Reported 47,870 shares, down 7,752 (13.9%) from the prior quarter.
Reported value 5.2%; share count -13.9% vs. the prior quarter.
Reported position value by quarter
Each bar is a Form 13-F quarter-end snapshot. It does not show trades made within the quarter.
| Date | Holding Value |
|---|---|
| 2021-03-31 | 1088000 |
| 2021-06-30 | 1174000 |
| 2021-09-30 | 1168000 |
| 2021-12-31 | 1206000 |
| 2022-03-31 | 1522000 |
| 2022-06-30 | 1360000 |
| 2022-09-30 | 1355000 |
| 2022-12-31 | 1547488 |
| 2023-03-31 | 1882322 |
| 2023-06-30 | 1242256 |
| 2023-09-30 | 1149706 |
| 2023-12-31 | 1209207 |
| 2024-03-31 | 0 |
| 2025-06-30 | 514056 |
Quarterly position history
How this manager's reported quarter-end position changed over time.
| Quarter | Activity | Shares | Change | % of reported 13F | Reported value | Filed | Source filing |
|---|---|---|---|---|---|---|---|
| Q2 2025 | New | 15,563 | +15,563 (0.0%) | < 0.01% | $514,056 | 2025-08-08 | |
| Q1 2024 | Reduced | 0 | -47,870 (-100.0%) | 0 | $0 | 2024-05-08 | |
| Q4 2023 | Reduced | 47,870 | -7,752 (-13.9%) | 0.01% | $1,209,207 | 2024-02-07 | |
| Q3 2023 | Reduced | 55,622 | -2,912 (-5.0%) | 0.01% | $1,149,706 | 2023-11-08 | |
| Q2 2023 | Reduced | 58,534 | -30,004 (-33.9%) | 0.01% | $1,242,256 | 2023-08-11 | |
| Q1 2023 | Added | 88,538 | +29,474 (49.9%) | 0.02% | $1,882,322 | 2023-04-28 | |
| Q4 2022 | Added | 59,064 | +6,740 (12.9%) | 0.02% | $1,547,488 | 2023-02-13 | |
| Q3 2022 | Added | 52,324 | +125 (0.2%) | 0.02% | $1,355,000 | 2022-11-02 | |
| Q2 2022 | Added | 52,199 | +4,279 (8.9%) | 0.02% | $1,360,000 | 2022-08-02 | |
| Q1 2022 | Added | 47,920 | +11,197 (30.5%) | 0.02% | $1,522,000 | 2022-04-27 | |
| Q4 2021 | Added | 36,723 | +953 (2.7%) | 0.02% | $1,206,000 | 2022-01-24 | |
| Q3 2021 | Reduced | 35,770 | -2,105 (-5.6%) | 0.02% | $1,168,000 | 2021-10-21 | |
| Q2 2021 | Added | 37,875 | +2,925 (8.4%) | 0.02% | $1,174,000 | 2021-07-29 | |
| Q1 2021 | New | 34,950 | +34,950 (0.0%) | 0.02% | $1,088,000 | 2021-05-13 |
Who else reported the position
88 managers reported FIRST TR EXCHANGE-TRADED FD for Q4 2023.
| Manager | Activity | Shares | Change | % of reported 13F | Reported value | Tenure |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | Reduced | 476,712 | -17,356 | < 0.01% | $12,041,770 | 28 qtrs |
| Secure Asset Management LLC | Added | 434,708 | +170,041 | 2.95% | $10,980,733 | 9 qtrs |
| LPL Financial LLC | Reduced | 394,800 | -37,613 | < 0.01% | $9,972,647 | 29 qtrs |
| UBS Group AG | Added | 323,259 | +194,180 | < 0.01% | $8,165,522 | 28 qtrs |
| Raymond James Financial Services Advisors Inc | Reduced | 166,676 | -17,318 | < 0.01% | $4,210,241 | 28 qtrs |
| WELLS FARGO & COMPANY MN | Reduced | 144,738 | -11,718 | < 0.01% | $3,656,082 | 28 qtrs |
| Bank of America Corporation | Reduced | 124,757 | -79 | < 0.01% | $3,151,372 | 29 qtrs |
| AMERIPRISE FINANCIAL INC | Reduced | 83,036 | -3,247 | < 0.01% | $2,097,764 | 12 qtrs |
| ADVISOR GROUP HOLDINGS INC | Reduced | 81,624 | -57,907 | < 0.01% | $2,063,447 | 16 qtrs |
| Janney Montgomery Scott LLC | Reduced | 76,614 | -920 | < 0.01% | $1,935,000 | 28 qtrs |
Filing details and methodology As reported
- Report period
- December 31, 2023
- Filed
- February 07, 2024
- Filing type
- 13F-HR
- Position type
- NASDAQ BK ETF
Voting authority reported
- Sole
- 47,870
- Shared
- 0
- None
- 0
“None” means the manager reported no voting authority for those shares on non-routine matters. It does not disclose why and is not evidence of securities lending.
Form 13-F is a delayed quarter-end snapshot of disclosed long Section 13(f) securities. It can be filed up to 45 days after quarter end, excludes short positions and most non-U.S. securities, and does not reveal intra-quarter trading. For options, reported shares and value describe the underlying-share exposure; strike, expiry, premium, and written positions are not disclosed.