Form 13-F position report

GLOBAL X FDS

Reported by PINNACLE ASSOCIATES LTD

ETF profile Manager portfolio Source filing
SPFF CUSIP 37950E333 Manager CIK 0000743127
Latest reported change

Reported 45,578 shares, up 20,700 (83.2%) from the prior quarter.

Reported value 79.2%; share count 83.2% vs. the prior quarter.

Added
% of reported 13F value < 0.01% This manager · Q4 2021
Shares 45,578 Quarter-end amount reported
Reported value $534,000 Fair value at quarter end
Consecutive quarters held 31 Through Q4 2021

Reported position value by quarter

Reported position value by quarter

Each bar is a Form 13-F quarter-end snapshot. It does not show trades made within the quarter.

Manager history

Quarterly position history

How this manager's reported quarter-end position changed over time.

20 quarters
Quarter Activity Shares Change % of reported 13F Reported value Filed
Q3 2026 Unchanged 10,228 0 (0.0%) < 0.01% $92,768 2026-10-20
Q2 2026 Unchanged 10,228 0 (0.0%) < 0.01% $95,918 2026-08-03
Q1 2026 Reduced 10,228 -3,500 (-25.5%) < 0.01% $90,927 2026-04-22
Q4 2025 Reduced 13,728 -500 (-3.5%) < 0.01% $127,945 2026-02-05
Q3 2025 Added 14,228 +300 (2.2%) < 0.01% $131,467 2025-11-13
Q2 2025 Unchanged 13,928 0 (0.0%) < 0.01% $124,934 2025-08-04
Q1 2025 Unchanged 13,928 0 (0.0%) < 0.01% $124,869 2025-05-06
Q4 2024 Unchanged 13,928 0 (0.0%) < 0.01% $128,973 2025-02-14
Q3 2024 Unchanged 13,928 0 (0.0%) < 0.01% $126,466 2024-10-25
Q2 2024 Unchanged 13,928 0 (0.0%) < 0.01% $128,277 2024-07-30
Q1 2024 Unchanged 13,928 0 (0.0%) < 0.01% $131,759 2024-04-26
Q4 2023 Unchanged 13,928 0 (0.0%) < 0.01% $126,466 2024-01-19
Q3 2023 Reduced 13,928 -2,000 (-12.6%) < 0.01% $122,275 2023-10-24
Q2 2023 Reduced 15,928 -25,650 (-61.7%) < 0.01% $143,989 2023-07-27
Q1 2023 Reduced 41,578 -1,000 (-2.3%) < 0.01% $390,002 2023-05-05
Q4 2022 Reduced 42,578 -2,000 (-4.5%) < 0.01% $400,872 2023-01-25
Q3 2022 Unchanged 44,578 0 (0.0%) 0.01% $441,000 2022-11-01
Q2 2022 Reduced 44,578 -1,000 (-2.2%) < 0.01% $458,000 2022-08-02
Q1 2022 Unchanged 45,578 0 (0.0%) < 0.01% $508,000 2022-05-05
Q4 2021 Added 45,578 +20,700 (83.2%) < 0.01% $534,000 2022-02-02
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Institutional context

Who else reported the position

54 managers reported GLOBAL X FDS for Q4 2021.

Manager Activity Shares Change % of reported 13F Reported value Tenure
LPL Financial LLC Added 1,073,334 +38,516 0.01% $12,579,000 34 qtrs
Financial Gravity Asset Management Inc Reduced 48 -668 0.2% $8,482,000 5 qtrs
Bank of America Corporation Added 498,814 +22,644 < 0.01% $5,846,000 35 qtrs
UBS Group AG Added 441,150 +20,980 < 0.01% $5,170,000 22 qtrs
WELLS FARGO & COMPANY MN Added 201,536 +28,509 < 0.01% $2,362,000 24 qtrs
Hennion & Walsh Asset Management Inc Reduced 170,484 -12,716 0.1% $1,998,000 4 qtrs
MML INVESTORS SERVICES LLC Added 161,918 +22,878 0.01% $1,898,000 14 qtrs
ROYAL BANK OF CANADA Added 102,771 +91,226 < 0.01% $1,205,000 31 qtrs
MORGAN STANLEY Added 81,435 +18,756 < 0.01% $954,000 35 qtrs
IVC Wealth Advisors LLC Reduced 50,262 -450 0.38% $589,000 5 qtrs
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Filing details and methodology As reported
Report period
December 31, 2021
Filed
February 02, 2022
Filing type
13F-HR
Position type
GLBX SUPRINC ETF

Voting authority reported

Sole
45,578
Shared
0
None
0

“None” means the manager reported no voting authority for those shares on non-routine matters. It does not disclose why and is not evidence of securities lending.

Form 13-F is a delayed quarter-end snapshot of disclosed long Section 13(f) securities. It can be filed up to 45 days after quarter end, excludes short positions and most non-U.S. securities, and does not reveal intra-quarter trading. For options, reported shares and value describe the underlying-share exposure; strike, expiry, premium, and written positions are not disclosed.