Form 13-F position report

POWERSHARES DWA FINANCIAL

Reported by LADENBURG THALMANN FINANCIAL SERVICES INC

Manager portfolio Source filing
PFI CUSIP 73935X377 Manager CIK 0001029730
Latest reported change

Reported 6,328 shares, up 3,549 (127.7%) from the prior quarter.

Reported value 128.2%; share count 127.7% vs. the prior quarter.

Added
% of reported 13F value < 0.01% This manager · Q4 2016
Shares 6,328 Quarter-end amount reported
Reported value $194,000 Fair value at quarter end
Consecutive quarters held 14 Through Q4 2016

Reported position value by quarter

Reported position value by quarter

Each bar is a Form 13-F quarter-end snapshot. It does not show trades made within the quarter.

Manager history

Quarterly position history

How this manager's reported quarter-end position changed over time.

15 quarters
Quarter Activity Shares Change % of reported 13F Reported value Filed
Q3 2018 Reduced 0 -6,965 (-100.0%) 0 $0 2018-11-14
Q2 2018 Unchanged 6,965 0 (0.0%) < 0.01% $244,000 2018-08-15
Q1 2018 Reduced 6,965 -4,812 (-40.9%) < 0.01% $244,000 2018-05-15
Q4 2017 Added 11,777 +315 (2.7%) < 0.01% $413,000 2018-02-14
Q3 2017 Added 11,462 +1,956 (20.6%) < 0.01% $378,000 2017-11-15
Q2 2017 Added 9,506 +1,770 (22.9%) < 0.01% $300,000 2017-08-14
Q1 2017 Added 7,736 +1,408 (22.3%) < 0.01% $239,000 2017-05-15
Q4 2016 Added 6,328 +3,549 (127.7%) < 0.01% $194,000 2017-02-14
Q3 2016 Added 2,779 +1 (0.0%) < 0.01% $85,000 2016-11-14
Q2 2016 Added 2,778 +3 (0.1%) < 0.01% $87,000 2016-08-15
Q1 2016 Added 2,775 +500 (22.0%) < 0.01% $84,000 2016-05-16
Q4 2015 Unchanged 2,275 0 (0.0%) < 0.01% $70,000 2016-02-16
Q3 2015 Unchanged 2,275 0 (0.0%) < 0.01% $67,000 2015-11-16
Q2 2015 Reduced 2,275 -750 (-24.8%) < 0.01% $69,000 2015-08-14
Q1 2015 Unchanged 3,025 0 (0.0%) < 0.01% $97,000 2015-05-15
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Institutional context

Who else reported the position

34 managers reported POWERSHARES DWA FINANCIAL for Q4 2016.

Manager Activity Shares Change % of reported 13F Reported value Tenure
Invesco Ltd New 1,270,121 +1,270,121 0.01% $38,929,000 1 qtr
Transamerica Financial Advisors Inc New 377,233 +377,233 1.38% $11,563,000 1 qtr
MORGAN STANLEY Added 124,515 +92,084 < 0.01% $3,817,000 13 qtrs
SignalPoint Asset Management LLC Reduced 111,310 -238 0.88% $3,412,000 15 qtrs
Janney Montgomery Scott LLC New 96,466 +96,466 0.04% $2,957,000 9 qtrs
Bank of America Corporation Added 90,453 +13,008 < 0.01% $2,772,000 15 qtrs
LPL Financial LLC Added 71,240 +59,825 0.02% $2,192,000 15 qtrs
RAYMOND JAMES & ASSOCIATES Added 61,998 +43,677 < 0.01% $1,900,000 4 qtrs
AMERIPRISE FINANCIAL INC New 56,819 +56,819 < 0.01% $1,741,000 1 qtr
UBS Group AG Added 48,010 +29,250 < 0.01% $1,472,000 9 qtrs
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Filing details and methodology As reported
Report period
December 31, 2016
Filed
February 14, 2017
Filing type
13F-HR
Position type
FINL SECT PORT

Voting authority reported

Sole
0
Shared
0
None
6,328

“None” means the manager reported no voting authority for those shares on non-routine matters. It does not disclose why and is not evidence of securities lending.

Form 13-F is a delayed quarter-end snapshot of disclosed long Section 13(f) securities. It can be filed up to 45 days after quarter end, excludes short positions and most non-U.S. securities, and does not reveal intra-quarter trading. For options, reported shares and value describe the underlying-share exposure; strike, expiry, premium, and written positions are not disclosed.