Douglas J. Batdorff Exercises Options at Kewaunee Scientific Corp DE (KEQU) — SEC Form 4, Jul 02, 2026

SEC Form 4 · No Market Transaction
Option Exercise

Derivative exercise — no open market transaction.

Reporting Owner
TXN 2026-06-30 · FILED 2026-07-02
Equity Position 14.6K sh 13,639 → 14,630
Equity Change +7.3% shares held after vs before
Filing Lag 2 business days within 2-day SEC deadline
Form 4 · Statement of Changes in Beneficial Ownership
Filing Date
2026-07-02
Report Date
2026-07-02
Accession No.
0001814145-26-000004
Accepted At
2026-07-02 15:51 UTC
Reporting Owner
Name Relationship
Douglas J. Batdorff CIK 0001814145
SVP
Douglas J. Batdorff at Kewaunee Scientific Corp DE Full insider history
Bought (12 mo) —
Sold (12 mo) —
More from this insider at Kewaunee Scientific Corp DE
2026-06-25 Award — View
2025-07-02 Exercise — View
2025-06-27 Award — View
2025-01-02 Sell -$227,285 View
2024-07-02 Exercise — View
All filings by this insider at Kewaunee Scientific Corp DE
Non-Derivative Securities Transactions
Title Date Type Shares Price Net Total Post-Txn Ownership
Common StockF1F2 2026-06-30 M - Exercise 7,451 A $0.00 — 14,630 Direct
Common Stock 2026-06-30 D - Return to Issuer 5,609 D $36.25 -$203,326 9,021 Direct
Common Stock 2026-06-30 F - Tax Payment 851 D $36.25 -$30,849 8,170 Direct
Derivative Securities Transactions
Title Strike Date Type Shares Price Expiration Underlying Ownership
Restricted Stock Units FY24F1F2F1F2F3F3 2026-06-30 M - Exercise 535 D $0.00 6,144 Common Stock Direct
Restricted Stock Units FY25F1F1F4F4 2026-06-30 M - Exercise 552 D $0.00 552 Common Stock Direct
Restricted Stock Units FY26F1F1F5F5 2026-06-30 M - Exercise 755 D $0.00 755 Common Stock Direct
Footnotes (5)
F1
Service-based restricted stock units ("RSUs") convert to common stock on a one-for-one basis. Show more
F2
On June 30, 2026, 3,739 of the reporting person's performance-based RSUs were settled following certification of performance results for the applicable performance period, which resulted in the performance-based RSUs vesting at 150% of target. In the settlement, the reporting person received, pursuant to an election made by the reporting person, cash in settlement of RSUs otherwise entitling the reporting person to receive 5,609 shares. In addition, on June 30, 2026, 535 of the reporting person's service-based RSUs vested. Accordingly, the reporting person received 535 shares in the aggregate as a result of the settlement of these RSUs, as well as a payment in cash in lieu of 5,609 shares. Show more
F3
On June 28, 2023, the reporting person was granted RSUs that vest as follows: (a) 30% of the number of RSUs subject to the award consisted of service-based RSUs that vested in three equal annual installments beginning on June 30, 2024, subject to the reporting person's continued employment with the Company, and (b) 70% of the number of RSUs subject to the award consisted of performance based RSUs that vested only if performance goals were achieved over a three-year period. The actual number of shares (if any) received upon settlement of the performance-based RSUs depended on continued employment and actual performance over the three-year period. Show more
F4
On June 28, 2024, the reporting person was granted RSUs that vest as follows: (a) 40% of the number of RSUs subject to the award consisted of service-based RSUs that vest in three equal annual installments beginning on June 30, 2025, subject to the reporting person's continued employment with the Company, and (b) 60% of the number of RSUs subject to the award consisted of performance based RSUs that vest only if performance goals were achieved over a three-year period. The actual number of shares (if any) received upon settlement of the performance-based RSUs depends on continued employment and actual performance over the three-year period. Show more
F5
On June 25, 2025, the reporting person was granted RSUs that vest as follows: (a) 50% of the number of RSUs subject to the award consisted of service-based RSUs that vested in three equal annual installments beginning on June 30, 2026, subject to the reporting person's continued employment with the Company, and (b) 50% of the number of RSUs subject to the award consisted of performance based RSUs that vested only if performance goals were achieved over a three-year period. The actual number of shares (if any) received upon settlement of the performance-based RSUs depends on continued employment and actual performance over the three-year period. Show more
5%+ Holders · 13D/G 3 filers
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