Nicholas John Swenson Receives Stock Award at PRO DEX Inc (PDEX) — SEC Form 4, Feb 25, 2021

SEC Form 4 · No Market Transaction

Stock Award

Compensation grant — no market purchase or sale.

Reporting Owner

Nicholas John Swenson

Director 10% Owner

TXN 2021-02-23 · FILED 2021-02-25

Filing Lag 2 business days within 2-day SEC deadline

Form 4 · Statement of Changes in Beneficial Ownership

PRO DEX Inc

PDEX CIK 0000788920

Reporting Owner

Name	Relationship
Nicholas John Swenson CIK 0001478067	Director 10% Owner

Nicholas John Swenson at PRO DEX Inc Full insider history

Bought (12 mo) —

Sold (12 mo) —

More from this insider at PRO DEX Inc

Derivative Securities Transactions

Title	Strike	Date	Type	Shares	Price	Expiration	Underlying	Ownership
Stock Option (Right-to-buy)F1	$27.50	2021-02-23	A - Award/Grant	4,000 A	$0.00	2031-07-01	4,000 Common Stock	Direct

Footnotes (1)

F1: These options were awarded under Pro-Dex's 2016 Equity Incentive Plan. The percentage of options that may vest and become exercisable, if any, are 100%, 50%, and 25%, respectively, based upon the volume-weighted average price of Pro-Dex's common stock equaling or exceeding the applicable exercise price for the 60 trading days immediately preceding the date the option becomes exercisable, six months from the date the option becomes exercisable, or twelve months from the date the option becomes exercisable, respectively. Show more

Institutional Holders

Largest by reported value

5%+ Holders · 13D/G 3 filers

Latest Schedule 13D/G per filer; stakes the filer reported closed are left out.

Other insiders at PRO DEX Inc

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