Atul Pande Receives Stock Award at Sio Gene Therapies Inc (SIOX) — SEC Form 4, Apr 19, 2021

SEC Form 4 · No Market Transaction
Stock Award

Compensation grant — no market purchase or sale.

Reporting Owner
Director
TXN 2021-04-15 · FILED 2021-04-19
Filing Lag 2 business days within 2-day SEC deadline
Form 4 · Statement of Changes in Beneficial Ownership
Filing Date
2021-04-19
Report Date
2021-04-15
Accession No.
0001636050-21-000048
Accepted At
2021-04-19 20:55 UTC
Reporting Owner
Name Relationship
Atul Pande CIK 0001643071
Director
Derivative Securities Transactions
Title Strike Date Type Shares Price Expiration Underlying Ownership
Stock Option (Right to Buy)F1 $2.47 2021-04-15 A - Award/Grant 42,000 A $0.00 2031-04-14 42,000 Common Stock Direct
Footnotes (1)
F1
100% of this option will vest on April 15, 2022, subject to the Reporting Person providing continuous service to the Issuer on such date. The option allows for early exercise, subject to the Issuer's repurchase option with respect to any unvested shares of common stock. All shares of common stock underlying the option will become fully vested upon a change in control, as that term is defined in the Issuer's Amended and Restated 2015 Equity Incentive Plan. Show more
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