Nicholas John Swenson Receives Stock Award at PRO DEX Inc (PDEX) — SEC Form 4, Jan 28, 2021
SEC Form 4 · No Market Transaction
Stock Award
Compensation grant — no market purchase or sale.
Filing Lag
35 business days
late vs 2-day SEC deadline
Form 4 · Statement of Changes in Beneficial Ownership
Reporting Owner
| Name | Relationship |
|---|---|
| Nicholas John Swenson CIK 0001478067 |
Director
10% Owner
|
Nicholas John Swenson at PRO DEX Inc
Full insider history
Bought (12 mo)
—
Sold (12 mo)
—
More from this insider at PRO DEX Inc
| 2025-11-21 | Award | — | View |
| 2025-04-04 | - | — | View |
| 2024-11-22 | Award | — | View |
| 2021-09-20 | Sell | -$7,152 | View |
| 2021-02-25 | Award | — | View |
Derivative Securities Transactions
| Title | Strike | Date | Type | Shares | Price | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| Stock Option (Right-to-buy)F1 | $39.00 | 2020-12-07 | A - Award/Grant | 4,000 A | $0.00 | 2032-07-01 | 4,000 Common Stock | Direct |
| Stock Option (Right-to-buy)F1 | $42.00 | 2020-12-07 | A - Award/Grant | 4,000 A | $0.00 | 2034-07-01 | 4,000 Common Stock | Direct |
| Stock Option (Right-to-buy)F1 | $45.00 | 2020-12-07 | A - Award/Grant | 4,000 A | $0.00 | 2036-07-01 | 4,000 Common Stock | Direct |
| Stock Option (Right-to-buy)F1 | $47.50 | 2020-12-07 | A - Award/Grant | 4,000 A | $0.00 | 2038-07-01 | 4,000 Common Stock | Direct |
| Stock Option (Right-to-buy)F1 | $50.00 | 2020-12-07 | A - Award/Grant | 4,000 A | $0.00 | 2040-07-01 | 4,000 Common Stock | Direct |
Footnotes (1)
- F1
- These options were awarded under Pro-Dex's 2016 Equity Incentive Plan. The percentage of options that may vest and become exercisable, if any, are 100%, 50%, and 25%, respectively, based upon the volume-weighted average price of Pro-Dex's common stock equaling or exceeding the applicable exercise price for the 60 trading days immediately preceding the date the option becomes exercisable, six months from the date the option becomes exercisable, or twelve months from the date the option becomes exercisable, respectively. Explanation of Responses: Show more
Related filings at PRO DEX Inc
Institutional Holders
13F holders · Jun 30, 2026
66
institutional managers reporting a position
Largest by reported value
- Black Rock, Inc. $8.97M
- Vanguard Capital Management Llc $4.82M
- Dimensional Fund Advisors Lp $3.34M
5%+ Holders · 13D/G
3 filers
-
Swenson Nicholas John 31.9%
-
AO Partners I, LP 31.2%
Other insiders at PRO DEX Inc
GET /v1/forms/4/0001553350-21-000085
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