Reported 29,419 shares, down 780 (2.6%) from the prior quarter.
Reported value -7.1%; share count -2.6% vs. the prior quarter.
Reported position value by quarter
Each bar is a Form 13-F quarter-end snapshot. It does not show trades made within the quarter.
| Date | Holding Value |
|---|---|
| 2022-03-31 | 195000 |
| 2022-06-30 | 282000 |
| 2022-09-30 | 262000 |
| 2022-12-31 | 254567 |
| 2023-03-31 | 387338 |
| 2023-06-30 | 201199 |
| 2023-09-30 | 0 |
Quarterly position history
How this manager's reported quarter-end position changed over time.
| Quarter | Activity | Shares | Change | % of reported 13F | Reported value | Filed | Source filing |
|---|---|---|---|---|---|---|---|
| Q3 2023 | Reduced | 0 | -20,221 (-100.0%) | 0 | $0 | 2023-11-14 | |
| Q2 2023 | Reduced | 20,221 | -19,263 (-48.8%) | < 0.01% | $201,199 | 2023-08-11 | |
| Q1 2023 | Added | 39,484 | +10,257 (35.1%) | < 0.01% | $387,338 | 2023-05-11 | |
| Q4 2022 | Reduced | 29,227 | -192 (-0.7%) | < 0.01% | $254,567 | 2023-02-14 | |
| Q3 2022 | Reduced | 29,419 | -780 (-2.6%) | < 0.01% | $262,000 | 2022-11-14 | |
| Q2 2022 | Added | 30,199 | +10,669 (54.6%) | < 0.01% | $282,000 | 2022-08-15 | |
| Q1 2022 | New | 19,530 | +19,530 (0.0%) | < 0.01% | $195,000 | 2022-05-16 |
Who else reported the position
48 managers reported VERTICAL CAP INCOME FD for Q3 2022.
| Manager | Activity | Shares | Change | % of reported 13F | Reported value | Tenure |
|---|---|---|---|---|---|---|
| Relative Value Partners Group LLC | Reduced | 1,709,363 | -4,979 | 1.25% | $15,248,000 | 12 qtrs |
| Saba Capital Management L P | Unchanged | 844,031 | 0 | 0.08% | $7,529,000 | 12 qtrs |
| Bulldog Investors LLP | Unchanged | 606,323 | 0 | 1.58% | $5,408,000 | 14 qtrs |
| Almitas Capital LLC | Unchanged | 546,229 | 0 | 3.64% | $4,872,000 | 3 qtrs |
| SIT INVESTMENT ASSOCIATES INC | Added | 484,198 | +26,956 | 0.13% | $4,319,000 | 13 qtrs |
| Thomas J Herzfeld Advisors Inc | Added | 449,644 | +14,366 | 1.71% | $4,011,000 | 13 qtrs |
| ICON ADVISERS INC CO | Added | 442,170 | +7,839 | 1.08% | $3,944,000 | 6 qtrs |
| BOOTHBAY FUND MANAGEMENT LLC | Unchanged | 168,085 | 0 | 0.04% | $1,499,000 | 13 qtrs |
| Cetera Advisor Networks LLC | Added | 151,549 | +27,743 | 0.02% | $1,352,000 | 14 qtrs |
| ENVESTNET ASSET MANAGEMENT INC | Added | 123,409 | +8,262 | < 0.01% | $1,101,000 | 10 qtrs |
Filing details and methodology As reported
- Report period
- September 30, 2022
- Filed
- November 14, 2022
- Filing type
- 13F-HR
- Position type
- SHS BEN INT
Voting authority reported
- Sole
- 0
- Shared
- 29,419
- None
- 0
“None” means the manager reported no voting authority for those shares on non-routine matters. It does not disclose why and is not evidence of securities lending.
Form 13-F is a delayed quarter-end snapshot of disclosed long Section 13(f) securities. It can be filed up to 45 days after quarter end, excludes short positions and most non-U.S. securities, and does not reveal intra-quarter trading. For options, reported shares and value describe the underlying-share exposure; strike, expiry, premium, and written positions are not disclosed.