Form 13-F position report

POWERSHARES DWA BASIC MATEIALS

Reported by LADENBURG THALMANN FINANCIAL SERVICES INC

Manager portfolio Source filing
PYZ CUSIP 73935X427 Manager CIK 0001029730
Latest reported change

Reported 1,139 shares, down 345 (23.2%) from the prior quarter.

Reported value -17.8%; share count -23.2% vs. the prior quarter.

Reduced
% of reported 13F value < 0.01% This manager · Q3 2017
Shares 1,139 Quarter-end amount reported
Reported value $74,000 Fair value at quarter end
Consecutive quarters held 12 Through Q3 2017

Reported position value by quarter

Reported position value by quarter

Each bar is a Form 13-F quarter-end snapshot. It does not show trades made within the quarter.

Manager history

Quarterly position history

How this manager's reported quarter-end position changed over time.

15 quarters
Quarter Activity Shares Change % of reported 13F Reported value Filed
Q3 2018 Reduced 0 -1,257 (-100.0%) 0 $0 2018-11-14
Q2 2018 Unchanged 1,257 0 (0.0%) < 0.01% $83,000 2018-08-15
Q1 2018 Added 1,257 +117 (10.3%) < 0.01% $83,000 2018-05-15
Q4 2017 Added 1,140 +1 (0.1%) < 0.01% $80,000 2018-02-14
Q3 2017 Reduced 1,139 -345 (-23.2%) < 0.01% $74,000 2017-11-15
Q2 2017 Added 1,484 +1,031 (227.6%) < 0.01% $90,000 2017-08-14
Q1 2017 Unchanged 453 0 (0.0%) < 0.01% $28,000 2017-05-15
Q4 2016 Reduced 453 -339 (-42.8%) < 0.01% $26,000 2017-02-14
Q3 2016 Reduced 792 -900 (-53.2%) < 0.01% $46,000 2016-11-14
Q2 2016 Added 1,692 +75 (4.6%) < 0.01% $91,000 2016-08-15
Q1 2016 Reduced 1,617 -149 (-8.4%) < 0.01% $81,000 2016-05-16
Q4 2015 Added 1,766 +326 (22.6%) < 0.01% $87,000 2016-02-16
Q3 2015 Reduced 1,440 -1,682 (-53.9%) < 0.01% $64,000 2015-11-16
Q2 2015 Reduced 3,122 -95 (-3.0%) < 0.01% $166,000 2015-08-14
Q1 2015 Reduced 3,217 -12,270 (-79.2%) < 0.01% $174,000 2015-05-15
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Institutional context

Who else reported the position

26 managers reported POWERSHARES DWA BASIC MATEIALS for Q3 2017.

Manager Activity Shares Change % of reported 13F Reported value Tenure
AMERIPRISE FINANCIAL INC Reduced 244,292 -26,637 < 0.01% $16,019,000 6 qtrs
Bank of America Corporation Added 54,495 +1,235 < 0.01% $3,572,000 18 qtrs
WELLS FARGO & COMPANY MN Reduced 35,346 -368 < 0.01% $2,316,000 18 qtrs
LPL Financial LLC Reduced 22,507 -3,426 < 0.01% $1,475,000 18 qtrs
MORGAN STANLEY Added 18,567 +1,574 < 0.01% $1,217,000 18 qtrs
Cambridge Investment Research Advisors Inc Reduced 18,177 -1,705 0.02% $1,191,000 18 qtrs
SUSQUEHANNA INTERNATIONAL GROUP LLP New 16,872 +16,872 < 0.01% $1,108,000 1 qtr
ROYAL BANK OF CANADA Reduced 11,237 -418 < 0.01% $737,000 18 qtrs
Commonwealth Equity Services Inc Added 9,980 +698 < 0.01% $654,000 15 qtrs
JANE STREET GROUP LLC Reduced 7,616 -15,052 < 0.01% $499,000 15 qtrs
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Filing details and methodology As reported
Report period
September 30, 2017
Filed
November 15, 2017
Filing type
13F-HR
Position type
BASIC MAT SECT

Voting authority reported

Sole
0
Shared
0
None
1,139

“None” means the manager reported no voting authority for those shares on non-routine matters. It does not disclose why and is not evidence of securities lending.

Form 13-F is a delayed quarter-end snapshot of disclosed long Section 13(f) securities. It can be filed up to 45 days after quarter end, excludes short positions and most non-U.S. securities, and does not reveal intra-quarter trading. For options, reported shares and value describe the underlying-share exposure; strike, expiry, premium, and written positions are not disclosed.