Yongming Wu Exercises Options at Alibaba Group Holding Ltd (BABA) — SEC Form 4, Sep 14, 2026
SEC Form 4 · No Market Transaction
Option Exercise
Derivative exercise — no open market transaction.
Equity Position
14.1M sh
13,792,418 → 14,112,418
Equity Change
+2.3%
shares held after vs before
Filing Lag
2 business days
within 2-day SEC deadline
Form 4 · Statement of Changes in Beneficial Ownership
Reporting Owner
| Name | Relationship |
|---|---|
| Yongming Wu CIK 0002121606 |
Director
CEO
|
Yongming Wu at Alibaba Group Holding Ltd
Full insider history
Bought (12 mo)
$4,984,000
Sold (12 mo)
—
More from this insider at Alibaba Group Holding Ltd
| 2026-10-05 | Exercise | — | View |
| 2026-08-24 | Buy | +$4,984,000 | View |
| 2026-07-06 | Exercise | — | View |
| 2026-06-02 | Award | — | View |
| 2026-04-03 | Exercise | — | View |
Non-Derivative Securities Transactions
| Title | Date | Type | Shares | Price | Net Total | Post-Txn | Ownership |
|---|---|---|---|---|---|---|---|
| Ordinary SharesF1 | 2026-09-10 | M - Exercise | 320,000 A | — | 1,684,418 | Direct |
Derivative Securities Transactions
Non-Derivative Holdings
| Title | Shares Held | Ownership |
|---|---|---|
| Ordinary Shares | 108,000 | Indirect By spouse |
| Ordinary Shares | 12,320,000 | Indirect By trust |
Footnotes (3)
- F1
- Reflects restricted share units that vested and settled into American Depositary Shares ("ADSs"). Each ADS represents 8 ordinary shares. This amount represents the ordinary shares underlying the ADSs acquired in connection with such vesting. Show more
- F2
- Each restricted share unit represents a contingent right to receive one ADS. Each ADS represents 8 ordinary shares. This amount represents the ordinary shares underlying the ADSs in this award. Show more
- F3
- Reflects the outstanding unvested portion of a restricted share unit award granted in the form of ADSs that vests in five equal annual installments beginning on Sep 10, 2024, subject to the terms and conditions of the underlying award agreement. The vesting reported herein was as of Sep 10, 2026. Show more
Related filings at Alibaba Group Holding Ltd
Institutional Holders
13F holders · Jun 30, 2026
1,239
institutional managers reporting a position
Largest by reported value
- Primecap Management Co/Ca/ $1.79B
- Ubs Group Ag $1.01B
- Dodge & Cox $956M
Other insiders at Alibaba Group Holding Ltd
-
Fang Jiang -$12M
-
Siying Yu -$91.9K
-
Fang Jiang -$66.3K
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