Gavin Corcoran Receives Stock Award at Sio Gene Therapies Inc (SIOX) — SEC Form 4, Mar 19, 2021

SEC Form 4 · No Market Transaction
Stock Award

Compensation grant — no market purchase or sale.

Reporting Owner
Officer
TXN 2021-03-17 · FILED 2021-03-19
Equity Position 25.8K sh 9,791 → 25,792
Equity Change +163.4% shares held after vs before
Filing Lag 2 business days within 2-day SEC deadline
Form 4 · Statement of Changes in Beneficial Ownership
Filing Date
2021-03-19
Report Date
2021-03-17
Accession No.
0001636050-21-000029
Accepted At
2021-03-19 16:58 UTC
Reporting Owner
Name Relationship
Gavin Corcoran CIK 0001745995
Officer
Gavin Corcoran at Sio Gene Therapies Inc Full insider history
Bought (12 mo) —
Sold (12 mo) —
More from this insider at Sio Gene Therapies Inc
2021-04-19 Award — View
All filings by this insider at Sio Gene Therapies Inc
Non-Derivative Securities Transactions
Title Date Type Shares Price Net Total Post-Txn Ownership
Common Stock 2021-03-17 A - Award/Grant 16,001 A $0.00 — 25,792 Direct
Derivative Securities Transactions
Title Strike Date Type Shares Price Expiration Underlying Ownership
Restricted Stock UnitsF1F1F1 2021-03-17 D - Return to Issuer 16,001 D $0.00 16,001 Common Stock Direct
Footnotes (1)
F1
Each restricted stock unit represents the right to receive one share of the Issuer's common stock. The shares of common stock underlying the restricted stock units vested on July 31, 2020 but settlement of the restricted stock units was delayed until transactions acceptable under the Issuer's insider trading policy were permitted. Show more
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