Yongming Wu Exercises Options at Alibaba Group Holding Ltd (BABA) — SEC Form 4, Jul 06, 2026

SEC Form 4 · No Market Transaction
Option Exercise

Derivative exercise — no open market transaction.

Reporting Owner
Yongming Wu
CEO
TXN 2026-07-01 · FILED 2026-07-06
Equity Position 13.4M sh 13,401,085 → 13,442,418
Equity Change +0.3% shares held after vs before
Filing Lag 2 business days within 2-day SEC deadline
Form 4 · Statement of Changes in Beneficial Ownership

Alibaba Group Holding Ltd

BABA CIK 0001577552
All Alibaba Group Holding Ltd insider activity
Filing Date
2026-07-06
Report Date
2026-07-06
Accession No.
0001193125-26-295466
Accepted At
2026-07-06 10:02 UTC
Reporting Owner
Name Relationship
Yongming Wu CIK 0002121606
Director CEO
Yongming Wu at Alibaba Group Holding Ltd Full insider history
Bought (12 mo) $4,984,000
Sold (12 mo) —
More from this insider at Alibaba Group Holding Ltd
2026-10-05 Exercise — View
2026-09-14 Exercise — View
2026-08-24 Buy +$4,984,000 View
2026-06-02 Award — View
2026-04-03 Exercise — View
All filings by this insider at Alibaba Group Holding Ltd
Non-Derivative Securities Transactions
Title Date Type Shares Price Net Total Post-Txn Ownership
Ordinary SharesF1 2026-07-01 M - Exercise 13,333 A — 986,418 Direct
Ordinary SharesF1 2026-07-01 M - Exercise 28,000 A — 1,014,418 Direct
Derivative Securities Transactions
Title Strike Date Type Shares Price Expiration Underlying Ownership
Restricted Share UnitsF2F3F3F2F2F3 2026-07-01 M - Exercise 13,333 D $0.00 13,333 Ordinary Shares Direct
Restricted Share UnitsF2F4F4F2F2F4 2026-07-01 M - Exercise 28,000 D $0.00 28,000 Ordinary Shares Direct
Non-Derivative Holdings
Title Shares Held Ownership
Ordinary Shares 108,000 Indirect By spouse
Ordinary Shares 12,320,000 Indirect By trust
Footnotes (4)
F1
Reflects restricted share units that vested and settled into ordinary shares. Show more
F2
Each restricted share unit represents a contingent right to receive one ordinary share. This amount represents the number of vested ordinary shares. Show more
F3
Reflects the outstanding unvested portion of a restricted share unit award granted in the form of ordinary shares that vests in twenty-four equal quarterly installments beginning on Jul 1, 2025, subject to the terms and conditions of theunderlying award agreement. The vesting reported herein was as of Jul 1, 2026. Show more
F4
Reflects the outstanding unvested portion of a restricted share unit award granted in the form of ordinary shares that vests in sixteen equal quarterly installments beginning on Jul 1, 2026, subject to the terms and conditions of the underlying award agreement. The vesting reported herein was as of Jul 1, 2026. Show more

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Institutional Holders
13F holders · Jun 30, 2026 1,239 institutional managers reporting a position
Largest by reported value
  1. Primecap Management Co/Ca/ $1.79B
  2. Ubs Group Ag $1.01B
  3. Dodge & Cox $956M
Other insiders at Alibaba Group Holding Ltd
All Alibaba Group Holding Ltd insider activity
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