.4% +0.4 pts +12,528 sh +887%
Increased AMERICAN WTR WKS CO INC NEW (AWK) 0.1% 0.4% +0.3 pts +20,209 sh +354%
Exited ISHARES TR (CMBS) 0.3% — −0.3 pts −64,241 sh −100%
Exited FIRST TR EXCHANGE-TRADED FD (LGOV) 0.3% — −0.3 pts −130K sh −100%
New SCHWAB STRATEGIC TR (SCHH) — 0.3% +0.3 pts +145K sh new
New SPDR SER TR (SPIB) — 0.3% +0.3 pts +81,016 sh new
Exited LOCKHEED MARTIN CORP (LMT) 0.3% — −0.3 pts −5,374 sh −100%
Reduced S&P GLOBAL INC (SPGI) 0.4% 0.1% −0.3 pts −7,167 sh −76%
Reduced STRATEGY SHS (SSUS) 0.3% 0.0% −0.3 pts −74,750 sh −85%
Reduced INVESCO EXCHANGE TRADED FD T (RSPD) 0.5% 0.3% −0.2 pts −19,189 sh −46%
Reduced SPDR SER TR (BIL) 3.3% 3.1% −0.3 pts −26,660 sh −8%
Reduced INVESCO EXCHANGE TRADED FD T (RSPN) 0.5% 0.3% −0.2 pts −12,781 sh −48%
Reduced J P MORGAN EXCHANGE TRADED F (JPIB) 0.7% 0.4% −0.2 pts −48,821 sh −38%
New PROSHARES TR (SH) — 0.3% +0.3 pts +150K sh new
Reduced INVESCO EXCHANGE TRADED FD T (RSPF) 0.6% 0.3% −0.3 pts −43,485 sh −43%
Increased SPDR SER TR (SPYD) 0.1% 0.4% +0.2 pts +56,933 sh +194%
Reduced AMPLIFY ETF TR (SWAN) 0.5% 0.3% −0.2 pts −84,486 sh −49%
Reduced INVESCO EXCHANGE TRADED FD T (XLG) 0.5% 0.3% −0.2 pts −6,728 sh −46%
Increased ROPER TECHNOLOGIES INC (ROP) 0.1% 0.3% +0.2 pts +4,486 sh +213%
Reduced GENERAL DYNAMICS CORP (GD) 0.5% 0.3% −0.3 pts −8,494 sh −45%
Reduced CONOCOPHILLIPS (COP) 0.4% 0.1% −0.3 pts −18,679 sh −69%
Exited SEMPRA (SRE) 0.2% — −0.2 pts −11,807 sh −100%
Exited SCHWAB STRATEGIC TR (SCHP) 0.2% — −0.2 pts −34,451 sh −100%
Increased ESSENTIAL UTILS INC (WTRG) 0.0% 0.2% +0.2 pts +40,676 sh +712%
Reduced ARCHER DANIELS MIDLAND CO (ADM) 0.4% 0.1% −0.2 pts −22,120 sh −65%
Reduced INVESCO ACTIVELY MANAGED ETF (GSY) 0.5% 0.3% −0.2 pts −35,366 sh −43%
Exited FABRINET (FN) 0.2% — −0.2 pts −13,712 sh −100%
Reduced AUTOMATIC DATA PROCESSING IN (ADP) 0.3% 0.1% −0.2 pts −7,767 sh −69%
New PINNACLE WEST CAP CORP (PNW) — 0.2% +0.2 pts +21,682 sh new
New RALPH LAUREN CORP (RL) — 0.2% +0.2 pts +14,694 sh new
Increased ISHARES TR (IEF) 0.6% 0.8% +0.2 pts +16,623 sh +30%

The 50 largest of 812 changes, by size of the trade. Full holdings for this quarter.

Reported by the fund in its Form 13F filed with the SEC; holdings are as of the quarter-end report date and may have changed since. For informational purposes only — not investment advice or a recommendation to buy or sell any security. FilingExplorer is not affiliated with or endorsed by this fund. How this brief is compiled

* Prior share counts adjusted or corrected for a stock split — changes are measured from the adjusted count:

  • PACCAR INC (PCAR): 4,312 shares as filed last quarter, 6,468 after adjustment → 11,730 now (prior share count adjusted for a stock split)

† Security identifier (CUSIP) changed — read as one continuing position, not an exit and a new position:

  • LINDE PLC (LIN): G5494J103 → G54950103, 5,393 → 5,089 shares (share count changed with the identifier; not shown as a trade)
  • AMERICA MOVIL SAB DE CV (AMX): 02364W105 → 02390A101, 18,633 → 20,706 shares (share count changed with the identifier; not shown as a trade)

Top 10 positions — 16.5% of the equity book

Changes in the top 10 this quarter: SPY entered · VPU entered · LQD entered · JPST entered · VDE left · RSPT left · FMAT left · VNQ left

# Security Weight before Weight now
1 ISHARES TR (TLT) 2.1% 3.6%
2 SPDR SER TR (BIL) 3.3% 3.1%
3 SPDR S&P 500 ETF TR (SPY) 0.6% 1.7% Entered the top 10
4 APPLE INC (AAPL) 1.3% 1.6%
5 FIDELITY COVINGTON TRUST (FHLC) 1.7% 1.5%
6 VANGUARD WORLD FDS (VPU) 0.2% 1.2% Entered the top 10
7 ISHARES TR (LQD) 0.5% 1.0% Entered the top 10
8 J P MORGAN EXCHANGE TRADED F (JPST) 0.3% 1.0% Entered the top 10
9 VANGUARD BD INDEX FDS (BIV) 0.9% 0.9%
10 SPDR SER TR (MDYV) 1.0% 0.9%
— VANGUARD WORLD FDS (VDE) 1.8% 0.3% Left the top 10
— INVESCO EXCHANGE TRADED FD T (RSPT) 1.3% 0.8% Left the top 10
— FIDELITY COVINGTON TRUST (FMAT) 0.8% 0.1% Left the top 10
— VANGUARD INDEX FDS (VNQ) 0.8% 0.9% Left the top 10

Weights are each position's reported value as a share of the fund's reported equity positions (options and principal-amount holdings excluded).