CAPRICORN FUND MANAGERS LTD
Q3 2026 Form 13-F
LONDON
CIK 0001901361
· CRD 323709
· Exempt reporting adviser
$1.1B Reported Value Total
CAPRICORN FUND MANAGERS LIMITED reports under management (AUM).
Source: Form ADV filed * Note that certain holdings are exempt from Form 13-F reporting, so the AUM totals may be greater than the Form 13-F total.
Exempt Reporting Adviser
capricornfundmanagers.com
Source: Form ADV filed 2026-05-19
Reported value
$1.1B
Quarter over quarter
-2.6%
Holdings
130
Top-10 concentration
26.4%
Key People
Named on the latest Form 13-F filing — not necessarily an owner
Parth Karia
Head of Risk
Filing Navigation
13F Metrics
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Q3 2026 13F record
Q3 2026 13F filing summary
| Period of report | September 30, 2026 |
|---|---|
| Filed | November 03, 2026 |
| Form | 13F-HR |
| Reported value | $1.1B |
| Positions | 130 |
| Change in reported value | -16.5% |
| New positions | 44 |
| Exited positions | 81 |
| Position turnover | 59.2% |
| Top-10 concentration | 26.4% |
13F filings by quarter
| Quarter | Positions | Value |
|---|---|---|
|
Q3 2026 13F
Filed Nov 3, 2026
|
130 | $1.1B |
|
Q2 2026 13F
Filed Jul 24, 2026
|
167 | $1.3B |
|
Q1 2026 13F
Filed Apr 24, 2026
|
114 | $641.4M |
|
Q4 2025 13F
Filed Jan 21, 2026
|
82 | $414.9M |
|
Q3 2025 13F
Filed Oct 17, 2025
|
59 | $297.8M |
|
Q2 2025 13F
Filed Jul 22, 2025
|
54 | $211.6M |
|
Q1 2025 13F
Filed May 8, 2025
|
49 | $187.1M |
|
Q4 2024 13F
Filed Jan 17, 2025
|
65 | $224.7M |
|
Q3 2024 13F
Filed Oct 11, 2024
|
53 | $148.5M |
|
Q2 2024 13F
Filed Jul 12, 2024
|
55 | $141.8M |
|
Q1 2024 13F
Filed Apr 12, 2024
|
56 | $166.1M |
|
Q4 2023 13F
Filed Jan 10, 2024
|
55 | $181.8M |
|
Q3 2023 13F
Filed Oct 11, 2023
|
82 | $288.2M |
|
Q2 2023 13F
Filed Jul 12, 2023
|
63 | $278.5M |
|
Q1 2023 13F
Filed Apr 18, 2023
|
104 | $327.3M |
|
Q4 2022 13F
Filed Jan 17, 2023
|
83 | $390.7M |
|
Q3 2022 13F
Filed Nov 9, 2022
|
85 | $318.5M |
|
Q2 2022 13F
Filed Aug 10, 2022
|
102 | $550.9M |
|
Q1 2022 13F
Filed May 10, 2022
|
90 | $409.9M |
|
Q4 2021 13F
Filed Feb 14, 2022
|
74 | $355.5M |
Top 20 holdings · Q3 2026
| # | Holding | Reported value | % of portfolio |
|---|---|---|---|
| 1 | SHEL Shell plc | $38.0M | 3.59% |
| 2 | MSFT Microsoft Corp | $33.6M | 3.17% |
| 3 | LNC Lincoln National Corp | $33.0M | 3.12% |
| 4 | CVNA Carvana Co | $32.7M | 3.09% |
| 5 | BAC Bank of America Corp | $27.9M | 2.63% |
| 6 | LPLA LPL Financial Holdings | $26.8M | 2.53% |
| 7 | C Citigroup | $26.5M | 2.51% |
| 8 | XENE Xenon Pharmaceuticals | $21.2M | 2.0% |
| 9 | TSM Taiwan Semiconductor Manufacturing Company Ltd | $20.2M | 1.9% |
| 10 | ROIV Roivant Sciences Ltd | $19.7M | 1.86% |
| 11 | FDS Factset Research Systems | $19.4M | 1.84% |
| 12 | AMG Affiliated Managers Group | $19.2M | 1.81% |
| 13 | BURL Burlington Stores | $17.6M | 1.66% |
| 14 | NOK Nokia Corp | $17.6M | 1.66% |
| 15 | GH Guardant Health | $17.3M | 1.63% |
| 16 | CPAY CORPAY INC | $17.1M | 1.61% |
| 17 | BKD Brookdale Senior Living | $17.0M | 1.6% |
| 18 | WST West Pharmaceutical Services | $16.1M | 1.52% |
| 19 | CYTK Cytokinetics | $15.8M | 1.49% |
| 20 | BTI British American Tobacco plc | $15.2M | 1.44% |
Values as reported on the Q3 2026 Form 13F. Every position is in the holdings table below.