Form 13-F position report

CAPRICOR THERAPEUTICS INC

Reported by ADVISOR GROUP HOLDINGS INC

Company profile Manager portfolio Source filing
CAPR CUSIP 14070B309 Manager CIK 0001677044
Latest reported change

Reported 6,000 shares, up 1,000 (20.0%) from the prior quarter.

Reported value 35.9%; share count 20.0% vs. the prior quarter.

Added
% of reported 13F value < 0.01% This manager · Q2 2023
Shares 6,000 Quarter-end amount reported
Reported value $28,680 Fair value at quarter end
Consecutive quarters held 8 Through Q2 2023

Reported position value by quarter

Reported position value by quarter

Each bar is a Form 13-F quarter-end snapshot. It does not show trades made within the quarter.

Manager history

Quarterly position history

How this manager's reported quarter-end position changed over time.

20 quarters
Quarter Activity Shares Change % of reported 13F Reported value Filed
Q2 2026 Reduced 20,334 -15,616 (-43.4%) < 0.01% $489,640 2026-08-14
Q1 2026 Reduced 35,950 -3,931 (-9.9%) < 0.01% $1,092,879 2026-05-15
Q4 2025 Added 39,881 +6,722 (20.3%) < 0.01% $1,150,964 2026-02-17
Q3 2025 Added 33,159 +14,687 (79.5%) < 0.01% $215,461 2025-11-14
Q2 2025 Added 18,472 +1,621 (9.6%) < 0.01% $183,425 2025-08-13
Q1 2025 Added 16,851 +6,296 (59.6%) < 0.01% $159,901 2025-05-12
Q4 2024 Reduced 10,555 -230,195 (-95.6%) < 0.01% $145,648 2025-02-07
Q3 2024 Added 240,750 +78,450 (48.3%) < 0.01% $3,661,808 2024-11-13
Q2 2024 Added 162,300 +4,100 (2.6%) < 0.01% $774,171 2024-08-13
Q1 2024 Added 158,200 +41,650 (35.7%) < 0.01% $1,074,178 2024-05-10
Q4 2023 Added 116,550 +110,550 (1842.5%) < 0.01% $569,930 2024-02-12
Q3 2023 Unchanged 6,000 0 (0.0%) < 0.01% $20,520 2023-11-13
Q2 2023 Added 6,000 +1,000 (20.0%) < 0.01% $28,680 2023-08-10
Q1 2023 Unchanged 5,000 0 (0.0%) < 0.01% $21,100 2023-05-12
Q4 2022 Unchanged 5,000 0 (0.0%) < 0.01% $19,000 2023-02-10
Q3 2022 Unchanged 5,000 0 (0.0%) < 0.01% $30,000 2022-11-14
Q2 2022 Unchanged 5,000 0 (0.0%) < 0.01% $17,000 2022-08-10
Q1 2022 Unchanged 5,000 0 (0.0%) < 0.01% $17,000 2022-05-04
Q4 2021 Unchanged 5,000 0 (0.0%) < 0.01% $15,000 2022-02-03
Q3 2021 New 5,000 +5,000 (0.0%) < 0.01% $20,000 2021-11-05
Institutional context

Who else reported the position

36 managers reported CAPRICOR THERAPEUTICS INC for Q2 2023.

Manager Activity Shares Change % of reported 13F Reported value Tenure
VANGUARD GROUP INC Reduced 1,146,718 -4,625 < 0.01% $5,481,312 17 qtrs
BlackRock Inc Added 410,921 +16,941 < 0.01% $1,964,203 13 qtrs
GEODE CAPITAL MANAGEMENT LLC Added 298,322 +66,633 < 0.01% $1,425,979 17 qtrs
NORTHERN TRUST CORPORATION Reduced 105,507 -467 < 0.01% $504,324 13 qtrs
STATE STREET CORPORATION Unchanged 84,924 0 < 0.01% $405,937 9 qtrs
THE BANK OF NEW YORK MELLON CORPORATION Reduced 84,544 -53 < 0.01% $404,120 12 qtrs
LPL Financial LLC New 78,436 +78,436 < 0.01% $374,924 1 qtr
MORGAN STANLEY Added 53,132 +10,134 < 0.01% $253,971 17 qtrs
SUSQUEHANNA INTERNATIONAL GROUP LLP Added 48,635 +14,117 < 0.01% $232,475 13 qtrs
RENAISSANCE TECHNOLOGIES LLC Added 46,421 +15,900 < 0.01% $222,000 4 qtrs
A free account expands this comparison to 25 managers. Create free account
Premium adds each manager's conviction percentile across reporting peers.
Filing details and methodology As reported
Report period
June 30, 2023
Filed
August 10, 2023
Filing type
13F-HR
Position type
COM NEW

Voting authority reported

Sole
0
Shared
0
None
6,000

“None” means the manager reported no voting authority for those shares on non-routine matters. It does not disclose why and is not evidence of securities lending.

Form 13-F is a delayed quarter-end snapshot of disclosed long Section 13(f) securities. It can be filed up to 45 days after quarter end, excludes short positions and most non-U.S. securities, and does not reveal intra-quarter trading. For options, reported shares and value describe the underlying-share exposure; strike, expiry, premium, and written positions are not disclosed.