Form 13-F position report

VERTICAL CAP INCOME FD

Reported by Relative Value Partners Group LLC

Company profile Manager portfolio Source filing
CCIF CUSIP 92535C104 Manager CIK 0001649910
Latest reported change

Reported 1,709,363 shares, down 4,979 (0.3%) from the prior quarter.

Reported value -5.8%; share count -0.3% vs. the prior quarter.

Reduced
% of reported 13F value 1.25% This manager · Q3 2022
Shares 1,709,363 Quarter-end amount reported
Reported value $15,248,000 Fair value at quarter end
Consecutive quarters held 12 Through Q3 2022

Reported position value by quarter

Reported position value by quarter

Each bar is a Form 13-F quarter-end snapshot. It does not show trades made within the quarter.

Manager history

Quarterly position history

How this manager's reported quarter-end position changed over time.

19 quarters
Quarter Activity Shares Change % of reported 13F Reported value Filed
Q2 2024 Reduced 0 -15,524 (-100.0%) 0 $0 2024-07-12
Q1 2024 Reduced 15,524 -125,142 (-89.0%) < 0.01% $122,483 2024-05-13
Q4 2023 Reduced 140,666 -327,745 (-70.0%) 0.07% $1,118,293 2024-02-12
Q3 2023 Reduced 468,411 -1,183,390 (-71.6%) 0.26% $3,831,601 2023-11-13
Q2 2023 Reduced 1,651,801 -20,854 (-1.2%) 1.06% $16,427,159 2023-08-11
Q1 2023 Reduced 1,672,655 -49,011 (-2.8%) 1.12% $16,408,746 2023-05-12
Q4 2022 Added 1,721,666 +12,303 (0.7%) 1.06% $14,995,707 2023-02-13
Q3 2022 Reduced 1,709,363 -4,979 (-0.3%) 1.25% $15,248,000 2022-11-10
Q2 2022 Reduced 1,714,342 -47,251 (-2.7%) 1.22% $16,191,000 2022-08-11
Q1 2022 Reduced 1,761,593 -33,208 (-1.9%) 1.22% $17,616,000 2022-05-13
Q4 2021 Reduced 1,794,801 -28,436 (-1.6%) 1.3% $18,307,000 2022-02-11
Q3 2021 Reduced 1,823,237 -2,130 (-0.1%) 1.43% $19,126,000 2021-11-12
Q2 2021 Reduced 1,825,367 -19,128 (-1.0%) 1.53% $19,714,000 2021-08-12
Q1 2021 Reduced 1,844,495 -12,824 (-0.7%) 1.62% $18,998,000 2021-05-12
Q4 2020 Added 1,857,319 +87,196 (4.9%) 1.73% $18,276,000 2021-02-12
Q3 2020 Added 1,770,123 +220,371 (14.2%) 1.82% $17,577,000 2020-11-12
Q2 2020 Reduced 1,549,752 -9,826 (-0.6%) 1.57% $15,002,000 2020-08-14
Q1 2020 Added 1,559,578 +1,210,792 (347.1%) 1.54% $13,069,000 2020-05-13
Q4 2019 New 348,786 +348,786 (0.0%) 0.35% $3,631,000 2020-02-13
Institutional context

Who else reported the position

48 managers reported VERTICAL CAP INCOME FD for Q3 2022.

Manager Activity Shares Change % of reported 13F Reported value Tenure
Relative Value Partners Group LLC This report Reduced 1,709,363 -4,979 1.25% $15,248,000 12 qtrs
Saba Capital Management L P Unchanged 844,031 0 0.08% $7,529,000 12 qtrs
Bulldog Investors LLP Unchanged 606,323 0 1.58% $5,408,000 14 qtrs
Almitas Capital LLC Unchanged 546,229 0 3.64% $4,872,000 3 qtrs
SIT INVESTMENT ASSOCIATES INC Added 484,198 +26,956 0.13% $4,319,000 13 qtrs
Thomas J Herzfeld Advisors Inc Added 449,644 +14,366 1.71% $4,011,000 13 qtrs
ICON ADVISERS INC CO Added 442,170 +7,839 1.08% $3,944,000 6 qtrs
BOOTHBAY FUND MANAGEMENT LLC Unchanged 168,085 0 0.04% $1,499,000 13 qtrs
Cetera Advisor Networks LLC Added 151,549 +27,743 0.02% $1,352,000 14 qtrs
ENVESTNET ASSET MANAGEMENT INC Added 123,409 +8,262 < 0.01% $1,101,000 10 qtrs
A free account expands this comparison to 25 managers. Create free account
Premium adds each manager's conviction percentile across reporting peers.
Filing details and methodology As reported
Report period
September 30, 2022
Filed
November 10, 2022
Filing type
13F-HR
Position type
SHS BEN INT

Voting authority reported

Sole
1,709,363
Shared
0
None
0

“None” means the manager reported no voting authority for those shares on non-routine matters. It does not disclose why and is not evidence of securities lending.

Form 13-F is a delayed quarter-end snapshot of disclosed long Section 13(f) securities. It can be filed up to 45 days after quarter end, excludes short positions and most non-U.S. securities, and does not reveal intra-quarter trading. For options, reported shares and value describe the underlying-share exposure; strike, expiry, premium, and written positions are not disclosed.