Form 13-F position report

FIRST TR EXCHANGE-TRADED FD

Reported by AE Wealth Management LLC

ETF profile Manager portfolio Source filing
FTXO CUSIP 33738R860 Manager CIK 0001697723
Latest reported change

Reported 37,976 shares, up 6,329 (20.0%) from the prior quarter.

Reported value 16.9%; share count 20.0% vs. the prior quarter.

Added
% of reported 13F value < 0.01% This manager · Q3 2023
Shares 37,976 Quarter-end amount reported
Reported value $784,970 Fair value at quarter end
Consecutive quarters held 12 Through Q3 2023

Reported position value by quarter

Reported position value by quarter

Each bar is a Form 13-F quarter-end snapshot. It does not show trades made within the quarter.

Manager history

Quarterly position history

How this manager's reported quarter-end position changed over time.

17 quarters
Quarter Activity Shares Change % of reported 13F Reported value Filed
Q2 2026 Reduced 17,430 -486 (-2.7%) < 0.01% $720,384 2026-08-03
Q1 2026 Reduced 17,916 -1,553 (-8.0%) < 0.01% $648,005 2026-05-13
Q4 2025 Reduced 19,469 -15,373 (-44.1%) < 0.01% $735,712 2026-01-26
Q3 2025 Reduced 34,842 -1,080 (-3.0%) < 0.01% $1,240,635 2025-11-03
Q2 2025 Reduced 35,922 -8,762 (-19.6%) < 0.01% $1,186,506 2025-08-06
Q1 2025 Reduced 44,684 -1,754 (-3.8%) 0.01% $1,358,382 2025-05-06
Q4 2024 New 46,438 +46,438 (0.0%) 0.01% $1,477,128 2025-02-13
Q4 2023 Reduced 0 -37,976 (-100.0%) 0 $0 2024-02-14
Q3 2023 Added 37,976 +6,329 (20.0%) < 0.01% $784,970 2023-10-11
Q2 2023 Reduced 31,647 -734 (-2.3%) < 0.01% $671,630 2023-07-10
Q1 2023 Added 32,381 +9,904 (44.1%) < 0.01% $688,427 2023-04-14
Q4 2022 Added 22,477 +3,474 (18.3%) < 0.01% $588,907 2023-01-31
Q3 2022 Added 19,003 +4,131 (27.8%) < 0.01% $492,000 2022-10-25
Q2 2022 Added 14,872 +4,019 (37.0%) < 0.01% $387,000 2022-08-03
Q1 2022 Added 10,853 +2,666 (32.6%) < 0.01% $345,000 2022-04-18
Q4 2021 New 8,187 +8,187 (0.0%) < 0.01% $269,000 2022-01-20
Q3 2021 Reduced 0 -22,914 (-100.0%) 0 $0 2021-11-01
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Institutional context

Who else reported the position

85 managers reported FIRST TR EXCHANGE-TRADED FD for Q3 2023.

Manager Activity Shares Change % of reported 13F Reported value Tenure
MORGAN STANLEY Reduced 494,068 -136,633 < 0.01% $10,212,386 27 qtrs
LPL Financial LLC Reduced 432,413 -20,993 < 0.01% $8,937,964 28 qtrs
Secure Asset Management LLC Added 264,667 +221,167 1.64% $5,470,675 8 qtrs
ENVESTNET ASSET MANAGEMENT INC Reduced 232,571 -7,225 < 0.01% $4,807,245 12 qtrs
Raymond James Financial Services Advisors Inc Reduced 183,994 -33,341 < 0.01% $3,803,161 27 qtrs
WELLS FARGO & COMPANY MN Reduced 156,456 -246 < 0.01% $3,233,952 27 qtrs
ADVISOR GROUP HOLDINGS INC Added 139,531 +13,860 < 0.01% $2,811,629 15 qtrs
UBS Group AG Reduced 129,079 -29,332 < 0.01% $2,668,063 27 qtrs
Bank of America Corporation Reduced 124,836 -14,414 < 0.01% $2,580,359 28 qtrs
AMERIPRISE FINANCIAL INC Reduced 86,283 -2,249 < 0.01% $1,783,783 11 qtrs
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Filing details and methodology As reported
Report period
September 30, 2023
Filed
October 11, 2023
Filing type
13F-HR
Position type
NASDAQ BK ETF

Voting authority reported

Sole
0
Shared
0
None
37,976

“None” means the manager reported no voting authority for those shares on non-routine matters. It does not disclose why and is not evidence of securities lending.

Form 13-F is a delayed quarter-end snapshot of disclosed long Section 13(f) securities. It can be filed up to 45 days after quarter end, excludes short positions and most non-U.S. securities, and does not reveal intra-quarter trading. For options, reported shares and value describe the underlying-share exposure; strike, expiry, premium, and written positions are not disclosed.